Sowell Financial Services LLC Nuveen Esg Small Cap ETF Transaction History

Sowell Financial Services LLC

$2.1 Billion
Q3 2024

Shares

19 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2024 Aug 13, 2024	BUY	$38.12 - $41.14 $53,825 - $58,089	1,412 Added 5.88%	25,421 $1 Million
Q1 2024 May 03, 2024	BUY	$37.34 - $41.59 $91,221 - $101,604	2,443 Added 11.33%	24,009 $998,000
Q4 2023 Jan 24, 2024	SELL	$31.77 - $39.59 $401,541 - $500,378	-12,639 Reduced 36.95%	21,566 $843,000
Q3 2023 Nov 08, 2023	SELL	$34.47 - $38.8 $6.45 Million - $7.26 Million	-186,994 Reduced 84.54%	34,205 $1.19 Million
Q2 2023 Aug 14, 2023	BUY	$33.87 - $37.05 $2.92 Million - $3.2 Million	86,296 Added 63.97%	221,199 $8.18 Million
Q1 2023 May 12, 2023	SELL	$33.6 - $39.11 $139,507 - $162,384	-4,152 Reduced 2.99%	134,903 $4.78 Million
Q4 2022 Feb 09, 2023	BUY	$32.62 - $37.2 $2.6 Million - $2.96 Million	79,684 Added 134.21%	139,055 $4.75 Million
Q3 2022 Nov 15, 2022	SELL	$31.96 - $38.44 $136,884 - $164,638	-4,283 Reduced 6.73%	59,371 $1.9 Million
Q2 2022 Aug 15, 2022	SELL	$31.5 - $40.11 $382,284 - $486,774	-12,136 Reduced 16.01%	63,654 $2.09 Million
Q1 2022 May 13, 2022	BUY	$37.29 - $42.63 $2.83 Million - $3.23 Million	75,790 New	75,790 $3.07 Million
Q2 2021 Aug 05, 2021	SELL	$42.41 - $45.98 $543,441 - $589,187	-12,814 Closed	0 $0
Q1 2021 May 07, 2021	BUY	$37.86 - $45.2 $122,552 - $146,312	3,237 Added 33.8%	12,814 $570,000
Q4 2020 Jan 13, 2021	SELL	$30.05 - $38.66 $49,522 - $63,711	-1,648 Reduced 14.68%	9,577 $367,000
Q3 2020 Nov 12, 2020	SELL	$26.98 - $30.68 $21,961 - $24,973	-814 Reduced 6.76%	11,225 $333,000
Q2 2020 Aug 13, 2020	SELL	$19.89 - $29.49 $23,132 - $34,296	-1,163 Reduced 8.81%	12,039 $331,000
Q1 2020 May 12, 2020	SELL	$18.7 - $31.96 $6,601 - $11,281	-353 Reduced 2.6%	13,202 $285,000
Q4 2019 Feb 07, 2020	BUY	$28.39 - $31.57 $2,015 - $2,241	71 Added 0.53%	13,555 $0
Q3 2019 Nov 14, 2019	SELL	$29.18 - $29.99 $17,712 - $18,203	-607 Reduced 4.31%	13,484 $395,000
Q1 2019 May 15, 2019	BUY	N/A	14,091 New	14,091 $0

Others Institutions Holding NUSC

# of Institutions

261

Shares Held

23.8M

Call Options Held

0

Put Options Held

0

Bank Of America Corp Charlotte, NC

6.85M
Shares

$284 Million
0.02% of portfolio
Tiaa, Fsb St. Louis, MO

2.27M
Shares

$94 Million
0.3% of portfolio
Tiaa Trust, National Association Charlotte, NC

1.59M
Shares

$65.8 Million
0.2% of portfolio
Morgan Stanley New York, NY

1.26M
Shares

$52.2 Million
0.0% of portfolio
Abacus Wealth Partners, LLC Santa Monica, CA

1.18M
Shares

$49 Million
7.6% of portfolio

About NUVEEN ESG SMALL-CAP ETF

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