Purchases and Sales Made in Q3 2021 in Northern Lts Fd Tr Iv (ISMD)
This table provides information about the institutional ownership of Northern Lts Fd Tr Iv (ISMD) during Q3 2021. The information is specifically focused on institutions that hold shares of NORTHERN LTS FD TR IV.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 04, 2021
Q3 2021
|
Keel Point, LLC
Huntsville, AL |
BUY
|
- |
67.1KNew |
$2.28M - $2.48M
|
67.1K
$2.48M
|
|
|
Nov 10, 2021
Q3 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
30.1KNew |
$1.03M - $1.12M
|
30.1K
$1.12M
|
|
|
Nov 02, 2021
Q3 2021
|
Alpha Star Capital Management, LLC
|
BUY
|
- |
27.9K+ 40.45% |
$948K - $1.03M
|
96.7K
$3.58M
|
|
|
Nov 09, 2021
Q3 2021
|
Inspire Advisors, LLC
Meridian, ID |
BUY
|
- |
23.5K+ 2.31% |
$800K - $869K
|
1.04M
$38.5M
|
|
|
Oct 29, 2021
Q3 2021
|
Pax Financial Group, LLC
San Antonio, TX |
BUY
|
- |
18.5K+ 89.26% |
$630K - $685K
|
39.2K
$1.45M
|
|
|
Oct 27, 2021
Q3 2021
|
Lvz, Inc.
|
BUY
|
- |
7.57K+ 7.83% |
$258K - $280K
|
104K
$3.86M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
7.56K+ 19.76% |
$257K - $280K
|
45.8K
$1.7M
|
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
5.85K+ 38.89% |
$199K - $216K
|
20.9K
$773K
|
|
|
Oct 19, 2021
Q3 2021
|
Legacy Wealth Asset Management, LLC
|
BUY
|
- |
4.96K+ 5.79% |
$169K - $183K
|
90.5K
$3.35M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
4.4K+ 5.49% |
$150K - $163K
|
84.6K
$3.13M
|
|
|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
2.89K+ 27.94% |
$98.3K - $107K
|
13.2K
$490K
|
|
|
Oct 08, 2021
Q3 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
2.33K+ 1.35% |
$79.4K - $86.3K
|
175K
$6.47M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.81KNew |
$61.5K - $66.9K
|
1.81K
$66.9K
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1.64K+ 18.76% |
$55.7K - $60.5K
|
10.4K
$383K
|
|
|
Nov 15, 2021
Q3 2021
|
Howe & Rusling Inc
Rochester, NY |
BUY
|
- |
1.5K+ 72.1% |
$50.9K - $55.4K
|
3.57K
$132K
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
1.26KNew |
$42.9K - $46.6K
|
1.26K
$46.6K
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
992+ 3.4% |
$33.8K - $36.7K
|
30.2K
$1.12M
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
705+ 238.18% |
$24K - $26.1K
|
1K
$37K
|
|
|
Nov 04, 2021
Q3 2021
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
530+ 1.85% |
$18K - $19.6K
|
29.2K
$1.08M
|
|
|
Nov 01, 2021
Q3 2021
|
Well Done, LLC
|
BUY
|
- |
505+ 2.99% |
$17.2K - $18.7K
|
17.4K
$644K
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
347New |
$11.8K - $12.8K
|
347
$12.8K
|
|
|
Nov 16, 2021
Q3 2021
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
1+ 0.06% |
$34 - $37
|
1.65K
$61K
|
|
|
Nov 15, 2021
Q3 2021
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
BUY
|
- |
1+ 0.49% |
$34 - $37
|
204
$7.55K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Nov 15, 2022
Q3 2021
|
Values First Advisors, Inc.
|
SELL
|
- |
-80- 23.67% |
$2.72K - $2.96K
|
258
$9.55K
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-386- 0.65% |
$13.1K - $14.3K
|
59K
$2.18M
|
|
|
Nov 16, 2021
Q3 2021
|
Ambassador Advisors, LLC
Lancaster, PA |
SELL
|
- |
-846- 11.88% |
$28.8K - $31.3K
|
6.28K
$232K
|
|
|
Nov 15, 2021
Q3 2021
|
Paradiem, LLC
|
SELL
|
- |
-1.4K- 0.61% |
$47.5K - $51.6K
|
226K
$8.35M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-4.1K- 11.9% |
$140K - $152K
|
30.4K
$1.12M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-6KClosed |
$204K - $222K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Advisor Resource Council
|
SELL
|
- |
-15.6KClosed |
$532K - $578K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-22.6KClosed |
$768K - $835K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Inspire Investing, LLC
Meridian, ID |
SELL
|
- |
-70.5K- 18.68% |
$2.4M - $2.61M
|
307K
$11.4M
|