Purchases and Sales Made in Q3 2021 in ETF Ser Sol Nationwide Nasdaq (NUSI)

This table provides information about the institutional ownership of ETF Ser Sol Nationwide Nasdaq (NUSI) during Q3 2021. The information is specifically focused on institutions that hold shares of ETF SER SOL NATIONWIDE NASDAQ-.

Report Date	Institution (Fund)	Operation	Option	Shares change	Value Range	Shares Held
Nov 15, 2021 Q3 2021	Lpl Financial LLC Fort Mill, SC	BUY	-	297K + 309.4%	$8.17M - $8.58M	394K $10.2M
Nov 15, 2021 Q3 2021	Royal Bank Of Canada Toronto, A6	BUY	-	128K + 133.08%	$3.52M - $3.7M	225K $5.82M
Oct 08, 2021 Q3 2021	Hbw Advisory Services LLC	BUY	-	114K + 29.9%	$3.12M - $3.28M	493K $12.8M
Nov 12, 2021 Q3 2021	Wealthstar Advisors, LLC Plano, TX	BUY	-	111K New	$3.05M - $3.2M	111K $2.87M
Nov 12, 2021 Q3 2021	Jim Simons Renaissance Technologies LLC \| New York, Ny	BUY	-	93.9K New	$2.58M - $2.71M	93.9K $2.43M
Dec 21, 2021 Q3 2021	Rovin Capital	BUY	-	86K New	$2.36M - $2.48M	86K $2.23M
Nov 01, 2021 Q3 2021	Sfmg, LLC	BUY	-	77.3K New	$2.12M - $2.23M	77.3K $2M
Nov 15, 2021 Q3 2021	Hilltop Holdings Inc. Dallas, TX	BUY	-	70.5K + 213.74%	$1.94M - $2.03M	103K $2.68M
Nov 05, 2021 Q3 2021	Advisor Group Holdings, Inc. Phoenix, AZ	BUY	-	55.1K + 33.97%	$1.51M - $1.59M	217K $5.63M
Nov 15, 2021 Q3 2021	Legacy Capital Wealth Partners, LLC Little Rock, AR	BUY	-	43.8K New	$1.2M - $1.26M	43.8K $1.14M
Nov 15, 2021 Q3 2021	Stifel Financial Corp St. Louis, MO	BUY	-	43.3K New	$1.19M - $1.25M	43.3K $1.12M
Nov 02, 2021 Q3 2021	Cambridge Investment Research Advisors, Inc.	BUY	-	42.7K + 20.68%	$1.17M - $1.23M	249K $6.46M
Nov 02, 2021 Q3 2021	Raymond James Financial Services Advisors, Inc. St. Petersburg, FL	BUY	-	33.8K New	$927K - $974K	33.8K $875K
Nov 03, 2021 Q3 2021	Herold Advisors, Inc.	BUY	-	32.2K New	$884K - $929K	32.2K $835K
Oct 27, 2021 Q3 2021	Darwin Advisors, LLC	BUY	-	29.4K + 50.82%	$808K - $849K	87.3K $2.26M
Oct 29, 2021 Q3 2021	Commonwealth Equity Services, LLC	BUY	-	26.7K + 16.21%	$734K - $771K	192K $4.97M
Oct 26, 2021 Q3 2021	Guild Investment Management, Inc.	BUY	-	26K New	$714K - $750K	26K $674K
Oct 29, 2021 Q3 2021	Janney Montgomery Scott LLC	BUY	-	24.2K New	$664K - $697K	24.2K $626K
Oct 14, 2021 Q3 2021	Beam Wealth Advisors, Inc.	BUY	-	23.5K New	$644K - $676K	23.5K $608K
Nov 12, 2021 Q3 2021	Chicago Partners Investment Group LLC	BUY	-	23.4K + 25.01%	$644K - $676K	117K $3.03M
Nov 12, 2021 Q3 2021	Rockefeller Capital Management L.P. New York, NY	BUY	-	20.5K + 437.58%	$563K - $592K	25.2K $653K
Oct 21, 2021 Q3 2021	Avantax Advisory Services, Inc.	BUY	-	20.4K + 72.42%	$561K - $589K	48.6K $1.26M
Nov 16, 2021 Q3 2021	Cetera Advisors LLC Denver, CO	BUY	-	18.5K + 47.1%	$509K - $534K	57.9K $1.5M
Oct 06, 2021 Q3 2021	Ifp Advisors, Inc	BUY	-	18.2K + 121.84%	$500K - $525K	33.1K $859K
Nov 15, 2021 Q3 2021	Thrivent Financial For Lutherans Minneapolis, MN	BUY	-	15.7K New	$432K - $454K	15.7K $408K
Nov 12, 2021 Q3 2021	Capital Advisory Group Advisory Services, LLC Bloomington, MN	BUY	-	13.7K New	$375K - $394K	13.7K $354K
Nov 15, 2021 Q3 2021	Founders Financial Alliance, LLC Raleigh, NC	BUY	-	13.1K + 1312.4%	$360K - $378K	14.1K $366K
Nov 01, 2021 Q3 2021	Ae Wealth Management LLC	BUY	-	12.4K New	$341K - $358K	12.4K $322K
Nov 02, 2021 Q3 2021	Capital Wealth Alliance, LLC	BUY	-	12.2K New	$336K - $353K	12.2K $317K
Oct 08, 2021 Q3 2021	Wedbush Securities Inc	BUY	-	9.3K + 33.95%	$255K - $268K	36.7K $951K
Nov 12, 2021 Q3 2021	Scotia Capital Inc.	BUY	-	8.72K New	$239K - $252K	8.72K $226K
Nov 10, 2021 Q3 2021	Institutional & Family Asset Management, LLC	BUY	-	8.24K + 87.82%	$226K - $238K	17.6K $457K
Nov 09, 2021 Q3 2021	55 I, LLC Boston, MA	BUY	-	7.89K New	$217K - $228K	7.89K $204K
Nov 05, 2021 Q3 2021	Lincoln National Corp	BUY	-	7.89K New	$217K - $227K	7.89K $204K
Nov 15, 2021 Q3 2021	Morgan Stanley New York, NY	BUY	-	7.56K New	$208K - $218K	7.56K $196K
Nov 05, 2021 Q3 2021	Calton & Associates, Inc.	BUY	-	7.46K New	$205K - $215K	7.46K $193K
Oct 26, 2021 Q3 2021	Atlas Private Wealth Advisors Matawan, NJ	BUY	-	7.44K + 679.98%	$204K - $215K	8.53K $221K
Nov 12, 2021 Q3 2021	Geo Wealth Management, LLC Chicago, IL	BUY	-	7.15K New	$196K - $206K	7.15K $185K
Oct 25, 2021 Q3 2021	Cerity Partners LLC New York, NY	BUY	-	6.07K + 10.78%	$167K - $175K	62.4K $1.62M
Nov 09, 2021 Q3 2021	Carlton Hofferkamp & Jenks Wealth Management, LLC	BUY	-	3.5K + 11.61%	$96K - $101K	33.6K $871K
Mar 22, 2023 Q3 2021	American Portfolios Advisors Holbrook, NY	BUY	-	2.53K + 46.92%	$69.5K - $73K	7.93K $205K
Nov 15, 2021 Q3 2021	Wagner Wealth Management, LLC Greenville, SC	BUY	-	2.09K New	$57.3K - $60.2K	2.09K $54.1K
Nov 15, 2021 Q3 2021	Harbour Investments, Inc. Madison, WI	BUY	-	2K + 179.37%	$54.9K - $57.7K	3.12K $80.7K
Oct 21, 2021 Q3 2021	Kestra Private Wealth Services, LLC	BUY	-	1.67K + 10.65%	$45.8K - $48.1K	17.3K $449K
Nov 02, 2021 Q3 2021	Clearview Wealth Advisors LLC	BUY	-	1.39K New	$38.2K - $40.1K	1.39K $36K
Nov 04, 2021 Q3 2021	Financial Advocates Investment Management Olympia, WA	BUY	-	817 + 7.5%	$22.4K - $23.6K	11.7K $304K
Oct 27, 2021 Q3 2021	Newbridge Financial Services Group, Inc.	BUY	-	699 New	$19.2K - $20.2K	699 $18.1K
Nov 16, 2021 Q3 2021	National Asset Management, Inc. Boca Raton, FL	BUY	-	639 + 5.48%	$17.5K - $18.4K	12.3K $318K
Nov 09, 2021 Q3 2021	Concourse Financial Group Securities, Inc. Birmingham, AL	BUY	-	560 New	$15.4K - $16.2K	560 $14.5K
Nov 02, 2021 Q3 2021	Hhm Wealth Advisors, LLC Chattanooga, TN	BUY	-	537 New	$14.7K - $15.5K	537 $13.9K

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Account

Purchases and Sales Made in Q3 2021 in ETF Ser Sol Nationwide Nasdaq (NUSI)

297K

128K

114K

111K

93.9K

86K

77.3K

70.5K

55.1K

43.8K

43.3K

42.7K

33.8K

32.2K

29.4K

26.7K

26K

24.2K

23.5K

23.4K

20.5K

20.4K

18.5K

18.2K

15.7K

13.7K

13.1K

12.4K

12.2K

9.3K

8.72K

8.24K

7.89K

7.89K

7.56K

7.46K

7.44K

7.15K

6.07K

3.5K

2.53K

2.09K

2K

1.67K

1.39K

817

699

639

560

537

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