Purchases and Sales Made in Q3 2019 in Pimco ETF Tr 1 5 Yr High Yield (HYS)
This table provides information about the institutional ownership of Pimco ETF Tr 1 5 Yr High Yield (HYS) during Q3 2019. The information is specifically focused on institutions that hold shares of PIMCO ETF TR 1-5 YR HIGH YIELD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 22, 2019
Q3 2019
|
Sea Bridge Investment Advisors LLC
|
SELL
|
- |
-1.65K- 21.87% |
$164K - $166K
|
5.9K
$558K
|
|
|
Nov 13, 2019
Q3 2019
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.82K- 3.94% |
$182K - $183K
|
44.4K
$4.2M
|
|
|
Nov 01, 2019
Q3 2019
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-1.96K- 5.91% |
$195K - $196K
|
31.2K
$2.95M
|
|
|
Nov 14, 2019
Q3 2019
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-2.08K- 34.46% |
$208K - $209K
|
3.96K
$375K
|
|
|
Nov 08, 2019
Q3 2019
|
Cobblestone Capital Advisors LLC
Rochester, NY |
SELL
|
- |
-2.13KClosed |
$212K - $213K
|
0
$0
|
|
|
Oct 15, 2019
Q3 2019
|
Surevest, LLC
Los Angeles, CA |
SELL
|
- |
-2.43KClosed |
$242K - $244K
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Innealta Capital, LLC
Austin, TX |
SELL
|
- |
-2.57KClosed |
$256K - $258K
|
0
$0
|
|
|
Oct 31, 2019
Q3 2019
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
-2.6K- 2.21% |
$259K - $261K
|
115K
$10.9M
|
|
|
Oct 23, 2019
Q3 2019
|
Hollencrest Capital Management
|
SELL
|
- |
-2.9K- 4.28% |
$289K - $291K
|
64.9K
$6.15M
|
|
|
Nov 01, 2019
Q3 2019
|
Strateg Iq Financial Group, LLC
|
SELL
|
- |
-3.04KClosed |
$303K - $305K
|
0
$0
|
|
|
Nov 05, 2019
Q3 2019
|
Dt Investment Partners, LLC
|
SELL
|
- |
-3.1KClosed |
$309K - $311K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Capital Wealth Planning, LLC
|
SELL
|
- |
-3.58KClosed |
$357K - $359K
|
0
$0
|
|
|
Nov 07, 2019
Q3 2019
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-3.71K- 11.79% |
$370K - $372K
|
27.7K
$2.63M
|
|
|
Nov 08, 2019
Q3 2019
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-3.8K- 0.64% |
$379K - $381K
|
586K
$55.5M
|
|
|
Oct 18, 2019
Q3 2019
|
Stephens Inc
|
SELL
|
- |
-4.03K- 11.99% |
$401K - $404K
|
29.5K
$2.8M
|
|
|
Oct 30, 2019
Q3 2019
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-4.17KClosed |
$416K - $419K
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-4.49KClosed |
$447K - $450K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-6.48K- 12.19% |
$646K - $651K
|
46.7K
$4.42M
|
|
|
Nov 19, 2019
Q3 2019
|
Jt Stratford LLC
Gainesville, GA |
SELL
|
- |
-7.22KClosed |
$719K - $724K
|
0
$0
|
|
|
Nov 07, 2019
Q3 2019
|
F Dx Advisors, Inc.
|
SELL
|
- |
-8.76K- 24.82% |
$873K - $879K
|
26.5K
$2.51M
|
|
|
Oct 11, 2019
Q3 2019
|
Gyroscope Capital Management Group, LLC
|
SELL
|
- |
-9.13KClosed |
$910K - $917K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-9.52K- 5.06% |
$948K - $955K
|
179K
$16.9M
|
|
|
Nov 14, 2019
Q3 2019
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-9.54K- 11.71% |
$951K - $958K
|
71.9K
$6.81M
|
|
|
Nov 13, 2019
Q3 2019
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-9.85K- 11.36% |
$981K - $988K
|
76.9K
$7.28M
|
|
|
Nov 13, 2019
Q3 2019
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-9.92KClosed |
$988K - $995K
|
0
$0
|
|
|
Oct 18, 2019
Q3 2019
|
Merriman Wealth Management, LLC
|
SELL
|
- |
-13.2KClosed |
$1.32M - $1.33M
|
0
$0
|
|
|
Apr 01, 2020
Q3 2019
|
Archer Investment Corp
|
SELL
|
- |
-14.9K- 96.99% |
$1.48M - $1.49M
|
462
$43.8K
|
|
|
Nov 14, 2019
Q3 2019
|
Old Mission Capital LLC
|
SELL
|
- |
-16.4KClosed |
$1.64M - $1.65M
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-21.3K- 6.29% |
$2.13M - $2.14M
|
318K
$30.1M
|
|
|
Nov 14, 2019
Q3 2019
|
Hbk Sorce Advisory LLC
Erie, PA |
SELL
|
- |
-21.8K- 59.1% |
$2.18M - $2.19M
|
15.1K
$1.43M
|
|
|
Oct 24, 2019
Q3 2019
|
Transform Wealth, LLC
|
SELL
|
- |
-24.5K- 53.74% |
$2.44M - $2.46M
|
21.1K
$2M
|
|
|
Jan 08, 2024
Q3 2019
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-31.9K- 75.06% |
$3.18M - $3.2M
|
10.6K
$1M
|
|
|
Oct 22, 2019
Q3 2019
|
Cwm, LLC
|
SELL
|
- |
-82K- 99.01% |
$8.18M - $8.23M
|
824
$78.1K
|
|
|
Nov 14, 2019
Q3 2019
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-149K- 24.45% |
$14.9M - $15M
|
460K
$43.6M
|
|
|
Nov 07, 2019
Q3 2019
|
Hanlon Investment Management, Inc.
|
SELL
|
- |
-164KClosed |
$16.3M - $16.4M
|
0
$0
|