Purchases and Sales Made in Q2 2023 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q2 2023. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 14, 2023
Q2 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
434K+ 51.86% |
$14.7M - $16.1M
|
1.27M
$53.8M
|
|
Aug 14, 2023
Q2 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
146K+ 2.68% |
$4.93M - $5.4M
|
5.58M
$236M
|
|
Jul 25, 2023
Q2 2023
|
Abacus Wealth Partners, LLC
Santa Monica, CA |
BUY
|
- |
123K+ 12.37% |
$4.15M - $4.54M
|
1.11M
$47.2M
|
|
Aug 14, 2023
Q2 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
86.3K+ 63.97% |
$2.92M - $3.2M
|
221K
$9.37M
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
BUY
|
- |
74.1K+ 16.88% |
$2.51M - $2.75M
|
513K
$21.7M
|
|
Aug 14, 2023
Q2 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
61K+ 14.48% |
$2.06M - $2.26M
|
482K
$20.4M
|
|
Aug 14, 2023
Q2 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
50KNew |
$1.69M - $1.85M
|
50K
$2.12M
|
|
Aug 14, 2023
Q2 2023
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
49.7K+ 23.13% |
$1.68M - $1.84M
|
264K
$11.2M
|
|
Sep 12, 2023
Q2 2023
|
Cgc Financial Services, LLC
Lake Oswego, OR |
BUY
|
- |
48.6KNew |
$1.65M - $1.8M
|
48.6K
$2.06M
|
|
Aug 04, 2023
Q2 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
47.4K+ 15.59% |
$1.61M - $1.76M
|
351K
$14.9M
|
|
Aug 04, 2023
Q2 2023
|
Mission Wealth Management, LP
|
BUY
|
- |
44.9K+ 6.09% |
$1.52M - $1.66M
|
782K
$33.1M
|
|
Aug 11, 2023
Q2 2023
|
Pfs Investments Inc.
Duluth, GA |
BUY
|
- |
32.3KNew |
$1.09M - $1.2M
|
32.3K
$1.37M
|
|
Aug 09, 2023
Q2 2023
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
28.3K+ 97.19% |
$960K - $1.05M
|
57.5K
$2.44M
|
|
Jul 10, 2023
Q2 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
26.3KNew |
$890K - $973K
|
26.3K
$1.11M
|
|
May 14, 2024
Q2 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
25K+ 100.0% |
$847K - $926K
|
50K
$2.12M
|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
22.8K+ 4.79% |
$773K - $846K
|
499K
$21.2M
|
|
Aug 02, 2023
Q2 2023
|
Silver Oak Securities, Inc
Jackson, TN |
BUY
|
- |
20.5KNew |
$694K - $759K
|
20.5K
$868K
|
|
Jul 13, 2023
Q2 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
18.5K+ 12.22% |
$628K - $687K
|
170K
$7.21M
|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
17.9K+ 1.91% |
$605K - $662K
|
954K
$40.4M
|
|
Aug 14, 2023
Q2 2023
|
Wcg Wealth Advisors LLC
Las Vegas, NV |
BUY
|
- |
14.6K+ 12.63% |
$495K - $541K
|
130K
$5.52M
|
|
Jul 18, 2023
Q2 2023
|
Allworth Financial LP
|
BUY
|
- |
14.5K+ 20.36% |
$491K - $537K
|
85.7K
$3.63M
|
|
Jul 12, 2023
Q2 2023
|
Colorado Capital Management, Inc.
|
BUY
|
- |
12.2K+ 9.76% |
$414K - $453K
|
137K
$5.82M
|
|
Aug 07, 2023
Q2 2023
|
Modera Wealth Management, LLC
|
BUY
|
- |
12.2K+ 54.13% |
$412K - $451K
|
34.6K
$1.47M
|
|
Aug 14, 2023
Q2 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
10.7K+ 15.21% |
$363K - $397K
|
81.1K
$3.43M
|
|
Aug 03, 2023
Q2 2023
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
10.7K+ 11.28% |
$362K - $396K
|
105K
$4.46M
|
|
Aug 11, 2023
Q2 2023
|
Bsw Wealth Partners
Boulder, CO |
BUY
|
- |
10.7K+ 10.04% |
$361K - $395K
|
117K
$4.96M
|
|
Jul 24, 2023
Q2 2023
|
Bergan Kdv Wealth Management, LLC
|
BUY
|
- |
10.7K+ 58.27% |
$361K - $395K
|
28.9K
$1.23M
|
|
Aug 14, 2023
Q2 2023
|
Palisades Hudson Asset Management, L.P.
Fort Lauderdale, FL |
BUY
|
- |
10.5K+ 42.43% |
$355K - $389K
|
35.2K
$1.49M
|
|
Aug 02, 2023
Q2 2023
|
Perigon Wealth Management, LLC
San Francisco, CA |
BUY
|
- |
10.2KNew |
$346K - $379K
|
10.2K
$433K
|
|
Aug 07, 2023
Q2 2023
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
9.7KNew |
$328K - $359K
|
9.7K
$411K
|
|
Jul 14, 2023
Q2 2023
|
Financial Connections Group, Inc.
|
BUY
|
- |
8.17K+ 34.3% |
$277K - $303K
|
32K
$1.36M
|
|
Aug 01, 2023
Q2 2023
|
First Ascent Asset Management, LLC
|
BUY
|
- |
7.5K+ 15.32% |
$254K - $278K
|
56.5K
$2.39M
|
|
Aug 08, 2023
Q2 2023
|
First Pacific Financial
|
BUY
|
- |
7.18K+ 5.13% |
$243K - $266K
|
147K
$6.23M
|
|
Aug 02, 2023
Q2 2023
|
Sage Advisory Services, Ltd.Co.
|
BUY
|
- |
6.73KNew |
$228K - $249K
|
6.73K
$285K
|
|
Aug 07, 2023
Q2 2023
|
Curtis Advisory Group, LLC
Santa Barbara, CA |
BUY
|
- |
6.43KNew |
$218K - $238K
|
6.43K
$272K
|
|
Aug 11, 2023
Q2 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
6.19K+ 85.77% |
$210K - $229K
|
13.4K
$568K
|
|
Jul 25, 2023
Q2 2023
|
Advisory Alpha, LLC
|
BUY
|
- |
5.87KNew |
$199K - $217K
|
5.87K
$249K
|
|
Jul 18, 2023
Q2 2023
|
Signet Financial Management, LLC
Parsippany, NJ |
BUY
|
- |
5.63KNew |
$191K - $209K
|
5.63K
$239K
|
|
Aug 11, 2023
Q2 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
5.51KNew |
$187K - $204K
|
5.51K
$233K
|
|
Aug 07, 2023
Q2 2023
|
Rede Wealth, LLC
|
BUY
|
- |
5.5KNew |
$186K - $204K
|
5.5K
$233K
|
|
Jul 25, 2023
Q2 2023
|
Bigelow Investment Advisors, LLC
|
BUY
|
- |
5.49KNew |
$186K - $203K
|
5.49K
$233K
|
|
Jul 20, 2023
Q2 2023
|
Harrington Investments, Inc
|
BUY
|
- |
5.46KNew |
$185K - $202K
|
5.46K
$232K
|
|
Jul 17, 2023
Q2 2023
|
Castle Wealth Management LLC
|
BUY
|
- |
5.42KNew |
$184K - $201K
|
5.42K
$230K
|
|
Jul 31, 2023
Q2 2023
|
Klaas Financial Asset Advisors, LLC
Loves Park, IL |
BUY
|
- |
4.6K+ 13.86% |
$156K - $170K
|
37.8K
$1.6M
|
|
Aug 15, 2023
Q2 2023
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
4.59K+ 11.3% |
$155K - $170K
|
45.2K
$1.92M
|
|
Jul 25, 2023
Q2 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
4.05K+ 5.28% |
$137K - $150K
|
80.8K
$3.42M
|
|
Jul 19, 2023
Q2 2023
|
Cable Hill Partners, LLC
Portland, OR |
BUY
|
- |
3.84K+ 4.96% |
$130K - $142K
|
81.2K
$3.44M
|
|
Aug 14, 2023
Q2 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
3.7K+ 36.49% |
$125K - $137K
|
13.8K
$586K
|
|
Jul 28, 2023
Q2 2023
|
Private Trust CO Na
|
BUY
|
- |
3.61K+ 1806.5% |
$122K - $134K
|
3.81K
$162K
|
|
Jul 06, 2023
Q2 2023
|
Rvw Wealth, LLC
|
BUY
|
- |
3.37K+ 16.88% |
$114K - $125K
|
23.3K
$988K
|