Purchases and Sales Made in Q3 2024 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q3 2024. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 05, 2024
Q3 2024
|
Oppenheimer Asset Management Inc.
New York, NY |
SELL
|
- |
-1.47K- 6.49% |
$57.1K - $63K
|
21.1K
$875K
|
|
|
Nov 14, 2024
Q3 2024
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-1.69K- 2.8% |
$65.6K - $72.5K
|
58.6K
$2.43M
|
|
|
Oct 17, 2024
Q3 2024
|
Merit Financial Group, LLC
|
SELL
|
- |
-1.75K- 10.29% |
$68K - $75.2K
|
15.2K
$631K
|
|
|
Oct 21, 2024
Q3 2024
|
Whittier Trust CO Of Nevada Inc
|
SELL
|
- |
-1.77K- 4.46% |
$69K - $76.2K
|
38K
$1.57M
|
|
|
Nov 12, 2024
Q3 2024
|
Raymond James Trust N.A.
|
SELL
|
- |
-1.83K- 11.67% |
$71K - $78.4K
|
13.8K
$572K
|
|
|
Nov 14, 2024
Q3 2024
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-2.14K- 3.18% |
$83.1K - $91.8K
|
65.1K
$2.7M
|
|
|
Nov 14, 2024
Q3 2024
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-2.17K- 13.07% |
$84.2K - $93.1K
|
14.4K
$597K
|
|
|
Nov 15, 2024
Q3 2024
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-2.27K- 12.25% |
$88.2K - $97.5K
|
16.2K
$673K
|
|
|
Nov 14, 2024
Q3 2024
|
Sig Fig Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-2.31K- 27.34% |
$90K - $99.4K
|
6.15K
$255K
|
|
|
Nov 13, 2024
Q3 2024
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-2.48K- 33.22% |
$96.3K - $106K
|
4.98K
$206K
|
|
|
Oct 07, 2024
Q3 2024
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-2.69K- 2.58% |
$105K - $116K
|
102K
$4.2M
|
|
|
Oct 28, 2024
Q3 2024
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-2.73K- 2.37% |
$106K - $117K
|
113K
$4.67M
|
|
|
Nov 01, 2024
Q3 2024
|
Silver Oak Wealth Management LLC
Edina, MN |
SELL
|
- |
-2.74K- 5.37% |
$106K - $118K
|
48.3K
$2M
|
|
|
Nov 12, 2024
Q3 2024
|
Citigroup Inc
|
SELL
|
- |
-3.09K- 22.25% |
$120K - $133K
|
10.8K
$448K
|
|
|
Nov 14, 2024
Q3 2024
|
Sage View Advisory Group, LLC
Newport Beach, CA |
SELL
|
- |
-3.67K- 5.16% |
$143K - $158K
|
67.4K
$2.79M
|
|
|
Oct 21, 2024
Q3 2024
|
Eastern Bank
|
SELL
|
- |
-4.93K- 84.69% |
$192K - $212K
|
891
$36.9K
|
|
|
Nov 12, 2024
Q3 2024
|
Bok Financial Private Wealth, Inc.
Denver, CO |
SELL
|
- |
-5.56K- 46.82% |
$216K - $239K
|
6.31K
$261K
|
|
|
Oct 08, 2024
Q3 2024
|
Umb Bank, N.A.
|
SELL
|
- |
-6.41K- 19.68% |
$249K - $275K
|
26.1K
$1.08M
|
|
|
Nov 04, 2024
Q3 2024
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-6.6K- 17.26% |
$257K - $283K
|
31.6K
$1.31M
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-8.82K- 26.06% |
$343K - $379K
|
25K
$1.04M
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-9.25K- 3.27% |
$360K - $397K
|
274K
$11.3M
|
|
|
Nov 14, 2024
Q3 2024
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-11.1K- 66.13% |
$430K - $476K
|
5.67K
$235K
|
|
|
Oct 22, 2024
Q3 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-11.2K- 58.22% |
$435K - $480K
|
8.02K
$332K
|
|
|
Oct 31, 2024
Q3 2024
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-13.8K- 38.57% |
$535K - $591K
|
21.9K
$907K
|
|
|
Oct 03, 2024
Q3 2024
|
Abacus Wealth Partners, LLC
Santa Monica, CA |
SELL
|
- |
-15.4K- 1.29% |
$599K - $662K
|
1.18M
$49M
|
|
|
Nov 14, 2024
Q3 2024
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-16K- 26.45% |
$621K - $686K
|
44.4K
$1.84M
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-17.6K- 3.74% |
$684K - $756K
|
452K
$18.7M
|
|
|
Nov 13, 2024
Q3 2024
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-21.2K- 78.7% |
$824K - $910K
|
5.73K
$237K
|
|
|
Oct 11, 2024
Q3 2024
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-31.5K- 13.48% |
$1.23M - $1.36M
|
202K
$8.38M
|
|
|
Oct 23, 2024
Q3 2024
|
Pfg Investments, LLC
Woodbury, NY |
SELL
|
- |
-39.7K- 83.5% |
$1.54M - $1.71M
|
7.84K
$325K
|
|
|
Oct 30, 2024
Q3 2024
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-42.9K- 22.03% |
$1.67M - $1.84M
|
152K
$6.28M
|
|
|
Nov 14, 2024
Q3 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-217K- 55.03% |
$8.43M - $9.31M
|
177K
$7.34M
|