Purchases and Sales Made in Q3 2020 in First Tr Small Cap Core Alphad (FYX)

FYX Quotes by TradingView

This table provides information about the institutional ownership of First Tr Small Cap Core Alphad (FYX) during Q3 2020. The information is specifically focused on institutions that hold shares of FIRST TR SMALL CAP CORE ALPHAD.

Report Date Institution (Fund) Operation Option Shares change Value Range Shares Held Trade History
Nov 02, 2020 Q3 2020
Total Investment Management Inc

Scottsdale, AZ
BUY
 -
356K
New
$18.6M - $21.8M
356K $35.1M
Nov 12, 2020 Q3 2020
Kestra Advisory Services, LLC

BUY
 -
42.5K
New
$2.22M - $2.61M
42.5K $4.19M
Nov 06, 2020 Q3 2020
Janney Montgomery Scott LLC

BUY
 -
27.7K
+ 24.63%
$1.45M - $1.7M
140K $13.8M
Nov 02, 2020 Q3 2020
D.A. Davidson & Co.

BUY
 -
27.1K
+ 161.37%
$1.42M - $1.66M
43.9K $4.33M
Oct 27, 2020 Q3 2020
Western Wealth Management, LLC

BUY
 -
13.9K
New
$726K - $851K
13.9K $1.37M
Nov 16, 2020 Q3 2020
Susquehanna International Group, LLP

Bala Cynwyd, PA
BUY
 -
9.35K
+ 18.3%
$490K - $574K
60.5K $5.96M
Nov 05, 2020 Q3 2020
Commonwealth Equity Services, LLC

BUY
 -
8.36K
+ 18.66%
$438K - $513K
53.2K $5.24M
Oct 09, 2020 Q3 2020
Resources Investment Advisors, Llc.

Overland Park, KS
BUY
 -
7.06K
+ 134.91%
$370K - $434K
12.3K $1.21M
Nov 09, 2020 Q3 2020
Kestra Private Wealth Services, LLC

BUY
 -
4.5K
New
$236K - $277K
4.5K $444K
Nov 16, 2020 Q3 2020
Stifel Financial Corp

St. Louis, MO
BUY
 -
4K
+ 19.05%
$210K - $246K
25K $2.47M
Nov 06, 2020 Q3 2020
Chicago Partners Investment Group LLC

BUY
 -
2.86K
+ 9.43%
$150K - $176K
33.2K $3.28M
Nov 12, 2020 Q3 2020
Baird Financial Group, Inc.

Milwaukee, WI
BUY
 -
1.69K
+ 2.25%
$88.6K - $104K
76.9K $7.58M
Nov 16, 2020 Q3 2020
Advisory Services Network, LLC

BUY
 -
1.26K
New
$66.2K - $77.5K
1.26K $125K
Oct 28, 2020 Q3 2020
Lvz, Inc.

BUY
 -
1.05K
+ 5.63%
$54.9K - $64.3K
19.7K $1.94M
Nov 10, 2020 Q3 2020
Occidental Asset Management, LLC

BUY
 -
803
+ 2.57%
$42.1K - $49.3K
32K $3.16M
Nov 16, 2020 Q3 2020
Tower Research Capital LLC (Trc)

New York, NY
BUY
 -
691
+ 2.74%
$36.2K - $42.4K
25.9K $2.55M
Oct 29, 2020 Q3 2020
Stratos Wealth Partners, Ltd.

BUY
 -
546
+ 10.4%
$28.6K - $33.5K
5.79K $571K
Nov 13, 2020 Q3 2020
Benjamin F. Edwards & Company, Inc.

St. Louis, MO
BUY
 -
534
+ 237.33%
$28K - $32.8K
759 $74.8K
Nov 13, 2020 Q3 2020
Cetera Investment Advisers

Schaumburg, IL
BUY
 -
334
+ 2.0%
$17.5K - $20.5K
17K $1.68M
Nov 04, 2020 Q3 2020
Prospera Financial Services Inc

BUY
 -
200
New
$10.5K - $12.3K
200 $19.7K
Nov 10, 2020 Q3 2020
Hexagon Capital Partners LLC

BUY
 -
196
New
$10.3K - $12K
196 $19.3K
Mar 22, 2023 Q3 2020
American Portfolios Advisors

Holbrook, NY
BUY
 -
114
+ 5.14%
$5.97K - $7K
2.33K $230K
Nov 13, 2020 Q3 2020
High Tower Advisors, LLC

Chicago, IL
BUY
 -
37
+ 0.49%
$1.94K - $2.27K
7.56K $745K
Oct 08, 2020 Q3 2020
Clarus Wealth Advisors

BUY
 -
29
+ 0.47%
$1.52K - $1.78K
6.14K $605K
Nov 10, 2020 Q3 2020
Arkadios Wealth Advisors

BUY
 -
7
+ 0.23%
$367 - $430
3.08K $303K
Sep 15, 2021 Q3 2020
Cwm, LLC

BUY
 -
2
+ 0.07%
$105 - $123
2.91K $287K
Oct 19, 2020 Q3 2020
Cwm, LLC

SELL
 -
-2
- 0.07%
$105 - $123
2.91K $286K
Nov 13, 2020 Q3 2020
Concourse Financial Group Securities, Inc.

Birmingham, AL
SELL
 -
-18
- 0.3%
$943 - $1.11K
6.01K $593K
Nov 09, 2020 Q3 2020
Cedar Brook Financial Partners, LLC

Cleveland, OH
SELL
 -
-26
- 0.29%
$1.36K - $1.6K
8.85K $872K
Jan 08, 2024 Q3 2020
Snowden Capital Advisors LLC

New York, NY
SELL
 -
-26
- 0.48%
$1.36K - $1.6K
5.36K $528K
Dec 29, 2020 Q3 2020
Wealth Advisory Solutions, LLC

SELL
 -
-38
- 0.94%
$1.99K - $2.33K
4.01K $395K
Nov 16, 2020 Q3 2020
Benjamin Edwards Inc

Clayton, MO
SELL
 -
-49
- 21.78%
$2.57K - $3.01K
176 $17.4K
Sep 07, 2021 Q3 2020
Geneos Wealth Management Inc.

SELL
 -
-79
- 7.8%
$4.14K - $4.85K
934 $92.1K
Nov 10, 2020 Q3 2020
Us Bancorp \De\

SELL
 -
-79
- 4.51%
$4.14K - $4.85K
1.67K $165K
Nov 06, 2020 Q3 2020
Element Wealth, LLC

SELL
 -
-117
- 2.13%
$6.13K - $7.18K
5.37K $530K
Oct 29, 2020 Q3 2020
Ifp Advisors, Inc

SELL
 -
-146
- 31.2%
$7.65K - $8.96K
322 $31.7K
Nov 19, 2020 Q3 2020
Tru Independence LLC

SELL
 -
-153
Closed
$8.02K - $9.39K
0 $0
Nov 05, 2020 Q3 2020
First Trust Advisors LP

Wheaton, IL
SELL
 -
-201
- 3.18%
$10.5K - $12.3K
6.12K $603K
Nov 02, 2020 Q3 2020
Tfg Advisers LLC

SELL
 -
-206
- 4.35%
$10.8K - $12.6K
4.53K $447K
Oct 20, 2020 Q3 2020
Wedbush Securities Inc

SELL
 -
-264
- 1.84%
$13.8K - $16.2K
14.1K $1.39M
Nov 02, 2020 Q3 2020
Private Advisor Group, LLC

SELL
 -
-409
- 7.06%
$21.4K - $25.1K
5.39K $531K
Nov 04, 2020 Q3 2020
Comerica Securities,Inc.

SELL
 -
-462
- 3.52%
$24.2K - $28.4K
12.7K $1.25M
Oct 19, 2020 Q3 2020
Camelot Portfolios, LLC

SELL
 -
-473
- 3.78%
$24.8K - $29K
12K $1.19M
Nov 12, 2020 Q3 2020
Nations Financial Group Inc,

Cedar Rapids, IA
SELL
 -
-480
- 3.21%
$25.1K - $29.5K
14.5K $1.42M
Nov 16, 2020 Q3 2020
Voya Financial Advisors, Inc.

Windsor, CT
SELL
 -
-484
- 10.15%
$25.4K - $29.7K
4.29K $423K
Nov 13, 2020 Q3 2020
Frontier Wealth Management LLC

Kansas City, MO
SELL
 -
-638
- 0.84%
$33.4K - $39.2K
75.6K $7.45M
Nov 13, 2020 Q3 2020
Cetera Advisor Networks LLC

El Segundo, CA
SELL
 -
-781
- 4.58%
$40.9K - $48K
16.3K $1.61M
Nov 13, 2020 Q3 2020
Northwestern Mutual Wealth Management CO

SELL
 -
-1.12K
- 48.13%
$58.6K - $68.6K
1.21K $119K
Nov 06, 2020 Q3 2020
Pnc Financial Services Group, Inc.

Pittsburgh, PA
SELL
 -
-1.23K
- 30.17%
$64.5K - $75.6K
2.85K $281K

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