Latest Institutional Transactions on Alps ETF Tr Oshares U S Small (OUSM)
This table provides information on the latest institutional transactions involving Alps ETF Tr Oshares U S Small (OUSM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
5.25KNew |
$201K - $223K
|
5.25K
$229K
|
|
May 13, 2024
Q1 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-36- 1.53% |
$1.38K - $1.53K
|
2.32K
$101K
|
|
May 13, 2024
Q1 2024
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-5.32K- 3.52% |
$204K - $226K
|
146K
$6.38M
|
|
May 13, 2024
Q1 2024
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
BUY
|
- |
784+ 41.75% |
$30K - $33.4K
|
2.66K
$116K
|
|
May 13, 2024
Q1 2024
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
156+ 0.34% |
$5.97K - $6.64K
|
46.4K
$2.03M
|
|
May 13, 2024
Q1 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
24.8K+ 49.98% |
$951K - $1.06M
|
74.5K
$3.26M
|
|
May 13, 2024
Q1 2024
|
Ubs Group Ag
|
BUY
|
- |
206K+ 59.16% |
$7.88M - $8.76M
|
554K
$24.2M
|
|
May 10, 2024
Q1 2024
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
9.7K+ 24.91% |
$371K - $413K
|
48.6K
$2.13M
|
|
May 10, 2024
Q1 2024
|
Empirical Asset Management, LLC
|
SELL
|
- |
-1.84K- 7.72% |
$70.2K - $78.1K
|
21.9K
$959K
|
|
May 10, 2024
Q1 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-76- 79.17% |
$2.91K - $3.24K
|
20
$874
|
|
May 10, 2024
Q1 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
104K+ 24.2% |
$4M - $4.45M
|
536K
$23.4M
|
|
May 10, 2024
Q1 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
29.1K+ 8.02% |
$1.11M - $1.24M
|
392K
$17.1M
|
|
May 10, 2024
Q1 2024
|
Elevatus Welath Management
Victor, NY |
BUY
|
- |
4.9KNew |
$188K - $209K
|
4.9K
$214K
|
|
May 10, 2024
Q1 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-20.7K- 33.13% |
$793K - $882K
|
41.8K
$1.83M
|
|
May 08, 2024
Q1 2024
|
Sheets Smith Wealth Management
|
BUY
|
- |
6.06K+ 7.75% |
$232K - $258K
|
84.3K
$3.69M
|
|
May 08, 2024
Q1 2024
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
292K+ 95.95% |
$11.2M - $12.4M
|
597K
$26.1M
|
|
May 07, 2024
Q1 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
9.32K+ 74.6% |
$357K - $397K
|
21.8K
$954K
|
|
May 07, 2024
Q1 2024
|
Thoroughbred Financial Services, LLC
|
BUY
|
- |
3.7K+ 17.33% |
$142K - $158K
|
25.1K
$1.1M
|
|
May 06, 2024
Q1 2024
|
Pfg Advisors
|
BUY
|
- |
172+ 3.32% |
$6.58K - $7.32K
|
5.35K
$234K
|
|
May 06, 2024
Q1 2024
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-70- 0.8% |
$2.68K - $2.98K
|
8.66K
$378K
|
|
May 02, 2024
Q1 2024
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
17.7K+ 24.31% |
$679K - $755K
|
90.7K
$3.96M
|
|
May 02, 2024
Q1 2024
|
Haverford Trust CO
Radnor, PA |
SELL
|
- |
-7.4K- 14.33% |
$283K - $315K
|
44.3K
$1.93M
|
|
May 02, 2024
Q1 2024
|
Horan Securities, Inc.
|
BUY
|
- |
5.05KNew |
$193K - $215K
|
5.05K
$221K
|
|
May 02, 2024
Q1 2024
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
1.96K+ 34.35% |
$75.1K - $83.5K
|
7.67K
$335K
|
|
May 01, 2024
Q1 2024
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
10.9K+ 109.55% |
$416K - $463K
|
20.8K
$909K
|
|
Apr 30, 2024
Q1 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-625- 1.08% |
$23.9K - $26.6K
|
57.1K
$2.5M
|
|
Apr 29, 2024
Q1 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
3.83K+ 2.93% |
$146K - $163K
|
134K
$5.87M
|
|
Apr 29, 2024
Q1 2024
|
Fiduciary Planning LLC
Coral Springs, FL |
BUY
|
- |
5.65K+ 3.91% |
$216K - $240K
|
150K
$6.56M
|
|
Apr 29, 2024
Q1 2024
|
Axiom Financial Strategies, LLC
New Albany, IN |
SELL
|
- |
-1.43K- 1.43% |
$54.8K - $60.9K
|
98.9K
$4.32M
|
|
Apr 26, 2024
Q1 2024
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
SELL
|
- |
-13- 0.07% |
$498 - $553
|
19.1K
$833K
|
|
Apr 24, 2024
Q1 2024
|
Brown Advisory Inc
|
BUY
|
- |
105+ 0.24% |
$4.02K - $4.47K
|
43.4K
$1.9M
|
|
Apr 17, 2024
Q1 2024
|
Richardson Capital Management LLC
Menomonee Falls, WI |
BUY
|
- |
3.75KNew |
$144K - $160K
|
3.75K
$164K
|
|
Apr 16, 2024
Q1 2024
|
Mcf Advisors LLC
Covington, KY |
BUY
|
- |
167New |
$6.39K - $7.11K
|
167
$7.3K
|
|
Q4 2023 | |||||||
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
2.35KNew |
$78.4K - $92.7K
|
2.35K
$103K
|
|
Feb 12, 2024
Q4 2023
|
F Dx Advisors, Inc.
|
BUY
|
- |
25.9KNew |
$863K - $1.02M
|
25.9K
$1.13M
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
330New |
$11K - $13K
|
330
$14.4K
|
|
Feb 08, 2024
Q4 2023
|
Evergreen Private Wealth LLC
Greenwood Village, CO |
BUY
|
- |
400New |
$13.3K - $15.8K
|
400
$17.5K
|
|
Jan 09, 2024
Q4 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
3+ 0.3% |
$100 - $118
|
988
$43.2K
|
|
Q3 2023 | |||||||
Nov 08, 2023
Q3 2023
|
Aptus Capital Advisors, LLC
|
BUY
|
- |
42.9KNew |
$1.5M - $1.62M
|
42.9K
$1.88M
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
9.89K+ 36.2% |
$345K - $373K
|
37.2K
$1.63M
|
|
Oct 30, 2023
Q3 2023
|
Grove Bank & Trust
|
BUY
|
- |
300New |
$10.5K - $11.3K
|
300
$13.1K
|
|
Q2 2023 | |||||||
Jul 28, 2023
Q2 2023
|
Private Trust CO Na
|
BUY
|
- |
973New |
$33.1K - $35.7K
|
973
$42.5K
|
|
Q1 2023 | |||||||
May 15, 2023
Q1 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-11.1K- 60.93% |
$372K - $415K
|
7.09K
$310K
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
203New |
$6.83K - $7.62K
|
203
$8.88K
|
|
Q4 2022 | |||||||
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
865+ 155.58% |
$27.6K - $30.6K
|
1.42K
$62.1K
|
|
Jan 17, 2023
Q4 2022
|
Hunter Perkins Capital Management, LLC
|
BUY
|
- |
8.31KNew |
$265K - $294K
|
8.31K
$363K
|
|
Q3 2022 | |||||||
Nov 14, 2022
Q3 2022
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
8.61KNew |
$264K - $303K
|
8.61K
$376K
|
|
Nov 10, 2022
Q3 2022
|
Parallel Advisors, LLC
|
BUY
|
- |
773New |
$23.7K - $27.2K
|
773
$33.8K
|
|
Nov 08, 2022
Q3 2022
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-211- 17.42% |
$6.47K - $7.44K
|
1K
$43.7K
|
|
Oct 05, 2022
Q3 2022
|
Savior LLC
|
SELL
|
- |
-87- 15.24% |
$2.67K - $3.07K
|
484
$21.2K
|