Purchases and Sales Made in Q1 2023 in Alps ETF Tr Oshares U S Small (OUSM)
This table provides information about the institutional ownership of Alps ETF Tr Oshares U S Small (OUSM) during Q1 2023. The information is specifically focused on institutions that hold shares of ALPS ETF TR OSHARES U S SMALL .
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
131K+ 1972.97% |
$4.4M - $4.91M
|
137K
$6.29M
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
65.7K+ 24.22% |
$2.21M - $2.47M
|
337K
$15.4M
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
62.3K+ 20.21% |
$2.09M - $2.34M
|
370K
$17M
|
|
|
Apr 18, 2023
Q1 2023
|
Park Edge Advisors, LLC
Cleveland, OH |
BUY
|
- |
35.1KNew |
$1.18M - $1.32M
|
35.1K
$1.61M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
31.6K+ 309.76% |
$1.06M - $1.18M
|
41.7K
$1.91M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
29.6K+ 6.36% |
$996K - $1.11M
|
495K
$22.7M
|
|
|
May 26, 2023
Q1 2023
|
Sheets Smith Wealth Management
|
BUY
|
- |
29.5K+ 84180.0% |
$991K - $1.11M
|
29.5K
$1.35M
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
19.7K+ 6.89% |
$662K - $739K
|
306K
$14M
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
18K+ 103.97% |
$607K - $677K
|
35.4K
$1.62M
|
|
|
May 05, 2023
Q1 2023
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
15.4KNew |
$517K - $577K
|
15.4K
$704K
|
|
|
May 11, 2023
Q1 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
14KNew |
$470K - $525K
|
14K
$639K
|
|
|
Jun 01, 2023
Q1 2023
|
Org Partners LLC
Roanoke, IN |
BUY
|
- |
12.5KNew |
$422K - $471K
|
12.5K
$574K
|
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
8.73K+ 35.17% |
$293K - $328K
|
33.5K
$1.53M
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
6.55KNew |
$220K - $246K
|
6.55K
$300K
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
5.82K+ 2.14% |
$196K - $218K
|
277K
$12.7M
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
5.14K+ 4.11% |
$173K - $193K
|
130K
$5.96M
|
|
|
May 16, 2023
Q1 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
3.38K+ 30.29% |
$114K - $127K
|
14.5K
$664K
|
|
|
Apr 19, 2023
Q1 2023
|
Clay Northam Wealth Management, LLC
|
BUY
|
- |
1.93K+ 6.99% |
$65K - $72.6K
|
29.6K
$1.36M
|
|
|
Apr 28, 2023
Q1 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
1.76K+ 1.66% |
$59.3K - $66.2K
|
108K
$4.94M
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
1.19KNew |
$39.9K - $44.5K
|
1.19K
$54.2K
|
|
|
May 11, 2023
Q1 2023
|
Barnes Pettey Financial Advisors, LLC
|
BUY
|
- |
1.11K+ 2.0% |
$37.2K - $41.6K
|
56.5K
$2.59M
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.05K+ 5.08% |
$35.2K - $39.4K
|
21.7K
$991K
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.04K+ 2.42% |
$35K - $39.1K
|
44.1K
$2.02M
|
|
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
927New |
$31.2K - $34.8K
|
927
$42.4K
|
|
|
May 13, 2024
Q1 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
741+ 45.94% |
$24.9K - $27.8K
|
2.35K
$108K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
714+ 11.43% |
$24K - $26.8K
|
6.96K
$319K
|
|
|
May 12, 2023
Q1 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
399+ 0.94% |
$13.4K - $15K
|
42.9K
$1.96M
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
203New |
$6.83K - $7.62K
|
203
$9.29K
|
|
|
Nov 27, 2023
Q1 2023
|
Usa Financial Portformulas Corp
Ada, MI |
BUY
|
- |
53New |
$1.78K - $1.99K
|
53
$2.43K
|
|
|
May 12, 2023
Q1 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
15+ 0.21% |
$504 - $563
|
7.33K
$335K
|
|
|
May 03, 2023
Q1 2023
|
Capital Advisors, Ltd. LLC
|
BUY
|
- |
8+ 0.08% |
$269 - $300
|
10.3K
$473K
|
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
7+ 0.72% |
$235 - $263
|
976
$44.7K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 13, 2023
Q1 2023
|
Cambridge Advisors Inc.
|
SELL
|
- |
-290- 2.5% |
$9.75K - $10.9K
|
11.3K
$518K
|
|
|
May 15, 2023
Q1 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-400- 50.0% |
$13.5K - $15K
|
400
$18.3K
|
|
|
May 09, 2023
Q1 2023
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
SELL
|
- |
-422- 2.46% |
$14.2K - $15.8K
|
16.7K
$765K
|
|
|
Sep 12, 2023
Q1 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-647- 21.56% |
$21.8K - $24.3K
|
2.35K
$108K
|
|
|
May 11, 2023
Q1 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-1.06K- 10.2% |
$35.6K - $39.8K
|
9.33K
$427K
|
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-1.06K- 1.8% |
$35.7K - $39.9K
|
58K
$2.65M
|
|
|
Apr 27, 2023
Q1 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-1.5K- 8.58% |
$50.6K - $56.5K
|
16K
$733K
|
|
|
Apr 18, 2023
Q1 2023
|
Empirical Asset Management, LLC
|
SELL
|
- |
-5.52K- 18.94% |
$186K - $207K
|
23.6K
$1.08M
|
|
|
Apr 04, 2023
Q1 2023
|
Stonehearth Capital Management, LLC
|
SELL
|
- |
-6.9K- 2.05% |
$232K - $259K
|
330K
$15.1M
|
|
|
May 15, 2023
Q1 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-11.1K- 60.93% |
$372K - $415K
|
7.09K
$324K
|
|
|
May 12, 2023
Q1 2023
|
Sheets Smith Wealth Management
|
SELL
|
- |
-28.6K- 99.88% |
$961K - $1.07M
|
35
$1.6K
|