Purchases and Sales Made in Q3 2023 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q3 2023. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 27, 2023
Q3 2023
|
Laurel Wealth Planning LLC
Edina, MN |
SELL
|
- |
-6.86K- 16.92% |
$237K - $266K
|
33.7K
$1.4M
|
|
|
Oct 31, 2023
Q3 2023
|
Adirondack Trust CO
|
SELL
|
- |
-8.5K- 99.84% |
$293K - $330K
|
14
$580
|
|
|
Nov 14, 2023
Q3 2023
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-11.2K- 24.87% |
$388K - $436K
|
34K
$1.41M
|
|
|
Oct 17, 2023
Q3 2023
|
Cx Institutional
|
SELL
|
- |
-11.4K- 46.59% |
$392K - $441K
|
13K
$539K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-15K- 6.42% |
$517K - $582K
|
219K
$9.06M
|
|
|
Nov 01, 2023
Q3 2023
|
Modera Wealth Management, LLC
|
SELL
|
- |
-20.9K- 60.39% |
$721K - $812K
|
13.7K
$568K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-22K- 12.9% |
$757K - $852K
|
148K
$6.14M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-23.8K- 4.63% |
$819K - $922K
|
490K
$20.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-26.6K- 7.91% |
$917K - $1.03M
|
310K
$12.8M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-31.6K- 9.0% |
$1.09M - $1.23M
|
320K
$13.2M
|
|
|
Nov 14, 2023
Q3 2023
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-40.1K- 69.82% |
$1.38M - $1.56M
|
17.4K
$719K
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-154K- 31.91% |
$5.3M - $5.97M
|
328K
$13.6M
|
|
|
Nov 08, 2023
Q3 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-187K- 84.54% |
$6.45M - $7.26M
|
34.2K
$1.42M
|