Latest Institutional Transactions on Northern Lts Fd Tr Iv (ISMD)
This table provides information on the latest institutional transactions involving Northern Lts Fd Tr Iv (ISMD) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Dec 02, 2025
Q3 2025
|
Ifp Advisors, Inc
|
SELL
|
- |
-27.9K- 63.17% |
$980K - $1.11M
|
16.3K
$607K
|
|
|
Nov 19, 2025
Q3 2025
|
Ambassador Advisors, LLC
Lancaster, PA |
SELL
|
- |
-644- 4.5% |
$22.6K - $25.6K
|
13.7K
$510K
|
|
|
Nov 17, 2025
Q3 2025
|
Harvest Investment Services, LLC
|
SELL
|
- |
-4.48K- 38.05% |
$157K - $178K
|
7.3K
$272K
|
|
|
Nov 14, 2025
Q3 2025
|
Gts Securities LLC
New York, NY |
SELL
|
- |
-17.3K- 44.45% |
$606K - $686K
|
21.6K
$804K
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
192+ 103.23% |
$6.74K - $7.62K
|
378
$14.1K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.2K- 7.77% |
$42.2K - $47.7K
|
14.3K
$531K
|
|
|
Nov 14, 2025
Q3 2025
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
76.4K+ 276.71% |
$2.68M - $3.03M
|
104K
$3.88M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-4.31K- 80.71% |
$151K - $171K
|
1.03K
$38.4K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
6.4K+ 30.13% |
$225K - $254K
|
27.6K
$1.03M
|
|
|
Nov 14, 2025
Q3 2025
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
2.85K+ 15.15% |
$100K - $113K
|
21.7K
$807K
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
5.74KNew |
$202K - $228K
|
5.74K
$214K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
1.75K+ 26.88% |
$61.2K - $69.3K
|
8.24K
$307K
|
|
|
Nov 13, 2025
Q3 2025
|
Alpha Star Capital Management, LLC
|
BUY
|
- |
1.21K+ 1.96% |
$42.3K - $47.8K
|
62.6K
$2.33M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1Closed |
$35.1 - $39.7
|
0
$0
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
1.14K+ 2.94% |
$40K - $45.3K
|
39.9K
$1.49M
|
|
|
Nov 13, 2025
Q3 2025
|
La Salle St. Investment Advisors, LLC
Elmhurst, IL |
BUY
|
- |
106+ 1.8% |
$3.72K - $4.21K
|
6.01K
$224K
|
|
|
Nov 13, 2025
Q3 2025
|
Wealth Watch Advisors, Inc
Englewood, CO |
BUY
|
- |
200New |
$7.02K - $7.94K
|
200
$7.45K
|
|
|
Nov 12, 2025
Q3 2025
|
Buckingham Strategic Partners
Saint Louis, MO |
BUY
|
- |
23.4KNew |
$821K - $928K
|
23.4K
$872K
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
6.36K+ 26.77% |
$223K - $252K
|
30.1K
$1.12M
|
|
|
Nov 12, 2025
Q3 2025
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
828+ 20.43% |
$29.1K - $32.9K
|
4.88K
$182K
|
|
|
Nov 12, 2025
Q3 2025
|
Mosaic Family Wealth Partners, LLC
St. Louis, MO |
BUY
|
- |
502+ 7.27% |
$17.6K - $19.9K
|
7.4K
$276K
|
|
|
Nov 12, 2025
Q3 2025
|
Principal Securities, Inc.
Des Moines, IA |
SELL
|
- |
-498- 48.4% |
$17.5K - $19.8K
|
531
$19.8K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
10K+ 5.25% |
$351K - $397K
|
200K
$7.47M
|
|
|
Nov 12, 2025
Q3 2025
|
Creative Financial Designs Inc
|
BUY
|
- |
9.36K+ 6.15% |
$329K - $372K
|
162K
$6.03M
|
|
|
Nov 12, 2025
Q3 2025
|
Winch Advisory Services, LLC
Appleton, WI |
BUY
|
- |
1+ 0.43% |
$35.1 - $39.7
|
236
$8.79K
|
|
|
Nov 12, 2025
Q3 2025
|
Family Wealth Partners, LLC
Matthews, NC |
BUY
|
- |
6.15KNew |
$216K - $244K
|
6.15K
$229K
|
|
|
Nov 12, 2025
Q3 2025
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
480+ 0.3% |
$16.8K - $19.1K
|
161K
$6M
|
|
|
Nov 10, 2025
Q3 2025
|
Bare Financial Services, Inc
Gap, PA |
SELL
|
- |
-1.06K- 3.59% |
$37.3K - $42.2K
|
28.5K
$1.06M
|
|
|
Nov 10, 2025
Q3 2025
|
Ever Source Wealth Advisors, LLC
|
SELL
|
- |
-1.37K- 4.51% |
$48.2K - $54.5K
|
29K
$1.08M
|
|
|
Nov 07, 2025
Q3 2025
|
Providence Financial Advisors, LLC
Overland Park, KS |
BUY
|
- |
9.79KNew |
$343K - $388K
|
9.79K
$365K
|
|
|
Nov 06, 2025
Q3 2025
|
Assetmark, Inc
|
BUY
|
- |
288New |
$10.1K - $11.4K
|
288
$10.7K
|
|
|
Nov 05, 2025
Q3 2025
|
Gateway Wealth Partners, LLC
Appleton, WI |
BUY
|
- |
5.89KNew |
$207K - $234K
|
5.89K
$220K
|
|
|
Nov 04, 2025
Q3 2025
|
Cornerstone Planning Group LLC
Fairfield, NJ |
BUY
|
- |
12+ 0.29% |
$421 - $476
|
4.17K
$155K
|
|
|
Nov 04, 2025
Q3 2025
|
Howe & Rusling Inc
Rochester, NY |
SELL
|
- |
-805- 23.83% |
$28.3K - $32K
|
2.57K
$95.9K
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-1.01K- 7.67% |
$35.5K - $40.1K
|
12.2K
$453K
|
|
|
Nov 04, 2025
Q3 2025
|
Pax Financial Group, LLC
San Antonio, TX |
BUY
|
- |
123+ 0.06% |
$4.32K - $4.88K
|
194K
$7.21M
|
|
|
Nov 04, 2025
Q3 2025
|
Jones Financial Companies Lllp
|
BUY
|
- |
253+ 3.93% |
$8.88K - $10K
|
6.68K
$249K
|
|
|
Nov 04, 2025
Q3 2025
|
Christian Investment Advisors, Inc.
New Braunfels, TX |
SELL
|
- |
-78.3K- 25.49% |
$2.75M - $3.11M
|
229K
$8.53M
|
|
|
Nov 03, 2025
Q3 2025
|
Ae Wealth Management LLC
|
BUY
|
- |
3.5K+ 53.64% |
$123K - $139K
|
10K
$374K
|
|
|
Oct 31, 2025
Q3 2025
|
One Ascent Financial Services LLC
Birmingham, AL |
SELL
|
- |
-377K- 81.7% |
$13.2M - $15M
|
84.4K
$3.15M
|
|
|
Oct 31, 2025
Q3 2025
|
Fairman Group, LLC
Chesterbrook, PA |
BUY
|
- |
22+ 0.33% |
$772 - $873
|
6.69K
$249K
|
|
|
Oct 30, 2025
Q3 2025
|
Rmg Wealth Management LLC
Platteville, WI |
BUY
|
- |
81+ 0.61% |
$2.84K - $3.21K
|
13.4K
$500K
|
|
|
Oct 29, 2025
Q3 2025
|
Frontier Asset Management, LLC
Sheridan, WY |
SELL
|
- |
-7.6K- 38.83% |
$267K - $302K
|
12K
$446K
|
|
|
Oct 29, 2025
Q3 2025
|
Inspire Advisors, LLC
Meridian, ID |
BUY
|
- |
49K+ 3.54% |
$1.72M - $1.94M
|
1.43M
$53.3M
|
|
|
Oct 28, 2025
Q3 2025
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
18.9KNew |
$664K - $751K
|
18.9K
$705K
|
|
|
Oct 27, 2025
Q3 2025
|
Lvz, Inc.
|
SELL
|
- |
-32.8K- 52.21% |
$1.15M - $1.3M
|
30K
$1.12M
|
|
|
Oct 23, 2025
Q3 2025
|
Sound Financial Strategies Group, LLC
|
SELL
|
- |
-366- 0.82% |
$12.8K - $14.5K
|
44.5K
$1.66M
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.74K- 9.04% |
$61.1K - $69.1K
|
17.5K
$653K
|
|
|
Oct 22, 2025
Q3 2025
|
Geneos Wealth Management Inc.
|
BUY
|
- |
183+ 11.92% |
$6.42K - $7.26K
|
1.72K
$64K
|
|
|
Oct 21, 2025
Q3 2025
|
Values First Advisors, Inc.
|
BUY
|
- |
13+ 3.35% |
$456 - $516
|
401
$14.9K
|
|