Purchases and Sales Made in Q3 2021 in Nuveen Esg Large Cap Growth Et (NULG)
This table provides information about the institutional ownership of Nuveen Esg Large Cap Growth Et (NULG) during Q3 2021. The information is specifically focused on institutions that hold shares of NUVEEN ESG LARGE-CAP GROWTH ET.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
846+ 0.96% |
$54.2K - $59.4K
|
89.1K
$7.55M
|
|
Nov 04, 2021
Q3 2021
|
Kelman Lazarov, Inc.
Memphis, TN |
BUY
|
- |
804+ 14.0% |
$51.5K - $56.4K
|
6.55K
$554K
|
|
Nov 05, 2021
Q3 2021
|
Mission Wealth Management, LP
|
BUY
|
- |
735+ 5.42% |
$47.1K - $51.6K
|
14.3K
$1.21M
|
|
Nov 10, 2021
Q3 2021
|
Kistler Tiffany Companies, LLC
Berwyn, PA |
BUY
|
- |
712+ 75.18% |
$45.6K - $50K
|
1.66K
$140K
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
BUY
|
- |
633+ 9.2% |
$40.5K - $44.4K
|
7.51K
$636K
|
|
Nov 12, 2021
Q3 2021
|
Financial Architects, Inc
Marlton, NJ |
BUY
|
- |
621+ 7.23% |
$39.8K - $43.6K
|
9.22K
$780K
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
481+ 9.05% |
$30.8K - $33.8K
|
5.8K
$490K
|
|
Nov 12, 2021
Q3 2021
|
Laurel Wealth Planning LLC
Edina, MN |
BUY
|
- |
463+ 7.16% |
$29.7K - $32.5K
|
6.93K
$586K
|
|
Nov 16, 2021
Q3 2021
|
Cornerstone Advisory, LLC
|
BUY
|
- |
400+ 11.27% |
$25.6K - $28.1K
|
3.95K
$334K
|
|
Oct 26, 2021
Q3 2021
|
Balasa Dinverno & Foltz LLC
Itasca, IL |
BUY
|
- |
340+ 4.91% |
$21.8K - $23.9K
|
7.26K
$615K
|
|
Oct 21, 2021
Q3 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
289+ 1.37% |
$18.5K - $20.3K
|
21.3K
$1.81M
|
|
Nov 16, 2021
Q3 2021
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
266New |
$17K - $18.7K
|
266
$22.5K
|
|
Nov 15, 2021
Q3 2021
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
209+ 1.9% |
$13.4K - $14.7K
|
11.2K
$951K
|
|
Oct 08, 2021
Q3 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
125+ 5.05% |
$8.01K - $8.78K
|
2.6K
$220K
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
123+ 1.26% |
$7.88K - $8.63K
|
9.87K
$835K
|
|
Oct 15, 2021
Q3 2021
|
Advisor Net Financial, Inc
|
BUY
|
- |
121+ 1.59% |
$7.75K - $8.49K
|
7.73K
$654K
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
45+ 0.64% |
$2.88K - $3.16K
|
7.07K
$598K
|
|
Oct 28, 2021
Q3 2021
|
Macroview Investment Management LLC
|
BUY
|
- |
7New |
$448 - $491
|
7
$592
|
|
Nov 15, 2021
Q3 2021
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
5New |
$320 - $351
|
5
$423
|
|
Nov 02, 2021
Q3 2021
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-100- 1.73% |
$6.4K - $7.02K
|
5.68K
$481K
|
|
Nov 12, 2021
Q3 2021
|
Archetype Wealth Partners
Houston, TX |
SELL
|
- |
-138- 1.37% |
$8.84K - $9.69K
|
9.93K
$841K
|
|
Nov 12, 2021
Q3 2021
|
Mc Ilrath & Eck, LLC
|
SELL
|
- |
-143- 6.85% |
$9.16K - $10K
|
1.95K
$165K
|
|
Nov 12, 2021
Q3 2021
|
Beaumont Financial Partners, LLC
|
SELL
|
- |
-150- 1.86% |
$9.61K - $10.5K
|
7.92K
$671K
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-155Closed |
$9.93K - $10.9K
|
0
$0
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-257Closed |
$16.5K - $18K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-272- 7.26% |
$17.4K - $19.1K
|
3.48K
$294K
|
|
Nov 05, 2021
Q3 2021
|
Lincoln National Corp
|
SELL
|
- |
-307- 1.08% |
$19.7K - $21.6K
|
28.2K
$2.39M
|
|
Nov 24, 2021
Q3 2021
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-316- 5.79% |
$20.2K - $22.2K
|
5.14K
$435K
|
|
Nov 10, 2021
Q3 2021
|
Cx Institutional
|
SELL
|
- |
-347- 3.19% |
$22.2K - $24.4K
|
10.5K
$890K
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-530- 3.22% |
$33.9K - $37.2K
|
15.9K
$1.35M
|
|
Oct 14, 2021
Q3 2021
|
Vicus Capital
State College, PA |
SELL
|
- |
-542- 7.37% |
$34.7K - $38K
|
6.82K
$577K
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-995- 7.66% |
$63.7K - $69.8K
|
12K
$1.02M
|
|
Nov 04, 2021
Q3 2021
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-999- 4.66% |
$64K - $70.1K
|
20.4K
$1.73M
|
|
Oct 27, 2021
Q3 2021
|
Advisors Preferred, LLC
Rockville, MD |
SELL
|
- |
-1.12K- 50.36% |
$71.6K - $78.5K
|
1.1K
$93.3K
|
|
Nov 12, 2021
Q3 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-1.47KClosed |
$94K - $103K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Alpha Core Capital LLC
La Jolla, CA |
SELL
|
- |
-1.58KClosed |
$101K - $111K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-1.95K- 24.82% |
$125K - $137K
|
5.9K
$499K
|
|
Nov 01, 2021
Q3 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-2.94K- 47.41% |
$188K - $206K
|
3.26K
$276K
|
|
Nov 12, 2021
Q3 2021
|
3 D/L Capital Management, LLC
|
SELL
|
- |
-3K- 19.56% |
$192K - $211K
|
12.3K
$1.04M
|
|
Oct 14, 2021
Q3 2021
|
Simpli Fi, Inc.
|
SELL
|
- |
-3.13KClosed |
$200K - $220K
|
0
$0
|
|
Nov 04, 2021
Q3 2021
|
Diversified, LLC
|
SELL
|
- |
-4.18KClosed |
$268K - $293K
|
0
$0
|
|
Oct 07, 2021
Q3 2021
|
Garrett Investment Advisors LLC
|
SELL
|
- |
-11KClosed |
$703K - $770K
|
0
$0
|
|
Nov 09, 2021
Q3 2021
|
Inscription Capital, LLC
Houston, TX |
SELL
|
- |
-12.2KClosed |
$781K - $856K
|
0
$0
|
|
Oct 28, 2021
Q3 2021
|
Retirement Capital Strategies
|
SELL
|
- |
-12.9KClosed |
$827K - $906K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-17.9K- 73.01% |
$1.15M - $1.26M
|
6.63K
$561K
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-29.8K- 62.44% |
$1.91M - $2.09M
|
17.9K
$1.52M
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-31.8K- 59.59% |
$2.04M - $2.23M
|
21.6K
$1.83M
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-205K- 5.28% |
$13.1M - $14.4M
|
3.67M
$311M
|
|
Nov 24, 2021
Q3 2021
|
Mfa Wealth Advisors, LLC
Pittsburgh, PA |
SELL
|
- |
-403K- 98.5% |
$25.8M - $28.3M
|
6.16K
$522K
|