Purchases and Sales Made in Q2 2021 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q2 2021. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 13, 2021
Q2 2021
|
Cribstone Capital Management, LLC
Augusta, ME |
BUY
|
- |
58+ 1.46% |
$2.46K - $2.67K
|
4.03K
$175K
|
|
|
Aug 04, 2021
Q2 2021
|
Cx Institutional
|
BUY
|
- |
57+ 0.57% |
$2.42K - $2.62K
|
9.99K
$434K
|
|
|
Jul 16, 2021
Q2 2021
|
Stewardship Advisors, LLC
|
BUY
|
- |
55+ 0.36% |
$2.33K - $2.53K
|
15.2K
$658K
|
|
|
Jul 06, 2021
Q2 2021
|
Advisor Net Financial, Inc
|
BUY
|
- |
50+ 4.0% |
$2.12K - $2.3K
|
1.3K
$56.5K
|
|
|
Jul 23, 2021
Q2 2021
|
Stordahl Capital Management, Inc.
|
BUY
|
- |
34+ 0.41% |
$1.44K - $1.56K
|
8.4K
$365K
|
|
|
Aug 17, 2021
Q2 2021
|
West Branch Capital LLC
|
BUY
|
- |
22New |
$933 - $1.01K
|
22
$955
|
|
|
Jul 19, 2021
Q2 2021
|
Sargent Bickham Lagudis LLC
|
BUY
|
- |
20+ 3.98% |
$848 - $920
|
523
$22.7K
|
|
|
Aug 06, 2021
Q2 2021
|
Bogart Wealth, LLC
|
BUY
|
- |
15+ 41.67% |
$636 - $690
|
51
$2.21K
|
|
|
Jul 26, 2021
Q2 2021
|
Navigation Wealth Management, Inc.
Fort Collins, CO |
BUY
|
- |
6New |
$254 - $276
|
6
$261
|
|
|
Aug 13, 2021
Q2 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Archetype Wealth Partners
Houston, TX |
SELL
|
- |
-93- 1.47% |
$3.94K - $4.28K
|
6.24K
$271K
|
|
|
Aug 10, 2021
Q2 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-107- 16.64% |
$4.54K - $4.92K
|
536
$23.3K
|
|
|
Aug 05, 2021
Q2 2021
|
Park Avenue Securities LLC
|
SELL
|
- |
-190- 2.42% |
$8.06K - $8.74K
|
7.67K
$333K
|
|
|
Aug 06, 2021
Q2 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-218Closed |
$9.25K - $10K
|
0
$0
|
|
|
Jul 23, 2021
Q2 2021
|
Relyea Zuckerberg Hanson LLC
|
SELL
|
- |
-245- 0.65% |
$10.4K - $11.3K
|
37.3K
$1.62M
|
|
|
Aug 11, 2021
Q2 2021
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-302- 1.13% |
$12.8K - $13.9K
|
26.5K
$1.15M
|
|
|
Aug 16, 2021
Q2 2021
|
Massmutual Trust CO Fsb
|
SELL
|
- |
-700Closed |
$29.7K - $32.2K
|
0
$0
|
|
|
Jul 27, 2021
Q2 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-729- 2.25% |
$30.9K - $33.5K
|
31.6K
$1.37M
|
|
|
Aug 04, 2021
Q2 2021
|
Wrapmanager Inc
|
SELL
|
- |
-851- 7.49% |
$36.1K - $39.1K
|
10.5K
$456K
|
|
|
Aug 16, 2021
Q2 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-1.1K- 4.82% |
$46.8K - $50.8K
|
21.8K
$946K
|
|
|
Aug 10, 2021
Q2 2021
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-1.59K- 17.76% |
$67.3K - $73K
|
7.35K
$319K
|
|
|
Aug 11, 2021
Q2 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-1.62K- 17.11% |
$68.7K - $74.4K
|
7.84K
$341K
|
|
|
Aug 16, 2021
Q2 2021
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-2.88K- 18.09% |
$122K - $133K
|
13.1K
$567K
|
|
|
Aug 16, 2021
Q2 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-4.5K- 58.8% |
$191K - $207K
|
3.16K
$137K
|
|
|
Aug 13, 2021
Q2 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-4.7KClosed |
$199K - $216K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Chicago Wealth Management, Inc.
Chicago, IL |
SELL
|
- |
-4.82K- 49.92% |
$204K - $222K
|
4.84K
$210K
|
|
|
Jul 27, 2021
Q2 2021
|
Litman Gregory Wealth Management LLC
|
SELL
|
- |
-5.24K- 95.48% |
$222K - $241K
|
248
$10.8K
|
|
|
Aug 09, 2021
Q2 2021
|
Cumberland Partners LTD
Toronto, A6 |
SELL
|
- |
-5.82K- 36.56% |
$247K - $267K
|
10.1K
$438K
|
|
|
Aug 16, 2021
Q2 2021
|
Bsw Wealth Partners
Boulder, CO |
SELL
|
- |
-7.54K- 6.04% |
$320K - $347K
|
117K
$5.09M
|
|
|
Aug 16, 2021
Q2 2021
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-8.05K- 93.49% |
$341K - $370K
|
561
$24.4K
|
|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-12.8KClosed |
$543K - $589K
|
0
$0
|
|
|
Aug 17, 2021
Q2 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-16.5KClosed |
$700K - $759K
|
0
$0
|
|
|
Jul 28, 2021
Q2 2021
|
Retirement Capital Strategies
|
SELL
|
- |
-18.5K- 59.45% |
$783K - $849K
|
12.6K
$547K
|
|
|
Aug 04, 2021
Q2 2021
|
Future Financial Wealth Managment LLC
|
SELL
|
- |
-19.1K- 32.73% |
$808K - $876K
|
39.2K
$1.7M
|
|
|
Aug 19, 2021
Q2 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-25.8K- 39.61% |
$1.09M - $1.19M
|
39.3K
$1.71M
|
|
|
Aug 04, 2021
Q2 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-26.7K- 78.89% |
$1.13M - $1.23M
|
7.14K
$310K
|
|
|
May 31, 2023
Q2 2021
|
Abacus Wealth Partners, LLC
Santa Monica, CA |
SELL
|
- |
-451K- 45.53% |
$19.1M - $20.7M
|
540K
$23.4M
|