Purchases and Sales Made in Q3 2021 in Listed Fds Tr Swan Hedged Equi (HEGD)
This table provides information about the institutional ownership of Listed Fds Tr Swan Hedged Equi (HEGD) during Q3 2021. The information is specifically focused on institutions that hold shares of LISTED FDS TR SWAN HEDGED EQUI.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
931K+ 4839.74% |
$16.8M - $17.6M
|
950K
$21.6M
|
|
|
Nov 03, 2021
Q3 2021
|
Brookstone Capital Management
|
BUY
|
- |
232KNew |
$4.17M - $4.38M
|
232K
$5.27M
|
|
|
Oct 27, 2021
Q3 2021
|
Grant
|
BUY
|
- |
199KNew |
$3.59M - $3.77M
|
199K
$4.53M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
106K+ 100.22% |
$1.91M - $2.01M
|
212K
$4.82M
|
|
|
Nov 15, 2021
Q3 2021
|
Claybrook Capital, LLC
|
BUY
|
- |
90KNew |
$1.62M - $1.7M
|
90K
$2.05M
|
|
|
Jul 24, 2024
Q3 2021
|
Focus Financial Network, Inc.
Minneapolis, MN |
BUY
|
- |
29.6KNew |
$534K - $561K
|
29.6K
$674K
|
|
|
Oct 14, 2021
Q3 2021
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
19.3KNew |
$348K - $365K
|
19.3K
$439K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
9.4K+ 31.21% |
$169K - $178K
|
39.5K
$899K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
8.4K+ 18.04% |
$151K - $159K
|
54.9K
$1.25M
|
|
|
Dec 03, 2021
Q3 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
8.21K+ 68.78% |
$148K - $155K
|
20.1K
$458K
|
|
|
Oct 08, 2021
Q3 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
6.83K+ 71.8% |
$123K - $129K
|
16.3K
$371K
|
|
|
Nov 02, 2021
Q3 2021
|
Parallel Advisors, LLC
|
BUY
|
- |
1.9KNew |
$34.2K - $35.9K
|
1.9K
$43.2K
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
800+ 139.13% |
$14.4K - $15.1K
|
1.38K
$31.3K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-300Closed |
$5.4K - $5.68K
|
0
$0
|
|
|
Oct 26, 2021
Q3 2021
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-87.1KClosed |
$1.57M - $1.65M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-93.5K- 7.93% |
$1.68M - $1.77M
|
1.08M
$24.6M
|