Purchases and Sales Made in Q1 2021 in Nuveen Esg Mid Cap Value ETF (NUMV)
This table provides information about the institutional ownership of Nuveen Esg Mid Cap Value ETF (NUMV) during Q1 2021. The information is specifically focused on institutions that hold shares of NUVEEN ESG MID-CAP VALUE ETF.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Apr 29, 2021
Q1 2021
|
Retirement Capital Strategies
|
BUY
|
- |
41.4KNew |
$1.22M - $1.45M
|
41.4K
$1.51M
|
|
May 10, 2021
Q1 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
26.9K+ 195.03% |
$796K - $942K
|
40.7K
$1.48M
|
|
Apr 21, 2021
Q1 2021
|
Tiaa, Fsb
St. Louis, MO |
BUY
|
- |
25.1K+ 0.99% |
$741K - $877K
|
2.55M
$92.9M
|
|
May 12, 2021
Q1 2021
|
Ubs Group Ag
|
BUY
|
- |
19.2K+ 9.37% |
$567K - $671K
|
224K
$8.16M
|
|
Apr 26, 2021
Q1 2021
|
Whittier Trust CO
|
BUY
|
- |
18.7K+ 112.85% |
$553K - $654K
|
35.3K
$1.28M
|
|
May 04, 2021
Q1 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
16.8K+ 18.0% |
$495K - $586K
|
110K
$4M
|
|
May 31, 2023
Q1 2021
|
Abacus Wealth Partners, LLC
Santa Monica, CA |
BUY
|
- |
15.4K+ 5.17% |
$454K - $537K
|
312K
$11.4M
|
|
May 04, 2021
Q1 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
12.6K+ 17.82% |
$373K - $441K
|
83.3K
$3.03M
|
|
May 14, 2021
Q1 2021
|
Koss Olinger Consulting, LLC
|
BUY
|
- |
12.1KNew |
$356K - $421K
|
12.1K
$439K
|
|
May 17, 2021
Q1 2021
|
Ep Wealth Advisors, LLC
Torrance, CA |
BUY
|
- |
9.07K+ 52.8% |
$268K - $317K
|
26.2K
$955K
|
|
May 17, 2021
Q1 2021
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
8.53K+ 11.28% |
$252K - $298K
|
84.2K
$3.06M
|
|
Apr 23, 2021
Q1 2021
|
Central Trust CO
Jefferson City, MO |
BUY
|
- |
7.76K+ 48.59% |
$229K - $271K
|
23.7K
$863K
|
|
May 11, 2021
Q1 2021
|
Bergan Kdv Wealth Management, LLC
|
BUY
|
- |
7.73K+ 1063.69% |
$229K - $270K
|
8.46K
$308K
|
|
May 07, 2021
Q1 2021
|
Keybank National Association
|
BUY
|
- |
7.34KNew |
$217K - $257K
|
7.34K
$267K
|
|
May 07, 2021
Q1 2021
|
Erts Wealth Advisors, LLC
|
BUY
|
- |
7.12KNew |
$210K - $249K
|
7.12K
$259K
|
|
May 05, 2021
Q1 2021
|
Commerce Bank
Kansas City, MO |
BUY
|
- |
6.94KNew |
$205K - $243K
|
6.94K
$253K
|
|
Apr 15, 2021
Q1 2021
|
Umb Bank, N.A.
|
BUY
|
- |
6.87KNew |
$203K - $240K
|
6.87K
$250K
|
|
May 07, 2021
Q1 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
6.85KNew |
$202K - $239K
|
6.85K
$249K
|
|
May 13, 2021
Q1 2021
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
6.69KNew |
$198K - $234K
|
6.69K
$244K
|
|
Apr 23, 2021
Q1 2021
|
Chicago Wealth Management, Inc.
Chicago, IL |
BUY
|
- |
6.67KNew |
$197K - $233K
|
6.67K
$243K
|
|
May 17, 2021
Q1 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
6.66K+ 7.65% |
$197K - $233K
|
93.7K
$3.41M
|
|
Mar 22, 2023
Q1 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
5.79K+ 57.13% |
$171K - $203K
|
15.9K
$580K
|
|
May 18, 2021
Q1 2021
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
4.72K+ 25.5% |
$139K - $165K
|
23.2K
$845K
|
|
May 17, 2021
Q1 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
4.5K+ 26.32% |
$133K - $157K
|
21.6K
$785K
|
|
May 07, 2021
Q1 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
3.88K+ 32.41% |
$115K - $136K
|
15.9K
$577K
|
|
Apr 15, 2021
Q1 2021
|
Cx Institutional
|
BUY
|
- |
3.8K+ 33.39% |
$112K - $133K
|
15.2K
$552K
|
|
Apr 21, 2021
Q1 2021
|
Baystate Wealth Management LLC
|
BUY
|
- |
3.62K+ 8.54% |
$107K - $127K
|
46K
$1.68M
|
|
Apr 23, 2021
Q1 2021
|
Parallel Advisors, LLC
|
BUY
|
- |
2.38KNew |
$70.2K - $83.1K
|
2.38K
$86.5K
|
|
Apr 02, 2021
Q1 2021
|
Rvw Wealth, LLC
|
BUY
|
- |
2.03K+ 21.78% |
$60K - $71K
|
11.4K
$413K
|
|
Apr 30, 2021
Q1 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
1.9K+ 36.92% |
$56.1K - $66.4K
|
7.04K
$256K
|
|
May 14, 2021
Q1 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
1.82K+ 20.44% |
$53.8K - $63.6K
|
10.7K
$390K
|
|
May 13, 2021
Q1 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.5K+ 13.91% |
$44.3K - $52.5K
|
12.3K
$447K
|
|
Aug 17, 2021
Q1 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1.32KNew |
$39K - $46.2K
|
1.32K
$48.1K
|
|
May 14, 2021
Q1 2021
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
BUY
|
- |
1.12K+ 8.31% |
$33.1K - $39.2K
|
14.6K
$531K
|
|
Apr 28, 2021
Q1 2021
|
Sterling Financial Planning, Inc.
|
BUY
|
- |
875New |
$25.9K - $30.6K
|
875
$31.9K
|
|
May 04, 2021
Q1 2021
|
Better Money Decisions, LLC
|
BUY
|
- |
697New |
$20.6K - $24.4K
|
697
$25.4K
|
|
May 07, 2021
Q1 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
62New |
$1.83K - $2.17K
|
62
$2.26K
|
|
May 13, 2021
Q1 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-170- 6.02% |
$5.03K - $5.94K
|
2.65K
$96.5K
|
|
May 17, 2021
Q1 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-628- 2.75% |
$18.6K - $22K
|
22.2K
$809K
|
|
May 06, 2021
Q1 2021
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-1.88K- 7.48% |
$55.6K - $65.8K
|
23.3K
$847K
|
|
May 14, 2021
Q1 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-10.3K- 23.98% |
$303K - $359K
|
32.5K
$1.18M
|
|
May 10, 2021
Q1 2021
|
Wrapmanager Inc
|
SELL
|
- |
-10.5K- 9.0% |
$310K - $367K
|
106K
$3.86M
|
|
May 13, 2021
Q1 2021
|
Concord Wealth Partners
|
SELL
|
- |
-11.9K- 15.11% |
$353K - $418K
|
67.1K
$2.44M
|
|
May 17, 2021
Q1 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-33.3KClosed |
$986K - $1.17M
|
0
$0
|