Rockefeller Capital Management L.P. Nuveen Esg Small Cap ETF Transaction History

Rockefeller Capital Management L.P.

$47.9 Billion
Q3 2025

A detailed history of Rockefeller Capital Management L.P. transactions in Nuveen Esg Small Cap ETF stock. As of the latest transaction made, Rockefeller Capital Management L.P. holds 81,310 shares of NUSC stock, worth $3.52 Million. This represents 0.01% of its overall portfolio holdings.

Number of Shares

81,310

Previous 49,945 62.8%

Holding current value

$3.52 Million

Previous $2.03 Million 76.25%

% of portfolio

0.01%

Previous 0.0%

21 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q3 2025 Nov 14, 2025	BUY	$40.43 - $44.52 $1.27 Million - $1.4 Million	31,365 Added 62.8%	81,310 $3.59 Million
Q2 2025 Aug 08, 2025	SELL	$33.38 - $40.81 $15,388 - $18,813	-461 Reduced 0.91%	49,945 $2.03 Million
Q1 2025 May 14, 2025	SELL	$37.9 - $43.9 $1.74 Million - $2.02 Million	-46,000 Reduced 47.71%	50,406 $1.93 Million
Q4 2024 Feb 13, 2025	SELL	$41.74 - $46.2 $639,748 - $708,107	-15,327 Reduced 13.72%	96,406 $4.04 Million
Q3 2024 Nov 14, 2024	SELL	$38.89 - $42.97 $14,817 - $16,371	-381 Reduced 0.34%	111,733 $4.79 Million

Q2 2024 Aug 12, 2024	BUY	$38.12 - $41.14 $11,207 - $12,095	294 Added 0.26%	112,114 $4.41 Million
Q1 2024 May 14, 2024	BUY	$37.34 - $41.59 $29,722 - $33,105	796 Added 0.72%	111,820 $4.65 Million
Q4 2023 Feb 14, 2024	BUY	$31.77 - $39.59 $2.13 Million - $2.65 Million	66,969 Added 152.01%	111,024 $4.34 Million
Q3 2023 Nov 14, 2023	SELL	$34.47 - $38.8 $48,016 - $54,048	-1,393 Reduced 3.07%	44,055 $1.53 Million
Q1 2023 May 17, 2023	SELL	$33.6 - $39.11 $3,998 - $4,654	-119 Reduced 0.26%	45,448 $1.61 Million
Q4 2022 Mar 06, 2023	SELL	$32.62 - $37.2 $750 - $855	-23 Reduced 0.05%	45,567 $1.56 Million
Q3 2022 Nov 02, 2022	SELL	$31.96 - $38.44 $78,174 - $94,024	-2,446 Reduced 5.09%	45,590 $1.46 Million
Q2 2022 Aug 12, 2022	BUY	$31.5 - $40.11 $65,992 - $84,030	2,095 Added 4.56%	48,036 $1.58 Million
Q1 2022 May 13, 2022	SELL	$37.29 - $42.63 $21,441 - $24,512	-575 Reduced 1.24%	45,941 $1.83 Million
Q4 2021 Feb 14, 2022	BUY	$39.82 - $47.48 $26,599 - $31,716	668 Added 1.46%	46,516 $1.95 Million
Q3 2021 Nov 12, 2021	BUY	$42.25 - $45.47 $1.91 Million - $2.06 Million	45,312 Added 8453.73%	45,848 $1.99 Million
Q2 2021 Aug 10, 2021	SELL	$42.41 - $45.98 $4,537 - $4,919	-107 Reduced 16.64%	536 $24,000
Q1 2021 May 11, 2021	BUY	$37.86 - $45.2 $20,292 - $24,227	536 Added 500.93%	643 $27,000
Q4 2020 Feb 12, 2021	BUY	$30.05 - $38.66 $841 - $1,082	28 Added 35.44%	107 $4,000
Q3 2020 Nov 13, 2020	BUY	$26.98 - $30.68 $1,672 - $1,902	62 Added 364.71%	79 $2,000
Q1 2020 May 12, 2020	BUY	$18.7 - $31.96 $317 - $543	17 New	17 $0

Others Institutions Holding NUSC

# of Institutions

283

Shares Held

23.6M

Call Options Held

Put Options Held

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About NUVEEN ESG SMALL-CAP ETF

Ticker NUSC
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Rockefeller Capital Management L.P. Nuveen Esg Small Cap ETF Transaction History