Purchases and Sales Made in Q3 2020 in First Tr Small Cap Core Alphad (FYX)
This table provides information about the institutional ownership of First Tr Small Cap Core Alphad (FYX) during Q3 2020. The information is specifically focused on institutions that hold shares of FIRST TR SMALL CAP CORE ALPHAD.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 02, 2020
Q3 2020
|
Total Investment Management Inc
Scottsdale, AZ |
BUY
|
- |
356KNew |
$18.6M - $21.8M
|
356K
$36.7M
|
|
Nov 12, 2020
Q3 2020
|
Kestra Advisory Services, LLC
|
BUY
|
- |
42.5KNew |
$2.22M - $2.61M
|
42.5K
$4.38M
|
|
Nov 06, 2020
Q3 2020
|
Janney Montgomery Scott LLC
|
BUY
|
- |
27.7K+ 24.63% |
$1.45M - $1.7M
|
140K
$14.5M
|
|
Nov 02, 2020
Q3 2020
|
D.A. Davidson & Co.
|
BUY
|
- |
27.1K+ 161.37% |
$1.42M - $1.66M
|
43.9K
$4.52M
|
|
Oct 27, 2020
Q3 2020
|
Western Wealth Management, LLC
|
BUY
|
- |
13.9KNew |
$726K - $851K
|
13.9K
$1.43M
|
|
Nov 16, 2020
Q3 2020
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
9.35K+ 18.3% |
$490K - $574K
|
60.5K
$6.24M
|
|
Nov 05, 2020
Q3 2020
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
8.36K+ 18.66% |
$438K - $513K
|
53.2K
$5.48M
|
|
Oct 09, 2020
Q3 2020
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
7.06K+ 134.91% |
$370K - $434K
|
12.3K
$1.27M
|
|
Nov 09, 2020
Q3 2020
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
4.5KNew |
$236K - $277K
|
4.5K
$464K
|
|
Nov 16, 2020
Q3 2020
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
4K+ 19.05% |
$210K - $246K
|
25K
$2.58M
|
|
Nov 02, 2020
Q3 2020
|
Ifg Advisory, LLC
|
BUY
|
- |
3.83K+ 9.17% |
$201K - $235K
|
45.6K
$4.7M
|
|
Nov 06, 2020
Q3 2020
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
2.86K+ 9.43% |
$150K - $176K
|
33.2K
$3.43M
|
|
Nov 12, 2020
Q3 2020
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.69K+ 2.25% |
$88.6K - $104K
|
76.9K
$7.93M
|
|
Nov 16, 2020
Q3 2020
|
Advisory Services Network, LLC
|
BUY
|
- |
1.26KNew |
$66.2K - $77.5K
|
1.26K
$130K
|
|
Oct 28, 2020
Q3 2020
|
Lvz, Inc.
|
BUY
|
- |
1.05K+ 5.63% |
$54.9K - $64.3K
|
19.7K
$2.03M
|
|
Nov 10, 2020
Q3 2020
|
Occidental Asset Management, LLC
|
BUY
|
- |
803+ 2.57% |
$42.1K - $49.3K
|
32K
$3.3M
|
|
Nov 16, 2020
Q3 2020
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
691+ 2.74% |
$36.2K - $42.4K
|
25.9K
$2.67M
|
|
Oct 29, 2020
Q3 2020
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
546+ 10.4% |
$28.6K - $33.5K
|
5.79K
$597K
|
|
Nov 13, 2020
Q3 2020
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
534+ 237.33% |
$28K - $32.8K
|
759
$78.3K
|
|
Nov 13, 2020
Q3 2020
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
334+ 2.0% |
$17.5K - $20.5K
|
17K
$1.76M
|
|
Nov 04, 2020
Q3 2020
|
Prospera Financial Services Inc
|
BUY
|
- |
200New |
$10.5K - $12.3K
|
200
$20.6K
|
|
Nov 10, 2020
Q3 2020
|
Hexagon Capital Partners LLC
|
BUY
|
- |
196New |
$10.3K - $12K
|
196
$20.2K
|
|
Mar 22, 2023
Q3 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
114+ 5.14% |
$5.97K - $7K
|
2.33K
$240K
|
|
Nov 13, 2020
Q3 2020
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
37+ 0.49% |
$1.94K - $2.27K
|
7.56K
$779K
|
|
Oct 08, 2020
Q3 2020
|
Clarus Wealth Advisors
|
BUY
|
- |
29+ 0.47% |
$1.52K - $1.78K
|
6.14K
$633K
|
|
Nov 10, 2020
Q3 2020
|
Arkadios Wealth Advisors
|
BUY
|
- |
7+ 0.23% |
$367 - $430
|
3.08K
$317K
|
|
Sep 15, 2021
Q3 2020
|
Cwm, LLC
|
BUY
|
- |
2+ 0.07% |
$105 - $123
|
2.91K
$300K
|
|
Oct 19, 2020
Q3 2020
|
Cwm, LLC
|
SELL
|
- |
-2- 0.07% |
$105 - $123
|
2.91K
$300K
|
|
Nov 13, 2020
Q3 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-18- 0.3% |
$943 - $1.11K
|
6.01K
$620K
|
|
Nov 09, 2020
Q3 2020
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
SELL
|
- |
-26- 0.29% |
$1.36K - $1.6K
|
8.85K
$912K
|
|
Jan 08, 2024
Q3 2020
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-26- 0.48% |
$1.36K - $1.6K
|
5.36K
$553K
|
|
Dec 29, 2020
Q3 2020
|
Wealth Advisory Solutions, LLC
|
SELL
|
- |
-38- 0.94% |
$1.99K - $2.33K
|
4.01K
$413K
|
|
Nov 16, 2020
Q3 2020
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-49- 21.78% |
$2.57K - $3.01K
|
176
$18.1K
|
|
Sep 07, 2021
Q3 2020
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-79- 7.8% |
$4.14K - $4.85K
|
934
$96.3K
|
|
Nov 10, 2020
Q3 2020
|
Us Bancorp \De\
|
SELL
|
- |
-79- 4.51% |
$4.14K - $4.85K
|
1.67K
$173K
|
|
Nov 06, 2020
Q3 2020
|
Element Wealth, LLC
|
SELL
|
- |
-117- 2.13% |
$6.13K - $7.18K
|
5.37K
$554K
|
|
Oct 29, 2020
Q3 2020
|
Ifp Advisors, Inc
|
SELL
|
- |
-146- 31.2% |
$7.65K - $8.96K
|
322
$33.2K
|
|
Nov 19, 2020
Q3 2020
|
Tru Independence LLC
|
SELL
|
- |
-153Closed |
$8.02K - $9.39K
|
0
$0
|
|
Nov 05, 2020
Q3 2020
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-201- 3.18% |
$10.5K - $12.3K
|
6.12K
$631K
|
|
Nov 02, 2020
Q3 2020
|
Tfg Advisers LLC
|
SELL
|
- |
-206- 4.35% |
$10.8K - $12.6K
|
4.53K
$467K
|
|
Oct 20, 2020
Q3 2020
|
Wedbush Securities Inc
|
SELL
|
- |
-264- 1.84% |
$13.8K - $16.2K
|
14.1K
$1.46M
|
|
Nov 02, 2020
Q3 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-409- 7.06% |
$21.4K - $25.1K
|
5.39K
$555K
|
|
Nov 04, 2020
Q3 2020
|
Comerica Securities,Inc.
|
SELL
|
- |
-462- 3.52% |
$24.2K - $28.4K
|
12.7K
$1.31M
|
|
Oct 19, 2020
Q3 2020
|
Camelot Portfolios, LLC
|
SELL
|
- |
-473- 3.78% |
$24.8K - $29K
|
12K
$1.24M
|
|
Nov 12, 2020
Q3 2020
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-480- 3.21% |
$25.1K - $29.5K
|
14.5K
$1.49M
|
|
Nov 16, 2020
Q3 2020
|
Voya Financial Advisors, Inc.
Windsor, CT |
SELL
|
- |
-484- 10.15% |
$25.4K - $29.7K
|
4.29K
$442K
|
|
Nov 13, 2020
Q3 2020
|
Frontier Wealth Management LLC
Kansas City, MO |
SELL
|
- |
-638- 0.84% |
$33.4K - $39.2K
|
75.6K
$7.79M
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-781- 4.58% |
$40.9K - $48K
|
16.3K
$1.68M
|
|
Nov 13, 2020
Q3 2020
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.12K- 48.13% |
$58.6K - $68.6K
|
1.21K
$124K
|
|
Nov 06, 2020
Q3 2020
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-1.23K- 30.17% |
$64.5K - $75.6K
|
2.85K
$294K
|