Purchases and Sales Made in Q2 2023 in Alps ETF Tr Oshares U S Small (OUSM)
This table provides information about the institutional ownership of Alps ETF Tr Oshares U S Small (OUSM) during Q2 2023. The information is specifically focused on institutions that hold shares of ALPS ETF TR OSHARES U S SMALL .
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2023
Q2 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
685KNew |
$23.3M - $25.1M
|
685K
$31.3M
|
|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
442K+ 119.4% |
$15M - $16.2M
|
813K
$37.2M
|
|
|
Aug 14, 2023
Q2 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
220KNew |
$7.48M - $8.07M
|
220K
$10.1M
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
180K+ 430.51% |
$6.11M - $6.6M
|
221K
$10.1M
|
|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
127K+ 45.66% |
$4.31M - $4.64M
|
404K
$18.5M
|
|
|
Aug 14, 2023
Q2 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
90.1K+ 26.72% |
$3.06M - $3.31M
|
427K
$19.6M
|
|
|
Aug 14, 2023
Q2 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
52K+ 10.51% |
$1.77M - $1.91M
|
547K
$25M
|
|
|
Aug 10, 2023
Q2 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
41.7K+ 94.69% |
$1.42M - $1.53M
|
85.8K
$3.92M
|
|
|
Jul 10, 2023
Q2 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
21.7KNew |
$737K - $795K
|
21.7K
$991K
|
|
|
Aug 08, 2023
Q2 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
15.4K+ 35.87% |
$524K - $565K
|
58.3K
$2.67M
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
BUY
|
- |
14.3K+ 4.7% |
$488K - $527K
|
320K
$14.6M
|
|
|
Jul 28, 2023
Q2 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
13.3K+ 95.51% |
$454K - $490K
|
27.3K
$1.25M
|
|
|
Aug 10, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
12.3K+ 34.86% |
$420K - $453K
|
47.7K
$2.18M
|
|
|
Aug 03, 2023
Q2 2023
|
Thoroughbred Financial Services, LLC
|
BUY
|
- |
10.6KNew |
$359K - $387K
|
10.6K
$483K
|
|
|
Aug 04, 2023
Q2 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
9.99K+ 152.62% |
$340K - $367K
|
16.5K
$757K
|
|
|
Jul 25, 2023
Q2 2023
|
Org Partners LLC
Roanoke, IN |
BUY
|
- |
9.5K+ 75.76% |
$323K - $349K
|
22K
$1.01M
|
|
|
Aug 14, 2023
Q2 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
7.58KNew |
$258K - $278K
|
7.58K
$347K
|
|
|
Aug 14, 2023
Q2 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
5.24K+ 3.81% |
$178K - $192K
|
143K
$6.53M
|
|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.32K+ 3.32% |
$147K - $159K
|
135K
$6.16M
|
|
|
Aug 11, 2023
Q2 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
2.94K+ 2.72% |
$99.9K - $108K
|
111K
$5.08M
|
|
|
Jul 18, 2023
Q2 2023
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
2.44K+ 15.25% |
$83.1K - $89.7K
|
18.5K
$845K
|
|
|
Aug 02, 2023
Q2 2023
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
BUY
|
- |
2.23K+ 13.32% |
$75.7K - $81.7K
|
18.9K
$866K
|
|
|
Jul 20, 2023
Q2 2023
|
Clay Northam Wealth Management, LLC
|
BUY
|
- |
1.31K+ 4.41% |
$44.4K - $47.9K
|
30.9K
$1.41M
|
|
|
Aug 02, 2023
Q2 2023
|
Barnes Pettey Financial Advisors, LLC
|
BUY
|
- |
1.17K+ 2.07% |
$39.8K - $43K
|
57.7K
$2.64M
|
|
|
Aug 01, 2023
Q2 2023
|
Empirical Asset Management, LLC
|
BUY
|
- |
1.01K+ 4.28% |
$34.4K - $37.1K
|
24.6K
$1.13M
|
|
|
Jul 28, 2023
Q2 2023
|
Private Trust CO Na
|
BUY
|
- |
973New |
$33.1K - $35.7K
|
973
$44.5K
|
|
|
Aug 14, 2023
Q2 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
668+ 72.06% |
$22.7K - $24.5K
|
1.6K
$73K
|
|
|
Aug 14, 2023
Q2 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
600New |
$20.4K - $22K
|
600
$27.5K
|
|
|
Jul 13, 2023
Q2 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
450+ 2.08% |
$15.3K - $16.5K
|
22.1K
$1.01M
|
|
|
Aug 14, 2023
Q2 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
246New |
$8.37K - $9.03K
|
246
$11.3K
|
|
|
Aug 11, 2023
Q2 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
146+ 1.01% |
$4.97K - $5.36K
|
14.7K
$671K
|
|
|
Aug 09, 2023
Q2 2023
|
Sheets Smith Wealth Management
|
BUY
|
- |
18+ 0.06% |
$612 - $661
|
29.5K
$1.35M
|
|
|
Jul 26, 2023
Q2 2023
|
Capital Advisors, Ltd. LLC
|
BUY
|
- |
5+ 0.05% |
$170 - $184
|
10.3K
$473K
|
|
|
Aug 04, 2023
Q2 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
3+ 0.31% |
$102 - $110
|
979
$44.8K
|
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jul 13, 2023
Q2 2023
|
Cambridge Advisors Inc.
|
SELL
|
- |
-61- 0.54% |
$2.08K - $2.24K
|
11.3K
$515K
|
|
|
Jul 13, 2023
Q2 2023
|
Park Edge Advisors, LLC
Cleveland, OH |
SELL
|
- |
-139- 0.4% |
$4.73K - $5.1K
|
35K
$1.6M
|
|
|
Aug 09, 2023
Q2 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-155- 2.23% |
$5.27K - $5.69K
|
6.81K
$311K
|
|
|
Aug 10, 2023
Q2 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-241- 3.29% |
$8.2K - $8.84K
|
7.08K
$324K
|
|
|
Jul 24, 2023
Q2 2023
|
Diligent Investors, LLC
|
SELL
|
- |
-300- 3.96% |
$10.2K - $11K
|
7.28K
$333K
|
|
|
Aug 14, 2023
Q2 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-300- 3.22% |
$10.2K - $11K
|
9.03K
$413K
|
|
|
Jul 26, 2023
Q2 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-500- 3.71% |
$17K - $18.4K
|
13K
$594K
|
|
|
Aug 01, 2023
Q2 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-689- 4.48% |
$23.4K - $25.3K
|
14.7K
$672K
|
|
|
Aug 14, 2023
Q2 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.08K- 3.22% |
$36.8K - $39.7K
|
32.5K
$1.49M
|
|
|
Aug 09, 2023
Q2 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-1.18K- 2.04% |
$40.1K - $43.3K
|
56.8K
$2.6M
|
|
|
Jul 06, 2023
Q2 2023
|
Stonehearth Capital Management, LLC
|
SELL
|
- |
-4.57K- 1.39% |
$156K - $168K
|
325K
$14.9M
|