Purchases and Sales Made in Q3 2019 in Pimco ETF Tr 1 5 Yr High Yield (HYS)
This table provides information about the institutional ownership of Pimco ETF Tr 1 5 Yr High Yield (HYS) during Q3 2019. The information is specifically focused on institutions that hold shares of PIMCO ETF TR 1-5 YR HIGH YIELD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 30, 2019
Q3 2019
|
Liberty Wealth Management LLC
Oakland, CA |
BUY
|
- |
24New |
$2.39K - $2.41K
|
24
$2.21K
|
|
|
Oct 22, 2019
Q3 2019
|
Mcf Advisors LLC
Covington, KY |
BUY
|
- |
13+ 3.11% |
$1.3K - $1.31K
|
431
$39.7K
|
|
|
Nov 01, 2019
Q3 2019
|
Synovus Financial Corp
Columbus, GA |
BUY
|
- |
7+ 2.61% |
$698 - $703
|
275
$25.3K
|
|
|
May 08, 2020
Q3 2019
|
Royal Fund Management, LLC
|
BUY
|
- |
6New |
$598 - $602
|
6
$552
|
|
|
Jan 27, 2020
Q3 2019
|
Tsfg, LLC
|
BUY
|
- |
1+ 0.65% |
$99.7 - $100
|
155
$14.3K
|
|
|
Oct 28, 2019
Q3 2019
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-3Closed |
$299 - $301
|
0
$0
|
|
|
Oct 23, 2019
Q3 2019
|
Creative Financial Designs Inc
|
SELL
|
- |
-4- 0.6% |
$399 - $402
|
665
$61.2K
|
|
|
Oct 31, 2019
Q3 2019
|
Oppenheimer Asset Management Inc.
New York, NY |
SELL
|
- |
-8- 0.88% |
$797 - $803
|
898
$82.7K
|
|
|
Oct 17, 2019
Q3 2019
|
Asset Dedication, LLC
|
SELL
|
- |
-10Closed |
$997 - $1K
|
0
$0
|
|
|
Oct 22, 2019
Q3 2019
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-11- 16.18% |
$1.1K - $1.1K
|
57
$5.25K
|
|
|
Oct 28, 2019
Q3 2019
|
Fifth Third Securities, Inc.
|
SELL
|
- |
-14- 0.31% |
$1.4K - $1.41K
|
4.45K
$410K
|
|
|
Oct 18, 2019
Q3 2019
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-15- 3.28% |
$1.5K - $1.51K
|
442
$40.7K
|
|
|
Nov 12, 2019
Q3 2019
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-31Closed |
$3.09K - $3.11K
|
0
$0
|
|
|
Oct 16, 2019
Q3 2019
|
Vigilant Capital Management, LLC
|
SELL
|
- |
-32Closed |
$3.19K - $3.21K
|
0
$0
|
|
|
Oct 29, 2019
Q3 2019
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-34- 1.06% |
$3.39K - $3.41K
|
3.18K
$293K
|
|
|
Oct 02, 2019
Q3 2019
|
Webster Bank, N. A.
|
SELL
|
- |
-35- 3.63% |
$3.49K - $3.51K
|
930
$85.6K
|
|
|
Nov 06, 2019
Q3 2019
|
Focused Wealth Management, Inc
|
SELL
|
- |
-44- 5.69% |
$4.39K - $4.42K
|
729
$67.1K
|
|
|
Oct 10, 2019
Q3 2019
|
Gradient Investments LLC
|
SELL
|
- |
-45- 17.44% |
$4.49K - $4.52K
|
213
$19.6K
|
|
|
Nov 12, 2019
Q3 2019
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-50- 4.75% |
$4.98K - $5.02K
|
1K
$92.3K
|
|
|
Oct 10, 2019
Q3 2019
|
Cypress Capital Group
|
SELL
|
- |
-50- 1.67% |
$4.98K - $5.02K
|
2.95K
$272K
|
|
|
Oct 08, 2019
Q3 2019
|
Pinnacle Bancorp, Inc.
|
SELL
|
- |
-51- 1.01% |
$5.08K - $5.12K
|
5.01K
$461K
|
|
|
Oct 23, 2019
Q3 2019
|
Capital Advisors, Ltd. LLC
|
SELL
|
- |
-61- 1.65% |
$6.08K - $6.12K
|
3.64K
$335K
|
|
|
Nov 05, 2019
Q3 2019
|
Ae Wealth Management LLC
|
SELL
|
- |
-73- 2.21% |
$7.28K - $7.33K
|
3.22K
$297K
|
|
|
Nov 13, 2019
Q3 2019
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-90- 1.24% |
$8.97K - $9.04K
|
7.17K
$660K
|
|
|
Nov 06, 2019
Q3 2019
|
Valmark Advisers, Inc.
|
SELL
|
- |
-102- 1.58% |
$10.2K - $10.2K
|
6.37K
$586K
|
|
|
Oct 25, 2019
Q3 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-120- 14.2% |
$12K - $12K
|
725
$66.8K
|
|
|
Oct 31, 2019
Q3 2019
|
Burt Wealth Advisors
|
SELL
|
- |
-135- 1.6% |
$13.5K - $13.6K
|
8.33K
$766K
|
|
|
Oct 17, 2019
Q3 2019
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-138- 76.67% |
$13.8K - $13.9K
|
42
$3.87K
|
|
|
Nov 14, 2019
Q3 2019
|
Trustmark National Bank Trust Department
Jackson, MS |
SELL
|
- |
-175- 2.76% |
$17.4K - $17.6K
|
6.16K
$567K
|
|
|
Nov 19, 2019
Q3 2019
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-180- 0.41% |
$17.9K - $18.1K
|
44.2K
$4.07M
|
|
|
Oct 30, 2019
Q3 2019
|
Executive Wealth Management, LLC
|
SELL
|
- |
-219- 81.11% |
$21.8K - $22K
|
51
$4.7K
|
|
|
Nov 14, 2019
Q3 2019
|
Braun Bostich & Associates Inc.
Canonsburg, PA |
SELL
|
- |
-237Closed |
$23.6K - $23.8K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Roundview Capital LLC
Princeton, NJ |
SELL
|
- |
-288- 1.66% |
$28.7K - $28.9K
|
17.1K
$1.58M
|
|
|
Nov 08, 2019
Q3 2019
|
Pinnacle Associates LTD
|
SELL
|
- |
-350- 2.19% |
$34.9K - $35.1K
|
15.7K
$1.44M
|
|
|
Nov 13, 2019
Q3 2019
|
Private Advisor Group, LLC
|
SELL
|
- |
-351- 1.04% |
$35K - $35.2K
|
33.5K
$3.09M
|
|
|
Nov 18, 2019
Q3 2019
|
Covington Capital Management
|
SELL
|
- |
-358- 8.94% |
$35.7K - $35.9K
|
3.65K
$336K
|
|
|
Nov 14, 2019
Q3 2019
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-427- 8.46% |
$42.6K - $42.9K
|
4.62K
$426K
|
|
|
Nov 13, 2019
Q3 2019
|
Boyer & Corporon Wealth Management, LLC
Overland Park, KS |
SELL
|
- |
-462- 9.25% |
$46.1K - $46.4K
|
4.53K
$417K
|
|
|
Oct 22, 2019
Q3 2019
|
Ballast, Inc.
|
SELL
|
- |
-560- 2.34% |
$55.8K - $56.2K
|
23.4K
$2.15M
|
|
|
Nov 14, 2019
Q3 2019
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-587- 0.59% |
$58.5K - $58.9K
|
99K
$9.12M
|
|
|
Nov 06, 2019
Q3 2019
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-587- 4.3% |
$58.5K - $58.9K
|
13.1K
$1.2M
|
|
|
Oct 30, 2019
Q3 2019
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-670- 27.82% |
$66.8K - $67.3K
|
1.74K
$160K
|
|
|
Sep 07, 2021
Q3 2019
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-696- 18.86% |
$69.4K - $69.9K
|
2.99K
$276K
|
|
|
Nov 13, 2019
Q3 2019
|
Simmons Bank
|
SELL
|
- |
-766- 11.73% |
$76.4K - $76.9K
|
5.76K
$531K
|
|
|
Nov 13, 2019
Q3 2019
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-789- 51.57% |
$78.6K - $79.2K
|
741
$68.2K
|
|
|
Nov 14, 2019
Q3 2019
|
Avestar Capital, LLC
|
SELL
|
- |
-837Closed |
$83.4K - $84K
|
0
$0
|
|
|
Oct 15, 2019
Q3 2019
|
Pfg Advisors
|
SELL
|
- |
-837- 12.58% |
$83.4K - $84K
|
5.82K
$536K
|
|
|
Oct 31, 2019
Q3 2019
|
Bhk Investment Advisors, LLC
|
SELL
|
- |
-1.1K- 3.9% |
$110K - $110K
|
27.1K
$2.49M
|
|
|
Nov 12, 2019
Q3 2019
|
Centaurus Financial, Inc.
|
SELL
|
- |
-1.37KClosed |
$136K - $137K
|
0
$0
|
|
|
Nov 06, 2019
Q3 2019
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.54K- 4.69% |
$154K - $155K
|
31.3K
$2.88M
|