Purchases and Sales Made in Q3 2022 in First Tr Small Cap Core Alphad (FYX)
This table provides information about the institutional ownership of First Tr Small Cap Core Alphad (FYX) during Q3 2022. The information is specifically focused on institutions that hold shares of FIRST TR SMALL CAP CORE ALPHAD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 12, 2022
Q3 2022
|
Wealth Alliance Advisory Group, LLC
|
BUY
|
- |
102KNew |
$7.4M - $9.09M
|
102K
$10.7M
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
71.4K+ 11.27% |
$5.19M - $6.38M
|
705K
$73.8M
|
|
|
Nov 14, 2022
Q3 2022
|
Ars Wealth Advisors Group, LLC
St. Petersburg, FL |
BUY
|
- |
42.3KNew |
$3.08M - $3.78M
|
42.3K
$4.43M
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
BUY
|
- |
25.6K+ 12.24% |
$1.86M - $2.28M
|
235K
$24.6M
|
|
|
Nov 01, 2022
Q3 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
20.8K+ 30.48% |
$1.51M - $1.86M
|
89.1K
$9.33M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
17.6K+ 9.54% |
$1.28M - $1.57M
|
202K
$21.1M
|
|
|
Oct 21, 2022
Q3 2022
|
Hapanowicz & Associates Financial Services, Inc
|
BUY
|
- |
13.6K+ 6.73% |
$989K - $1.21M
|
216K
$22.6M
|
|
|
Nov 16, 2022
Q3 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
13.3KNew |
$966K - $1.19M
|
13.3K
$1.39M
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
8.71K+ 22.39% |
$633K - $778K
|
47.6K
$4.99M
|
|
|
Nov 03, 2022
Q3 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
7.29KNew |
$530K - $652K
|
7.29K
$764K
|
|
|
Nov 14, 2022
Q3 2022
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
7.28KNew |
$529K - $650K
|
7.28K
$762K
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
6.96K+ 8.36% |
$506K - $621K
|
90.2K
$9.44M
|
|
|
Nov 14, 2022
Q3 2022
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
6.94K+ 51.59% |
$505K - $620K
|
20.4K
$2.14M
|
|
|
Oct 21, 2022
Q3 2022
|
Arkadios Wealth Advisors
|
BUY
|
- |
5.6K+ 33.14% |
$407K - $500K
|
22.5K
$2.36M
|
|
|
Nov 14, 2022
Q3 2022
|
Wealthsource Partners, LLC
|
BUY
|
- |
5.34K+ 7.13% |
$388K - $477K
|
80.2K
$8.4M
|
|
|
Oct 12, 2022
Q3 2022
|
Pcg Wealth Advisors, LLC
|
BUY
|
- |
4.47KNew |
$325K - $399K
|
4.47K
$468K
|
|
|
Nov 15, 2022
Q3 2022
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
4.27K+ 6.26% |
$310K - $381K
|
72.5K
$7.59M
|
|
|
Nov 09, 2022
Q3 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
4.22K+ 13.45% |
$306K - $376K
|
35.6K
$3.72M
|
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
3.42K+ 2.18% |
$249K - $306K
|
161K
$16.8M
|
|
|
Oct 23, 2023
Q3 2022
|
Silver Oak Securities, Inc
Jackson, TN |
BUY
|
- |
3.36K+ 14.09% |
$245K - $300K
|
27.2K
$2.85M
|
|
|
Nov 14, 2022
Q3 2022
|
Quantitative Advantage, LLC
Minnetonka, MN |
BUY
|
- |
3KNew |
$218K - $268K
|
3K
$314K
|
|
|
Nov 09, 2022
Q3 2022
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
BUY
|
- |
2.99K+ 12.96% |
$217K - $267K
|
26.1K
$2.73M
|
|
|
Oct 03, 2022
Q3 2022
|
Park National Corp
|
BUY
|
- |
2.93K+ 5.61% |
$213K - $262K
|
55.2K
$5.78M
|
|
|
Nov 01, 2022
Q3 2022
|
Moneco Advisors, LLC
Fairfield, CT |
BUY
|
- |
2.55K+ 12.87% |
$185K - $227K
|
22.3K
$2.34M
|
|
|
Nov 09, 2022
Q3 2022
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
2.54K+ 5.14% |
$185K - $227K
|
52K
$5.44M
|
|
|
Nov 14, 2022
Q3 2022
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
2.51K+ 59.24% |
$183K - $224K
|
6.75K
$706K
|
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
2.22KNew |
$161K - $198K
|
2.22K
$232K
|
|
|
Oct 24, 2022
Q3 2022
|
Spectrum Wealth Advisory Group, LLC
|
BUY
|
- |
2.18K+ 3.2% |
$159K - $195K
|
70.2K
$7.35M
|
|
|
Nov 10, 2022
Q3 2022
|
Credit Suisse Ag
Zurich, V8 |
BUY
|
- |
1.8K+ 133.26% |
$131K - $161K
|
3.15K
$330K
|
|
|
Oct 11, 2022
Q3 2022
|
Lvz, Inc.
|
BUY
|
- |
1.44K+ 7.02% |
$105K - $128K
|
21.9K
$2.29M
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
1.31K+ 9.09% |
$95.4K - $117K
|
15.7K
$1.65M
|
|
|
Oct 20, 2022
Q3 2022
|
Silver Oak Securities, Inc
Jackson, TN |
BUY
|
- |
1.28K+ 9.11% |
$92.9K - $114K
|
15.3K
$1.6M
|
|
|
Oct 27, 2022
Q3 2022
|
Mtm Investment Management, LLC
Spartanburg, SC |
BUY
|
- |
1.23K+ 3.44% |
$89.4K - $110K
|
37K
$3.87M
|
|
|
Nov 08, 2022
Q3 2022
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
1.18K+ 5.12% |
$85.7K - $105K
|
24.2K
$2.54M
|
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
1.02K+ 1.41% |
$73.9K - $90.7K
|
73K
$7.65M
|
|
|
Nov 02, 2022
Q3 2022
|
Retirement Guys Formula LLC
|
BUY
|
- |
977+ 2.05% |
$71K - $87.3K
|
48.7K
$5.09M
|
|
|
Nov 04, 2022
Q3 2022
|
Western Wealth Management, LLC
|
BUY
|
- |
958+ 0.63% |
$69.7K - $85.6K
|
153K
$16.1M
|
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
691+ 2.08% |
$50.2K - $61.7K
|
33.9K
$3.55M
|
|
|
Oct 11, 2022
Q3 2022
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
660New |
$48K - $59K
|
660
$69.1K
|
|
|
Oct 28, 2022
Q3 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
589+ 12.94% |
$42.8K - $52.6K
|
5.14K
$538K
|
|
|
Oct 26, 2022
Q3 2022
|
Truist Financial Corp
|
BUY
|
- |
580+ 2.38% |
$42.2K - $51.8K
|
25K
$2.61M
|
|
|
Nov 07, 2022
Q3 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
332+ 0.5% |
$24.1K - $29.7K
|
66.4K
$6.95M
|
|
|
Nov 02, 2022
Q3 2022
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
285New |
$20.7K - $25.5K
|
285
$29.8K
|
|
|
Nov 01, 2022
Q3 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
250+ 0.82% |
$18.2K - $22.3K
|
30.6K
$3.21M
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
191+ 0.58% |
$13.9K - $17.1K
|
33K
$3.46M
|
|
|
Nov 09, 2022
Q3 2022
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
190+ 3.59% |
$13.8K - $17K
|
5.49K
$575K
|
|
|
Oct 25, 2022
Q3 2022
|
Ae Wealth Management LLC
|
BUY
|
- |
182+ 4.14% |
$13.2K - $16.3K
|
4.57K
$479K
|
|
|
Nov 14, 2022
Q3 2022
|
Almanack Investment Partners, Llc.
Wayne, PA |
BUY
|
- |
160New |
$11.6K - $14.3K
|
160
$16.8K
|
|
|
Nov 03, 2022
Q3 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
120+ 68.57% |
$8.73K - $10.7K
|
295
$30.9K
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
101+ 31.56% |
$7.34K - $9.02K
|
421
$44.1K
|