Latest Institutional Transactions on Listed Fds Tr Swan Hedged Equi (HEGD)
This table provides information on the latest institutional transactions involving Listed Fds Tr Swan Hedged Equi (HEGD) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2024
Q3 2024
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
20.7KNew |
$431K - $461K
|
20.7K
$472K
|
|
|
Nov 13, 2024
Q3 2024
|
Csenge Advisory Group
|
BUY
|
- |
41.6KNew |
$866K - $927K
|
41.6K
$949K
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
373New |
$7.77K - $8.31K
|
373
$8.5K
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
125+ 1.7% |
$2.6K - $2.78K
|
7.47K
$170K
|
|
|
Nov 13, 2024
Q3 2024
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-1.7K- 13.33% |
$35.4K - $37.9K
|
11.1K
$252K
|
|
|
Nov 13, 2024
Q3 2024
|
Swan Global Investments, LLC
Durango, CO |
BUY
|
- |
163K+ 6.37% |
$3.39M - $3.62M
|
2.72M
$61.9M
|
|
|
Nov 12, 2024
Q3 2024
|
Chilton Capital Management LLC
Houston, TX |
BUY
|
- |
10.6K+ 27.13% |
$220K - $235K
|
49.5K
$1.13M
|
|
|
Nov 12, 2024
Q3 2024
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-8.29K- 8.61% |
$173K - $185K
|
87.9K
$2.01M
|
|
|
Nov 12, 2024
Q3 2024
|
Journey Strategic Wealth LLC
Summit, NJ |
SELL
|
- |
-2.73K- 16.72% |
$56.8K - $60.7K
|
13.6K
$310K
|
|
|
Nov 08, 2024
Q3 2024
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
134K+ 48.96% |
$2.79M - $2.98M
|
408K
$9.3M
|
|
|
Nov 08, 2024
Q3 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
14.4K+ 65.41% |
$301K - $322K
|
36.5K
$833K
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
170K+ 23.59% |
$3.53M - $3.78M
|
888K
$20.2M
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
13.7K+ 1.51% |
$285K - $304K
|
922K
$21M
|
|
|
Nov 06, 2024
Q3 2024
|
Signature Estate & Investment Advisors LLC
|
SELL
|
- |
-2.05K- 5.4% |
$42.6K - $45.5K
|
35.9K
$817K
|
|
|
Nov 01, 2024
Q3 2024
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
25.2K+ 11.36% |
$525K - $562K
|
247K
$5.64M
|
|
|
Oct 31, 2024
Q3 2024
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
BUY
|
- |
2.88K+ 18.28% |
$59.9K - $64.1K
|
18.6K
$425K
|
|
|
Oct 29, 2024
Q3 2024
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-730- 5.26% |
$15.2K - $16.3K
|
13.1K
$300K
|
|
|
Oct 28, 2024
Q3 2024
|
Creative Financial Designs Inc
|
BUY
|
- |
57+ 1.08% |
$1.19K - $1.27K
|
5.34K
$122K
|
|
|
Oct 28, 2024
Q3 2024
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
13.4K+ 14.54% |
$279K - $299K
|
106K
$2.41M
|
|
|
Oct 25, 2024
Q3 2024
|
Golden State Equity Partners
South Coast Metro, CA |
SELL
|
- |
-1.62K- 8.76% |
$33.6K - $36K
|
16.8K
$384K
|
|
|
Oct 22, 2024
Q3 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
225K+ 16727.73% |
$4.68M - $5.01M
|
226K
$5.16M
|
|
|
Oct 22, 2024
Q3 2024
|
Syntegra Private Wealth Group, LLC
Chesterfield, MO |
SELL
|
- |
-189- 1.44% |
$3.93K - $4.21K
|
13K
$296K
|
|
|
Oct 22, 2024
Q3 2024
|
Private Advisor Group, LLC
|
BUY
|
- |
2.5K+ 16.76% |
$52.1K - $55.7K
|
17.4K
$397K
|
|
|
Oct 21, 2024
Q3 2024
|
Retirement Guys Formula LLC
|
SELL
|
- |
-9.55K- 2.74% |
$199K - $213K
|
339K
$7.74M
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
16.6K+ 16.63% |
$346K - $370K
|
116K
$2.66M
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
26.8K+ 114.73% |
$557K - $596K
|
50.1K
$1.14M
|
|
|
Oct 17, 2024
Q3 2024
|
Wr Wealth Planners, LLC
Columbia, MO |
SELL
|
- |
-300- 40.0% |
$6.25K - $6.68K
|
450
$10.3K
|
|
|
Oct 16, 2024
Q3 2024
|
Global Retirement Partners, LLC
|
BUY
|
- |
1.03KNew |
$21.3K - $22.8K
|
1.03K
$23.4K
|
|
|
Oct 08, 2024
Q3 2024
|
Cwm, LLC
|
BUY
|
- |
163K+ 13.22% |
$3.39M - $3.63M
|
1.39M
$31.8M
|
|
|
Oct 04, 2024
Q3 2024
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
12.7KNew |
$265K - $283K
|
12.7K
$290K
|
|
| Q2 2024 | |||||||
|
Aug 15, 2024
Q2 2024
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
473KNew |
$9.45M - $10.1M
|
473K
$10.8M
|
|
|
Aug 14, 2024
Q2 2024
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
52KNew |
$1.04M - $1.11M
|
52K
$1.19M
|
|
|
Aug 14, 2024
Q2 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
20.8KNew |
$415K - $443K
|
20.8K
$473K
|
|
|
Aug 14, 2024
Q2 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
1New |
$20 - $21.3
|
1
$22.8
|
|
|
Aug 13, 2024
Q2 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
8.16K+ 18.29% |
$163K - $174K
|
52.8K
$1.2M
|
|
|
Aug 13, 2024
Q2 2024
|
Ubs Group Ag
|
BUY
|
- |
1.15K+ 445.35% |
$23K - $24.5K
|
1.41K
$32.1K
|
|
|
Aug 13, 2024
Q2 2024
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-284K- 79.46% |
$5.67M - $6.05M
|
73.3K
$1.67M
|
|
|
Aug 13, 2024
Q2 2024
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
2.74K+ 5.79% |
$54.7K - $58.3K
|
50K
$1.14M
|
|
|
Aug 12, 2024
Q2 2024
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
16.1K+ 2.96% |
$321K - $343K
|
559K
$12.7M
|
|
|
Aug 08, 2024
Q2 2024
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
857New |
$17.1K - $18.3K
|
857
$19.5K
|
|
|
Aug 02, 2024
Q2 2024
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
11KNew |
$220K - $235K
|
11K
$251K
|
|
|
Jul 31, 2024
Q2 2024
|
Spire Wealth Management
|
SELL
|
- |
-64.6K- 96.1% |
$1.29M - $1.38M
|
2.62K
$59.7K
|
|
|
Jul 12, 2024
Q2 2024
|
Williams & Novak, LLC
Westlake Village, CA |
SELL
|
- |
-6.55K- 30.43% |
$131K - $140K
|
15K
$341K
|
|
| Q1 2024 | |||||||
|
May 10, 2024
Q1 2024
|
Resurgent Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
7.02K+ 135.44% |
$136K - $145K
|
12.2K
$278K
|
|
|
Apr 19, 2024
Q1 2024
|
Advisor Resource Council
|
SELL
|
- |
-177K- 75.39% |
$3.43M - $3.68M
|
57.9K
$1.32M
|
|
|
Apr 17, 2024
Q1 2024
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
BUY
|
- |
13.9K+ 116.35% |
$268K - $288K
|
25.8K
$588K
|
|
|
Apr 12, 2024
Q1 2024
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-6.8K- 31.59% |
$131K - $141K
|
14.7K
$336K
|
|
| Q4 2023 | |||||||
|
Feb 16, 2024
Q4 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-300- 35.8% |
$5.33K - $5.89K
|
538
$12.3K
|
|
|
Feb 14, 2024
Q4 2023
|
Caitlin John, LLC
Brighton, MI |
BUY
|
- |
2.94KNew |
$52.2K - $57.7K
|
2.94K
$67K
|
|
|
Feb 14, 2024
Q4 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
95.2KNew |
$1.69M - $1.87M
|
95.2K
$2.17M
|
|