Purchases and Sales Made in Q2 2021 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q2 2021. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Sep 13, 2021
Q2 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
5.64MNew |
$239M - $260M
|
5.64M
$245M
|
|
|
Aug 16, 2021
Q2 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
504KNew |
$21.4M - $23.2M
|
504K
$21.9M
|
|
|
Jul 21, 2021
Q2 2021
|
Tiaa, Fsb
St. Louis, MO |
BUY
|
- |
193K+ 10.27% |
$8.17M - $8.86M
|
2.07M
$89.8M
|
|
|
Jul 15, 2021
Q2 2021
|
Compass Ion Advisors, LLC
|
BUY
|
- |
145K+ 29.37% |
$6.17M - $6.69M
|
641K
$27.8M
|
|
|
Jul 20, 2021
Q2 2021
|
Eastern Bank
|
BUY
|
- |
113KNew |
$4.81M - $5.22M
|
113K
$4.93M
|
|
|
Aug 16, 2021
Q2 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
67.4K+ 23.88% |
$2.86M - $3.1M
|
350K
$15.2M
|
|
|
Aug 10, 2021
Q2 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
52.5K+ 37.41% |
$2.23M - $2.41M
|
193K
$8.38M
|
|
|
Aug 10, 2021
Q2 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
BUY
|
- |
47.6K+ 39.96% |
$2.02M - $2.19M
|
167K
$7.23M
|
|
|
Aug 04, 2021
Q2 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
27.9K+ 61.6% |
$1.18M - $1.28M
|
73.3K
$3.18M
|
|
|
Aug 10, 2021
Q2 2021
|
Mission Wealth Management, LP
|
BUY
|
- |
26.7K+ 7.01% |
$1.13M - $1.23M
|
407K
$17.7M
|
|
|
Aug 16, 2021
Q2 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
25.5K+ 170.85% |
$1.08M - $1.17M
|
40.5K
$1.76M
|
|
|
Aug 16, 2021
Q2 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
24.8K+ 3.32% |
$1.05M - $1.14M
|
773K
$33.6M
|
|
|
Aug 16, 2021
Q2 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
22.4K+ 159.27% |
$952K - $1.03M
|
36.5K
$1.59M
|
|
|
Aug 13, 2021
Q2 2021
|
Old Mission Capital LLC
|
BUY
|
- |
17.2KNew |
$728K - $790K
|
17.2K
$746K
|
|
|
Jul 21, 2021
Q2 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
14.6K+ 20.09% |
$620K - $672K
|
87.4K
$3.8M
|
|
|
Aug 09, 2021
Q2 2021
|
Laurel Wealth Planning LLC
Edina, MN |
BUY
|
- |
13.8K+ 10.74% |
$584K - $633K
|
142K
$6.17M
|
|
|
Aug 13, 2021
Q2 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
13.4K+ 33.8% |
$567K - $615K
|
52.9K
$2.3M
|
|
|
Aug 13, 2021
Q2 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
13.3K+ 6.57% |
$563K - $611K
|
216K
$9.36M
|
|
|
Aug 11, 2021
Q2 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
12.5K+ 13.45% |
$530K - $575K
|
105K
$4.58M
|
|
|
Aug 11, 2021
Q2 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
12.3K+ 38.5% |
$521K - $565K
|
44.2K
$1.92M
|
|
|
Jul 29, 2021
Q2 2021
|
Whittier Trust CO Of Nevada Inc
|
BUY
|
- |
11.1K+ 133.55% |
$469K - $509K
|
19.4K
$840K
|
|
|
Aug 10, 2021
Q2 2021
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
11KNew |
$468K - $507K
|
11K
$479K
|
|
|
Jul 23, 2021
Q2 2021
|
First Pacific Financial
|
BUY
|
- |
10.8K+ 26.0% |
$458K - $497K
|
52.4K
$2.27M
|
|
|
Aug 12, 2021
Q2 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
10.7K+ 33.98% |
$455K - $494K
|
42.3K
$1.84M
|
|
|
Aug 13, 2021
Q2 2021
|
Ubs Group Ag
|
BUY
|
- |
10.1K+ 1.98% |
$429K - $465K
|
521K
$22.6M
|
|
|
Aug 13, 2021
Q2 2021
|
Inscription Capital, LLC
Houston, TX |
BUY
|
- |
9.66KNew |
$410K - $444K
|
9.66K
$419K
|
|
|
Aug 23, 2021
Q2 2021
|
Blue Barn Wealth, LLC
|
BUY
|
- |
9.32KNew |
$395K - $428K
|
9.32K
$405K
|
|
|
Sep 24, 2021
Q2 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
8.95K+ 22.76% |
$380K - $412K
|
48.3K
$2.1M
|
|
|
Aug 09, 2021
Q2 2021
|
First Horizon Advisors, Inc.
|
BUY
|
- |
7.96KNew |
$337K - $366K
|
7.96K
$346K
|
|
|
Aug 12, 2021
Q2 2021
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
7.91KNew |
$335K - $364K
|
7.91K
$343K
|
|
|
Aug 13, 2021
Q2 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
7.75KNew |
$329K - $356K
|
7.75K
$337K
|
|
|
Aug 11, 2021
Q2 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
7.66K+ 89.19% |
$325K - $352K
|
16.2K
$705K
|
|
|
Jul 19, 2021
Q2 2021
|
First United Bank & Trust
|
BUY
|
- |
7.6KNew |
$322K - $350K
|
7.6K
$330K
|
|
|
Aug 02, 2021
Q2 2021
|
Modera Wealth Management, LLC
|
BUY
|
- |
7.49KNew |
$318K - $344K
|
7.49K
$325K
|
|
|
Aug 16, 2021
Q2 2021
|
Veritable, L.P.
Newtown Square, PA |
BUY
|
- |
6.92K+ 72.85% |
$293K - $318K
|
16.4K
$713K
|
|
|
Jul 30, 2021
Q2 2021
|
Seaview Investment Managers LLC
|
BUY
|
- |
6.48K+ 27.67% |
$275K - $298K
|
29.9K
$1.3M
|
|
|
Aug 10, 2021
Q2 2021
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
6K+ 73.93% |
$255K - $276K
|
14.1K
$613K
|
|
|
Jul 29, 2021
Q2 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
5.89K+ 87.34% |
$250K - $271K
|
12.6K
$549K
|
|
|
Aug 03, 2021
Q2 2021
|
Bok Financial Private Wealth, Inc.
Denver, CO |
BUY
|
- |
5.67KNew |
$241K - $261K
|
5.67K
$246K
|
|
|
Jul 29, 2021
Q2 2021
|
Colorado Capital Management, Inc.
|
BUY
|
- |
5.34K+ 4.93% |
$227K - $246K
|
114K
$4.94M
|
|
|
Aug 13, 2021
Q2 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
4.83KNew |
$205K - $222K
|
4.83K
$210K
|
|
|
Jul 27, 2021
Q2 2021
|
Vista Wealth Management Group, LLC
|
BUY
|
- |
4.52KNew |
$192K - $208K
|
4.52K
$196K
|
|
|
Jul 26, 2021
Q2 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
4.52KNew |
$191K - $208K
|
4.52K
$196K
|
|
|
Aug 16, 2021
Q2 2021
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
4.46KNew |
$189K - $205K
|
4.46K
$193K
|
|
|
Aug 11, 2021
Q2 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
4.15K+ 15.82% |
$176K - $191K
|
30.4K
$1.32M
|
|
|
Aug 13, 2021
Q2 2021
|
Pfs Investments Inc.
Duluth, GA |
BUY
|
- |
4.12K+ 17.43% |
$175K - $189K
|
27.8K
$1.21M
|
|
|
Jul 21, 2021
Q2 2021
|
Neumann Capital Management, LLC
|
BUY
|
- |
3.9K+ 72.33% |
$165K - $179K
|
9.29K
$403K
|
|
|
Aug 10, 2021
Q2 2021
|
Wescott Financial Advisory Group, LLC
|
BUY
|
- |
3.85K+ 35.66% |
$163K - $177K
|
14.7K
$636K
|
|
|
Aug 06, 2021
Q2 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
3.58K+ 10.63% |
$152K - $164K
|
37.2K
$1.62M
|
|
|
Aug 13, 2021
Q2 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
3.39K+ 13.49% |
$144K - $156K
|
28.5K
$1.24M
|