Purchases and Sales Made in Q3 2021 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q3 2021. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
654K+ 11.59% |
$27.6M - $29.7M
|
6.3M
$267M
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
524KNew |
$22.2M - $23.8M
|
524K
$22.2M
|
|
|
Oct 14, 2021
Q3 2021
|
Tiaa, Fsb
St. Louis, MO |
BUY
|
- |
121K+ 5.85% |
$5.11M - $5.5M
|
2.19M
$92.7M
|
|
|
Feb 05, 2024
Q3 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
98.1KNew |
$4.14M - $4.46M
|
98.1K
$4.16M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
70.8K+ 9.16% |
$2.99M - $3.22M
|
844K
$35.8M
|
|
|
Nov 12, 2021
Q3 2021
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
66.4K+ 839.44% |
$2.8M - $3.02M
|
74.3K
$3.15M
|
|
|
Oct 28, 2021
Q3 2021
|
Compass Ion Advisors, LLC
|
BUY
|
- |
63.5K+ 9.92% |
$2.68M - $2.89M
|
704K
$29.8M
|
|
|
May 31, 2023
Q3 2021
|
Abacus Wealth Partners, LLC
Santa Monica, CA |
BUY
|
- |
61K+ 11.31% |
$2.58M - $2.78M
|
601K
$25.4M
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
55KNew |
$2.32M - $2.5M
|
55K
$2.33M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
53.8K+ 10.67% |
$2.27M - $2.45M
|
558K
$23.6M
|
|
|
Nov 15, 2021
Q3 2021
|
Lake Street Advisors Group, LLC
|
BUY
|
- |
49.1KNew |
$2.07M - $2.23M
|
49.1K
$2.08M
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
47.2K+ 155.4% |
$1.99M - $2.15M
|
77.6K
$3.29M
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
45.3K+ 8453.73% |
$1.91M - $2.06M
|
45.8K
$1.94M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
37.2K+ 17.27% |
$1.57M - $1.69M
|
253K
$10.7M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
32.7K+ 6.27% |
$1.38M - $1.49M
|
554K
$23.5M
|
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
32.1K+ 449.59% |
$1.36M - $1.46M
|
39.2K
$1.66M
|
|
|
Nov 05, 2021
Q3 2021
|
Mission Wealth Management, LP
|
BUY
|
- |
30K+ 7.36% |
$1.27M - $1.36M
|
437K
$18.5M
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
28.6K+ 54.02% |
$1.21M - $1.3M
|
81.5K
$3.46M
|
|
|
Oct 26, 2021
Q3 2021
|
Balasa Dinverno & Foltz LLC
Itasca, IL |
BUY
|
- |
22.5KNew |
$951K - $1.02M
|
22.5K
$954K
|
|
|
Oct 19, 2021
Q3 2021
|
First Pacific Financial
|
BUY
|
- |
17.7K+ 33.8% |
$748K - $805K
|
70.1K
$2.97M
|
|
|
Nov 12, 2021
Q3 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
14.9K+ 68.55% |
$631K - $679K
|
36.7K
$1.56M
|
|
|
Nov 15, 2021
Q3 2021
|
First Ascent Asset Management, LLC
|
BUY
|
- |
13.9KNew |
$585K - $630K
|
13.9K
$587K
|
|
|
Nov 05, 2021
Q3 2021
|
New York Life Investment Management LLC
New York, NY |
BUY
|
- |
13.7KNew |
$580K - $625K
|
13.7K
$582K
|
|
|
Nov 12, 2021
Q3 2021
|
Sandbox Financial Partners, LLC
Bethesda, MD |
BUY
|
- |
13.7KNew |
$578K - $622K
|
13.7K
$579K
|
|
|
Nov 15, 2021
Q3 2021
|
Bok Financial Private Wealth, Inc.
Denver, CO |
BUY
|
- |
13.4KNew |
$568K - $611K
|
13.4K
$569K
|
|
|
Nov 15, 2021
Q3 2021
|
Vestmark Advisory Solutions, Inc.
|
BUY
|
- |
13.1KNew |
$554K - $597K
|
13.1K
$556K
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
12.2K+ 16.69% |
$517K - $556K
|
85.5K
$3.62M
|
|
|
Nov 17, 2021
Q3 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
BUY
|
- |
12.1K+ 7.28% |
$512K - $552K
|
179K
$7.57M
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
11.5K+ 30.83% |
$485K - $522K
|
48.7K
$2.06M
|
|
|
Oct 21, 2021
Q3 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
11.2KNew |
$475K - $511K
|
11.2K
$476K
|
|
|
Nov 12, 2021
Q3 2021
|
Pacific Sun Financial Corp
|
BUY
|
- |
11.2KNew |
$472K - $508K
|
11.2K
$474K
|
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
10.4K+ 11.85% |
$438K - $471K
|
97.8K
$4.14M
|
|
|
Nov 15, 2021
Q3 2021
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
9.99KNew |
$422K - $454K
|
9.99K
$423K
|
|
|
Nov 10, 2021
Q3 2021
|
Bokf, Na
Tulsa, OK |
BUY
|
- |
9.89KNew |
$418K - $450K
|
9.89K
$419K
|
|
|
Nov 15, 2021
Q3 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
9.67K+ 20.02% |
$408K - $440K
|
58K
$2.46M
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
9.49K+ 4.92% |
$401K - $432K
|
202K
$8.58M
|
|
|
Oct 29, 2021
Q3 2021
|
Colorado Capital Management, Inc.
|
BUY
|
- |
9.13K+ 8.03% |
$386K - $415K
|
123K
$5.2M
|
|
|
Oct 28, 2021
Q3 2021
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
8.56K+ 77.58% |
$362K - $389K
|
19.6K
$830K
|
|
|
Nov 15, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
BUY
|
- |
8.01K+ 1295.47% |
$338K - $364K
|
8.62K
$365K
|
|
|
Nov 12, 2021
Q3 2021
|
Laurel Wealth Planning LLC
Edina, MN |
BUY
|
- |
7.4K+ 5.21% |
$312K - $336K
|
149K
$6.33M
|
|
|
Nov 12, 2021
Q3 2021
|
One Capital Management, LLC
Westlake Village, CA |
BUY
|
- |
7.12KNew |
$301K - $324K
|
7.12K
$302K
|
|
|
Oct 27, 2021
Q3 2021
|
Merit Financial Group, LLC
|
BUY
|
- |
6.52KNew |
$275K - $296K
|
6.52K
$276K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
6.05K+ 5.73% |
$255K - $275K
|
112K
$4.72M
|
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer Asset Management Inc.
New York, NY |
BUY
|
- |
5.83K+ 86.06% |
$246K - $265K
|
12.6K
$534K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
5.81K+ 13.15% |
$245K - $264K
|
50K
$2.12M
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
5.55K+ 13.72% |
$235K - $253K
|
46K
$1.95M
|
|
|
Oct 15, 2021
Q3 2021
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
5.45K+ 278.63% |
$230K - $248K
|
7.41K
$314K
|
|
|
Nov 03, 2021
Q3 2021
|
Litman Gregory Wealth Management LLC
|
BUY
|
- |
5.24K+ 2114.11% |
$222K - $238K
|
5.49K
$233K
|
|
|
Nov 15, 2021
Q3 2021
|
Pfs Investments Inc.
Duluth, GA |
BUY
|
- |
4.99K+ 17.99% |
$211K - $227K
|
32.8K
$1.39M
|
|
|
Nov 16, 2021
Q3 2021
|
Cable Hill Partners, LLC
Portland, OR |
BUY
|
- |
4.94K+ 42.91% |
$209K - $225K
|
16.5K
$697K
|