Purchases and Sales Made in Q3 2023 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q3 2023. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
1.73KNew |
$59.6K - $67.1K
|
1.73K
$71.6K
|
|
Nov 06, 2023
Q3 2023
|
Pioneer Wealth Management Group
Austin, TX |
BUY
|
- |
1.71K+ 11.31% |
$58.8K - $66.2K
|
16.8K
$695K
|
|
Oct 18, 2023
Q3 2023
|
Umb Bank, N.A.
|
BUY
|
- |
1.65K+ 6.3% |
$56.8K - $63.9K
|
27.8K
$1.15M
|
|
Nov 15, 2023
Q3 2023
|
First Foundation Advisors
Irvine, CA |
BUY
|
- |
1.61K+ 13.86% |
$55.5K - $62.5K
|
13.2K
$548K
|
|
Oct 24, 2023
Q3 2023
|
Legacy Financial Group LLC
|
BUY
|
- |
1.59KNew |
$54.8K - $61.7K
|
1.59K
$65.9K
|
|
Nov 09, 2023
Q3 2023
|
Wcg Wealth Advisors LLC
Las Vegas, NV |
BUY
|
- |
1.47K+ 1.13% |
$50.6K - $57K
|
132K
$5.46M
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.44K+ 10.4% |
$49.6K - $55.8K
|
15.3K
$633K
|
|
Dec 11, 2023
Q3 2023
|
Headinvest, LLC
Portland, ME |
BUY
|
- |
1.42KNew |
$48.8K - $55K
|
1.42K
$58.7K
|
|
Oct 11, 2023
Q3 2023
|
Stonehearth Capital Management, LLC
|
BUY
|
- |
1.4K+ 1.93% |
$48.4K - $54.4K
|
74.2K
$3.07M
|
|
Oct 19, 2023
Q3 2023
|
Rtd Financial Advisors, Inc.
|
BUY
|
- |
1.15K+ 8.0% |
$39.7K - $44.7K
|
15.6K
$644K
|
|
Nov 09, 2023
Q3 2023
|
Wescott Financial Advisory Group, LLC
|
BUY
|
- |
1.14K+ 3.23% |
$39.3K - $44.3K
|
36.5K
$1.51M
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.1K+ 1.37% |
$38.1K - $42.8K
|
81.9K
$3.39M
|
|
Nov 14, 2023
Q3 2023
|
Bokf, Na
Tulsa, OK |
BUY
|
- |
1.1K+ 6.34% |
$38K - $42.7K
|
18.5K
$764K
|
|
Nov 09, 2023
Q3 2023
|
Us Financial Advisors, LLC
Braintree, MA |
BUY
|
- |
1.06K+ 5.33% |
$36.6K - $41.2K
|
21K
$869K
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
1.03K+ 1.3% |
$35.3K - $39.8K
|
80.1K
$3.32M
|
|
Oct 27, 2023
Q3 2023
|
Assetmark, Inc
|
BUY
|
- |
969+ 15.89% |
$33.4K - $37.6K
|
7.07K
$293K
|
|
Nov 14, 2023
Q3 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
850+ 13.81% |
$29.3K - $33K
|
7K
$290K
|
|
Nov 13, 2023
Q3 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
802+ 47.65% |
$27.6K - $31.1K
|
2.49K
$103K
|
|
Nov 03, 2023
Q3 2023
|
Neumann Capital Management, LLC
|
BUY
|
- |
600+ 3.11% |
$20.7K - $23.3K
|
19.9K
$824K
|
|
Apr 30, 2024
Q3 2023
|
Concord Wealth Partners
|
BUY
|
- |
599New |
$20.6K - $23.2K
|
599
$24.8K
|
|
Oct 25, 2023
Q3 2023
|
Creative Capital Management Investments LLC
San Diego, CA |
BUY
|
- |
518New |
$17.9K - $20.1K
|
518
$21.5K
|
|
Apr 22, 2024
Q3 2023
|
Creative Capital Management Investments LLC
San Diego, CA |
BUY
|
- |
518New |
$17.9K - $20.1K
|
518
$21.5K
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
489+ 1.78% |
$16.9K - $19K
|
27.9K
$1.16M
|
|
Oct 19, 2023
Q3 2023
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
465+ 1.58% |
$16K - $18K
|
29.8K
$1.24M
|
|
Nov 07, 2023
Q3 2023
|
Merit Financial Group, LLC
|
BUY
|
- |
454+ 3.09% |
$15.6K - $17.6K
|
15.2K
$628K
|
|
Nov 14, 2023
Q3 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
316+ 544.83% |
$10.9K - $12.3K
|
374
$15.5K
|
|
Oct 10, 2023
Q3 2023
|
Mc Namara Financial Services, Inc.
|
BUY
|
- |
291+ 4.91% |
$10K - $11.3K
|
6.22K
$257K
|
|
Nov 13, 2023
Q3 2023
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
285+ 2.73% |
$9.82K - $11.1K
|
10.7K
$445K
|
|
Nov 15, 2023
Q3 2023
|
Mc Ilrath & Eck, LLC
|
BUY
|
- |
282+ 9.51% |
$9.72K - $10.9K
|
3.25K
$134K
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
263+ 1.12% |
$9.07K - $10.2K
|
23.8K
$987K
|
|
Oct 31, 2023
Q3 2023
|
Bigelow Investment Advisors, LLC
|
BUY
|
- |
256+ 4.66% |
$8.82K - $9.93K
|
5.75K
$238K
|
|
Nov 07, 2023
Q3 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
236+ 2.09% |
$8.13K - $9.16K
|
11.5K
$477K
|
|
Nov 13, 2023
Q3 2023
|
Tradition Wealth Management, LLC
|
BUY
|
- |
229+ 1.68% |
$7.89K - $8.89K
|
13.8K
$573K
|
|
Oct 16, 2023
Q3 2023
|
Relyea Zuckerberg Hanson LLC
|
BUY
|
- |
179+ 0.45% |
$6.17K - $6.95K
|
39.7K
$1.64M
|
|
Nov 13, 2023
Q3 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
177New |
$6.1K - $6.87K
|
177
$7.33K
|
|
Oct 24, 2023
Q3 2023
|
Iag Wealth Partners, LLC
|
BUY
|
- |
177+ 7.74% |
$6.1K - $6.87K
|
2.46K
$102K
|
|
Oct 12, 2023
Q3 2023
|
Rvw Wealth, LLC
|
BUY
|
- |
177+ 0.76% |
$6.1K - $6.87K
|
23.5K
$973K
|
|
Oct 19, 2023
Q3 2023
|
Good Life Advisors, LLC
|
BUY
|
- |
176+ 2.02% |
$6.07K - $6.83K
|
8.91K
$369K
|
|
Nov 14, 2023
Q3 2023
|
Bragg Financial Advisors, Inc
Charlotte, NC |
BUY
|
- |
165+ 1.46% |
$5.69K - $6.4K
|
11.5K
$476K
|
|
Nov 03, 2023
Q3 2023
|
Larson Financial Group LLC
|
BUY
|
- |
148+ 2.21% |
$5.1K - $5.74K
|
6.86K
$284K
|
|
Oct 10, 2023
Q3 2023
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
134+ 1.91% |
$4.62K - $5.2K
|
7.14K
$296K
|
|
Oct 27, 2023
Q3 2023
|
Bsw Wealth Partners
Boulder, CO |
BUY
|
- |
114+ 0.1% |
$3.93K - $4.42K
|
117K
$4.85M
|
|
Oct 26, 2023
Q3 2023
|
Park Avenue Securities LLC
|
BUY
|
- |
102+ 0.97% |
$3.52K - $3.96K
|
10.7K
$441K
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
70+ 0.14% |
$2.41K - $2.72K
|
49.1K
$2.03M
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
62New |
$2.14K - $2.41K
|
62
$2.57K
|
|
Oct 25, 2023
Q3 2023
|
3 D/L Capital Management, LLC
|
BUY
|
- |
44+ 0.27% |
$1.52K - $1.71K
|
16.3K
$675K
|
|
Nov 13, 2023
Q3 2023
|
Provence Wealth Management Group
|
BUY
|
- |
39New |
$1.34K - $1.51K
|
39
$1.61K
|
|
Nov 03, 2023
Q3 2023
|
Us Bancorp \De\
|
BUY
|
- |
14+ 0.66% |
$483 - $543
|
2.15K
$89.1K
|
|
Nov 09, 2023
Q3 2023
|
Collaborative Wealth Managment Inc.
Lake Mary, FL |
BUY
|
- |
2+ 0.03% |
$68.9 - $77.6
|
6.84K
$283K
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|