Latest Institutional Transactions on Alps ETF Tr Oshares U S Small (OUSM)
This table provides information on the latest institutional transactions involving Alps ETF Tr Oshares U S Small (OUSM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jul 09, 2024
Q2 2024
|
Cwm, LLC
|
BUY
|
- |
112New |
$4.43K - $4.75K
|
112
$4.55K
|
|
Jul 05, 2024
Q2 2024
|
Thurston, Springer, Miller, Herd & Titak, Inc.
Indianapolis, IN |
BUY
|
- |
138KNew |
$5.47M - $5.87M
|
138K
$5.62M
|
|
Jul 05, 2024
Q2 2024
|
Stonehearth Capital Management, LLC
|
BUY
|
- |
17.2K+ 5.2% |
$679K - $729K
|
347K
$14.1M
|
|
Q1 2024 | |||||||
May 24, 2024
Q1 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
12.9KNew |
$493K - $548K
|
12.9K
$522K
|
|
May 15, 2024
Q1 2024
|
Kestra Advisory Services, LLC
|
BUY
|
- |
592+ 4.39% |
$22.7K - $25.2K
|
14.1K
$571K
|
|
May 15, 2024
Q1 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
948+ 206.54% |
$36.3K - $40.4K
|
1.41K
$57.1K
|
|
May 15, 2024
Q1 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
691+ 141.6% |
$26.5K - $29.4K
|
1.18K
$47.9K
|
|
May 15, 2024
Q1 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
194K+ 19.8% |
$7.42M - $8.26M
|
1.17M
$47.7M
|
|
May 15, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
46.9K+ 6.42% |
$1.8M - $2M
|
779K
$31.6M
|
|
May 15, 2024
Q1 2024
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.01K- 3.19% |
$38.5K - $42.8K
|
30.5K
$1.24M
|
|
May 15, 2024
Q1 2024
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
9.48KNew |
$363K - $404K
|
9.48K
$385K
|
|
May 15, 2024
Q1 2024
|
Comerica Bank
|
BUY
|
- |
2.36K+ 54.28% |
$90.5K - $101K
|
6.72K
$273K
|
|
May 15, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
15.5K+ 9.23% |
$594K - $660K
|
184K
$7.45M
|
|
May 15, 2024
Q1 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-37.2K- 8.53% |
$1.42M - $1.58M
|
399K
$16.2M
|
|
May 15, 2024
Q1 2024
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
8.3KNew |
$318K - $353K
|
8.3K
$337K
|
|
May 14, 2024
Q1 2024
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
10.2K+ 30.76% |
$392K - $436K
|
43.5K
$1.77M
|
|
May 14, 2024
Q1 2024
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
160K+ 51.18% |
$6.11M - $6.79M
|
471K
$19.1M
|
|
May 14, 2024
Q1 2024
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
3.17K+ 109.31% |
$121K - $135K
|
6.07K
$246K
|
|
May 14, 2024
Q1 2024
|
Jones Financial Companies Lllp
|
BUY
|
- |
2.07KNew |
$79.1K - $88K
|
2.07K
$83.9K
|
|
May 14, 2024
Q1 2024
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
15.8K+ 46.19% |
$605K - $673K
|
50K
$2.03M
|
|
May 14, 2024
Q1 2024
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
9.87KNew |
$378K - $420K
|
9.87K
$401K
|
|
May 14, 2024
Q1 2024
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-329- 4.22% |
$12.6K - $14K
|
7.47K
$303K
|
|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
5.25KNew |
$201K - $223K
|
5.25K
$213K
|
|
May 13, 2024
Q1 2024
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
BUY
|
- |
784+ 41.75% |
$30K - $33.4K
|
2.66K
$108K
|
|
May 13, 2024
Q1 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
24.8K+ 49.98% |
$951K - $1.06M
|
74.5K
$3.03M
|
|
May 13, 2024
Q1 2024
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
156+ 0.34% |
$5.97K - $6.64K
|
46.4K
$1.88M
|
|
May 13, 2024
Q1 2024
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-5.32K- 3.52% |
$204K - $226K
|
146K
$5.92M
|
|
May 13, 2024
Q1 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-36- 1.53% |
$1.38K - $1.53K
|
2.32K
$94.1K
|
|
May 13, 2024
Q1 2024
|
Ubs Group Ag
|
BUY
|
- |
206K+ 59.16% |
$7.88M - $8.76M
|
554K
$22.5M
|
|
May 10, 2024
Q1 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-76- 79.17% |
$2.91K - $3.24K
|
20
$812
|
|
May 10, 2024
Q1 2024
|
Empirical Asset Management, LLC
|
SELL
|
- |
-1.84K- 7.72% |
$70.2K - $78.1K
|
21.9K
$891K
|
|
May 10, 2024
Q1 2024
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
9.7K+ 24.91% |
$371K - $413K
|
48.6K
$1.97M
|
|
May 10, 2024
Q1 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
104K+ 24.2% |
$4M - $4.45M
|
536K
$21.8M
|
|
May 10, 2024
Q1 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
29.1K+ 8.02% |
$1.11M - $1.24M
|
392K
$15.9M
|
|
May 10, 2024
Q1 2024
|
Elevatus Welath Management
Victor, NY |
BUY
|
- |
4.9KNew |
$188K - $209K
|
4.9K
$199K
|
|
May 10, 2024
Q1 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-20.7K- 33.13% |
$793K - $882K
|
41.8K
$1.7M
|
|
May 08, 2024
Q1 2024
|
Sheets Smith Wealth Management
|
BUY
|
- |
6.06K+ 7.75% |
$232K - $258K
|
84.3K
$3.42M
|
|
May 08, 2024
Q1 2024
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
292K+ 95.95% |
$11.2M - $12.4M
|
597K
$24.2M
|
|
May 07, 2024
Q1 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
9.32K+ 74.6% |
$357K - $397K
|
21.8K
$886K
|
|
May 07, 2024
Q1 2024
|
Thoroughbred Financial Services, LLC
|
BUY
|
- |
3.7K+ 17.33% |
$142K - $158K
|
25.1K
$1.02M
|
|
May 06, 2024
Q1 2024
|
Barnes Pettey Financial Advisors, LLC
|
SELL
|
- |
-5.7K- 8.29% |
$218K - $243K
|
63.1K
$2.56M
|
|
May 06, 2024
Q1 2024
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-70- 0.8% |
$2.68K - $2.98K
|
8.66K
$351K
|
|
May 06, 2024
Q1 2024
|
Pfg Advisors
|
BUY
|
- |
172+ 3.32% |
$6.58K - $7.32K
|
5.35K
$217K
|
|
May 02, 2024
Q1 2024
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
1.96K+ 34.35% |
$75.1K - $83.5K
|
7.67K
$312K
|
|
May 02, 2024
Q1 2024
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
17.7K+ 24.31% |
$679K - $755K
|
90.7K
$3.68M
|
|
May 02, 2024
Q1 2024
|
Horan Securities, Inc.
|
BUY
|
- |
5.05KNew |
$193K - $215K
|
5.05K
$205K
|
|
May 02, 2024
Q1 2024
|
Haverford Trust CO
Radnor, PA |
SELL
|
- |
-7.4K- 14.33% |
$283K - $315K
|
44.3K
$1.8M
|
|
May 01, 2024
Q1 2024
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
10.9K+ 109.55% |
$416K - $463K
|
20.8K
$844K
|
|
Apr 30, 2024
Q1 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Apr 30, 2024
Q1 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-625- 1.08% |
$23.9K - $26.6K
|
57.1K
$2.32M
|