Purchases and Sales Made in Q3 2024 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q3 2024. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 08, 2024
Q3 2024
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-9- 0.01% |
$350 - $387
|
70.8K
$2.93M
|
|
|
Nov 04, 2024
Q3 2024
|
Koesten, Hirschmann & Crabtree, Inc.
Overland Park, KS |
SELL
|
- |
-10- 1.01% |
$389 - $430
|
980
$40.6K
|
|
|
Nov 14, 2024
Q3 2024
|
Ep Wealth Advisors, LLC
Torrance, CA |
SELL
|
- |
-12- 0.16% |
$467 - $516
|
7.32K
$303K
|
|
|
Oct 11, 2024
Q3 2024
|
Cx Institutional
|
SELL
|
- |
-19- 0.17% |
$739 - $816
|
11K
$454K
|
|
|
Oct 18, 2024
Q3 2024
|
Householder Group Estate & Retirement Specialist, LLC
|
SELL
|
- |
-21- 0.86% |
$817 - $902
|
2.42K
$100K
|
|
|
Oct 28, 2024
Q3 2024
|
Creative Financial Designs Inc
|
SELL
|
- |
-23- 10.04% |
$894 - $988
|
206
$8.53K
|
|
|
Oct 23, 2024
Q3 2024
|
Signet Financial Management, LLC
Parsippany, NJ |
SELL
|
- |
-30- 0.51% |
$1.17K - $1.29K
|
5.81K
$241K
|
|
|
Nov 14, 2024
Q3 2024
|
Comerica Bank
|
SELL
|
- |
-41- 2.7% |
$1.59K - $1.76K
|
1.48K
$61.2K
|
|
|
Oct 22, 2024
Q3 2024
|
Bogart Wealth, LLC
|
SELL
|
- |
-44- 86.27% |
$1.71K - $1.89K
|
7
$290
|
|
|
Nov 08, 2024
Q3 2024
|
Ever Source Wealth Advisors, LLC
|
SELL
|
- |
-65- 75.58% |
$2.53K - $2.79K
|
21
$870
|
|
|
Nov 12, 2024
Q3 2024
|
Collaborative Wealth Managment Inc.
Lake Mary, FL |
SELL
|
- |
-66- 1.05% |
$2.57K - $2.84K
|
6.25K
$259K
|
|
|
Oct 17, 2024
Q3 2024
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-89- 0.6% |
$3.46K - $3.82K
|
14.6K
$606K
|
|
|
Nov 14, 2024
Q3 2024
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-94- 0.71% |
$3.66K - $4.04K
|
13.2K
$545K
|
|
|
Nov 19, 2024
Q3 2024
|
Mc Ilrath & Eck, LLC
|
SELL
|
- |
-97- 2.98% |
$3.77K - $4.17K
|
3.16K
$131K
|
|
|
Oct 08, 2024
Q3 2024
|
Soa Wealth Advisors, Llc.
|
SELL
|
- |
-109- 1.53% |
$4.24K - $4.68K
|
7.04K
$291K
|
|
|
Nov 06, 2024
Q3 2024
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-113- 8.45% |
$4.39K - $4.86K
|
1.23K
$50.7K
|
|
|
Oct 18, 2024
Q3 2024
|
Evolution Advisers, Inc.
|
SELL
|
- |
-116- 0.75% |
$4.51K - $4.98K
|
15.4K
$639K
|
|
|
Nov 14, 2024
Q3 2024
|
Clarity Asset Management, Inc.
Ames, IA |
SELL
|
- |
-150- 7.41% |
$5.83K - $6.45K
|
1.88K
$77.6K
|
|
|
Nov 13, 2024
Q3 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-162- 1.35% |
$6.3K - $6.96K
|
11.9K
$492K
|
|
|
Oct 08, 2024
Q3 2024
|
Cwm, LLC
|
SELL
|
- |
-185- 12.76% |
$7.19K - $7.95K
|
1.27K
$52.4K
|
|
|
Oct 18, 2024
Q3 2024
|
Financial Connections Group, Inc.
|
SELL
|
- |
-250- 1.89% |
$9.72K - $10.7K
|
13K
$537K
|
|
|
Oct 31, 2024
Q3 2024
|
Us Financial Advisors, LLC
Braintree, MA |
SELL
|
- |
-271- 1.21% |
$10.5K - $11.6K
|
22.1K
$917K
|
|
|
Oct 02, 2024
Q3 2024
|
Stonehearth Capital Management, LLC
|
SELL
|
- |
-276- 0.46% |
$10.7K - $11.9K
|
59.9K
$2.48M
|
|
|
Oct 16, 2024
Q3 2024
|
Good Life Advisors, LLC
|
SELL
|
- |
-328- 3.99% |
$12.8K - $14.1K
|
7.88K
$326K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-332- 2.15% |
$12.9K - $14.3K
|
15.1K
$626K
|
|
|
Nov 14, 2024
Q3 2024
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-381- 0.34% |
$14.8K - $16.4K
|
112K
$4.63M
|
|
|
Nov 12, 2024
Q3 2024
|
Larson Financial Group LLC
|
SELL
|
- |
-408- 4.29% |
$15.9K - $17.5K
|
9.1K
$377K
|
|
|
Oct 03, 2024
Q3 2024
|
Park Avenue Securities LLC
|
SELL
|
- |
-408- 4.79% |
$15.9K - $17.5K
|
8.12K
$336K
|
|
|
Nov 25, 2024
Q3 2024
|
Destination Wealth Management
|
SELL
|
- |
-410- 2.54% |
$15.9K - $17.6K
|
15.7K
$652K
|
|
|
Dec 02, 2024
Q3 2024
|
Capasso Planning Partners LLC
Charleston, SC |
SELL
|
- |
-444- 3.85% |
$17.3K - $19.1K
|
11.1K
$459K
|
|
|
Oct 21, 2024
Q3 2024
|
Whittier Trust CO
|
SELL
|
- |
-475- 0.69% |
$18.5K - $20.4K
|
68.5K
$2.84M
|
|
|
Oct 29, 2024
Q3 2024
|
Bsw Wealth Partners
Boulder, CO |
SELL
|
- |
-484- 0.44% |
$18.8K - $20.8K
|
111K
$4.59M
|
|
|
Nov 13, 2024
Q3 2024
|
New Insight Wealth Advisors
San Ramon, CA |
SELL
|
- |
-492- 9.5% |
$19.1K - $21.1K
|
4.69K
$194K
|
|
|
Nov 15, 2024
Q3 2024
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-524- 4.15% |
$20.4K - $22.5K
|
12.1K
$501K
|
|
|
Nov 13, 2024
Q3 2024
|
Balanced Rock Investment Advisor
Roslindale, MA |
SELL
|
- |
-542- 3.37% |
$21.1K - $23.3K
|
15.5K
$644K
|
|
|
Nov 13, 2024
Q3 2024
|
Gerber Kawasaki Wealth & Investment Management
|
SELL
|
- |
-559- 6.36% |
$21.7K - $24K
|
8.23K
$341K
|
|
|
Oct 28, 2024
Q3 2024
|
Laurel Wealth Planning LLC
Edina, MN |
SELL
|
- |
-649- 2.97% |
$25.2K - $27.9K
|
21.2K
$878K
|
|
|
Oct 09, 2024
Q3 2024
|
Pacific Sun Financial Corp
|
SELL
|
- |
-690- 5.33% |
$26.8K - $29.6K
|
12.3K
$508K
|
|
|
Nov 14, 2024
Q3 2024
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-694- 4.08% |
$27K - $29.8K
|
16.3K
$676K
|
|
|
Oct 30, 2024
Q3 2024
|
White Lighthouse Investment Management Inc.
|
SELL
|
- |
-795- 6.17% |
$30.9K - $34.2K
|
12.1K
$500K
|
|
|
Oct 16, 2024
Q3 2024
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-799- 9.64% |
$31.1K - $34.3K
|
7.49K
$310K
|
|
|
Oct 01, 2024
Q3 2024
|
Impac Tfolio, LLC
|
SELL
|
- |
-816- 0.75% |
$31.7K - $35.1K
|
108K
$4.47M
|
|
|
Oct 23, 2024
Q3 2024
|
Klaas Financial Asset Advisors, LLC
Loves Park, IL |
SELL
|
- |
-844- 3.19% |
$32.8K - $36.3K
|
25.6K
$1.06M
|
|
|
Nov 14, 2024
Q3 2024
|
Glen Eagle Advisors, LLC
Kingston, NJ |
SELL
|
- |
-850- 9.3% |
$33.1K - $36.5K
|
8.29K
$343K
|
|
|
Oct 18, 2024
Q3 2024
|
Corundum Group, Inc.
|
SELL
|
- |
-906- 1.46% |
$35.2K - $38.9K
|
61K
$2.52M
|
|
|
Nov 08, 2024
Q3 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-1.05K- 49.53% |
$40.8K - $45.1K
|
1.07K
$44.3K
|
|
|
Oct 07, 2024
Q3 2024
|
Sandbox Financial Partners, LLC
Bethesda, MD |
SELL
|
- |
-1.08K- 7.49% |
$41.9K - $46.3K
|
13.3K
$551K
|
|
|
Oct 17, 2024
Q3 2024
|
Relyea Zuckerberg Hanson LLC
|
SELL
|
- |
-1.4K- 7.63% |
$54.5K - $60.2K
|
17K
$702K
|
|
|
Oct 04, 2024
Q3 2024
|
Quantum Financial Advisors, LLC
Manhattan Beach, CA |
SELL
|
- |
-1.4K- 17.66% |
$54.6K - $60.3K
|
6.54K
$271K
|
|
|
Oct 07, 2024
Q3 2024
|
Pioneer Wealth Management Group
Austin, TX |
SELL
|
- |
-1.46K- 5.63% |
$56.8K - $62.7K
|
24.5K
$1.01M
|