Purchases and Sales Made in Q4 2022 in Northern Lts Fd Tr Iv (ISMD)
This table provides information about the institutional ownership of Northern Lts Fd Tr Iv (ISMD) during Q4 2022. The information is specifically focused on institutions that hold shares of NORTHERN LTS FD TR IV.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
27.3KNew |
$756K - $864K
|
27.3K
$1.06M
|
|
|
Feb 01, 2023
Q4 2022
|
Creative Financial Designs Inc
|
BUY
|
- |
25.1K+ 11.78% |
$696K - $796K
|
238K
$9.3M
|
|
|
Jan 26, 2023
Q4 2022
|
Inspire Advisors, LLC
Meridian, ID |
BUY
|
- |
22.8K+ 3.07% |
$631K - $722K
|
764K
$29.8M
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
18.1KNew |
$501K - $573K
|
18.1K
$706K
|
|
|
Feb 15, 2023
Q4 2022
|
One Capital Management, LLC
Westlake Village, CA |
BUY
|
- |
12KNew |
$333K - $381K
|
12K
$469K
|
|
|
Jan 12, 2023
Q4 2022
|
One Ascent Financial Services LLC
Birmingham, AL |
BUY
|
- |
10.6KNew |
$295K - $337K
|
10.6K
$415K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
10.2K+ 25.97% |
$282K - $323K
|
49.4K
$1.93M
|
|
|
Feb 13, 2023
Q4 2022
|
Koss Olinger Consulting, LLC
|
BUY
|
- |
9.53K+ 43.12% |
$264K - $302K
|
31.6K
$1.24M
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
9.29K+ 6.25% |
$258K - $295K
|
158K
$6.17M
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
8.3KNew |
$230K - $263K
|
8.3K
$324K
|
|
|
Apr 21, 2023
Q4 2022
|
Whitaker Myers Wealth Managers, Ltd.
Mansfield, OH |
BUY
|
- |
7.74KNew |
$215K - $246K
|
7.74K
$303K
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
7.39KNew |
$205K - $234K
|
7.39K
$289K
|
|
|
Jan 11, 2023
Q4 2022
|
D. Scott Neal, Inc.
|
BUY
|
- |
7.26KNew |
$202K - $230K
|
7.26K
$284K
|
|
|
Feb 14, 2023
Q4 2022
|
Frontier Asset Management, LLC
Sheridan, WY |
BUY
|
- |
6.9KNew |
$191K - $219K
|
6.9K
$269K
|
|
|
Jan 20, 2023
Q4 2022
|
Values First Advisors, Inc.
|
BUY
|
- |
6.68K+ 1971.68% |
$185K - $212K
|
7.02K
$274K
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
6.28KNew |
$174K - $199K
|
6.28K
$245K
|
|
|
Feb 13, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
3.14K+ 29.39% |
$87K - $99.4K
|
13.8K
$539K
|
|
|
Feb 02, 2023
Q4 2022
|
Legacy Wealth Asset Management, LLC
|
BUY
|
- |
2.98K+ 2.54% |
$82.6K - $94.5K
|
120K
$4.7M
|
|
|
Feb 08, 2023
Q4 2022
|
Alpha Star Capital Management, LLC
|
BUY
|
- |
2.64K+ 3.02% |
$73.3K - $83.8K
|
90.1K
$3.52M
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.38KNew |
$38.1K - $43.6K
|
1.38K
$53.7K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.12K+ 114.31% |
$31K - $35.5K
|
2.1K
$81.9K
|
|
|
Feb 09, 2023
Q4 2022
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
963+ 2.93% |
$26.7K - $30.5K
|
33.9K
$1.32M
|
|
|
Jan 17, 2023
Q4 2022
|
Lvz, Inc.
|
BUY
|
- |
739+ 0.64% |
$20.5K - $23.4K
|
117K
$4.57M
|
|
|
Feb 13, 2023
Q4 2022
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
281+ 2.72% |
$7.79K - $8.91K
|
10.6K
$415K
|
|
|
Jan 19, 2023
Q4 2022
|
Fiduciary Alliance LLC
Greenville, SC |
BUY
|
- |
185New |
$5.13K - $5.87K
|
185
$7.23K
|
|
|
Jan 26, 2023
Q4 2022
|
Winch Advisory Services, LLC
Appleton, WI |
BUY
|
- |
173New |
$4.8K - $5.49K
|
173
$6.76K
|
|
|
Jan 17, 2023
Q4 2022
|
Well Done, LLC
|
BUY
|
- |
70+ 0.42% |
$1.94K - $2.22K
|
16.6K
$648K
|
|
|
Feb 02, 2023
Q4 2022
|
Silver Oak Securities, Inc
Jackson, TN |
BUY
|
- |
39+ 0.34% |
$1.08K - $1.24K
|
11.4K
$447K
|
|
|
May 19, 2023
Q4 2022
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
4New |
$111 - $127
|
4
$156
|
|
|
Feb 17, 2023
Q4 2022
|
Coppell Advisory Solutions Corp.
Coppell, TX |
BUY
|
- |
4New |
$111 - $127
|
4
$156
|
|
|
Feb 13, 2023
Q4 2022
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
BUY
|
- |
1+ 0.59% |
$27.7 - $31.7
|
170
$6.64K
|
|
|
Feb 15, 2023
Q4 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
1+ 0.01% |
$27.7 - $31.7
|
10.3K
$401K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-24- 0.08% |
$666 - $761
|
30.8K
$1.2M
|
|
|
Feb 14, 2023
Q4 2022
|
Ambassador Advisors, LLC
Lancaster, PA |
SELL
|
- |
-245- 8.36% |
$6.8K - $7.77K
|
2.69K
$105K
|
|
|
Jan 31, 2023
Q4 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-278- 0.5% |
$7.71K - $8.82K
|
55.6K
$2.17M
|
|
|
Jan 30, 2023
Q4 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-512- 5.46% |
$14.2K - $16.2K
|
8.86K
$346K
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-1.3K- 22.41% |
$36.1K - $41.2K
|
4.5K
$176K
|
|
|
Jan 26, 2023
Q4 2022
|
Inspire Investing, LLC
Meridian, ID |
SELL
|
- |
-1.35K- 0.35% |
$37.5K - $42.8K
|
386K
$15.1M
|
|
|
Feb 13, 2023
Q4 2022
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-1.5K- 10.1% |
$41.7K - $47.6K
|
13.4K
$522K
|
|
|
Aug 30, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-1.87K- 11.92% |
$51.8K - $59.2K
|
13.8K
$539K
|
|
|
Feb 01, 2023
Q4 2022
|
Cwm, LLC
|
SELL
|
- |
-1.9K- 2.83% |
$52.6K - $60.1K
|
65K
$2.54M
|
|
|
Feb 10, 2023
Q4 2022
|
Pax Financial Group, LLC
San Antonio, TX |
SELL
|
- |
-2.38K- 1.31% |
$65.9K - $75.3K
|
179K
$6.98M
|
|
|
Feb 13, 2023
Q4 2022
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-2.39K- 7.97% |
$66.4K - $75.9K
|
27.6K
$1.08M
|
|
|
May 14, 2024
Q4 2022
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-2.39K- 7.97% |
$66.4K - $75.9K
|
27.6K
$1.08M
|
|
|
Jan 31, 2023
Q4 2022
|
Ae Wealth Management LLC
|
SELL
|
- |
-5.68K- 30.05% |
$157K - $180K
|
13.2K
$516K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
SELL
|
- |
-5.97K- 8.79% |
$166K - $189K
|
61.9K
$2.42M
|
|
|
Jan 17, 2023
Q4 2022
|
Keel Point, LLC
Huntsville, AL |
SELL
|
- |
-16.3K- 33.18% |
$451K - $516K
|
32.8K
$1.28M
|
|
|
Jul 24, 2024
Q4 2022
|
Focus Financial Network, Inc.
Minneapolis, MN |
SELL
|
- |
-22.1KClosed |
$613K - $700K
|
0
$0
|