Purchases and Sales Made in Q3 2022 in Alps ETF Tr Oshares U S Small (OUSM)
This table provides information about the institutional ownership of Alps ETF Tr Oshares U S Small (OUSM) during Q3 2022. The information is specifically focused on institutions that hold shares of ALPS ETF TR OSHARES U S SMALL .
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
26.3K+ 266.34% |
$790K - $928K
|
36.2K
$1.7M
|
|
|
Nov 14, 2022
Q3 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
19.3K+ 77.44% |
$578K - $679K
|
44.2K
$2.08M
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
16.1K+ 6.97% |
$483K - $568K
|
247K
$11.6M
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
15.1K+ 3.73% |
$454K - $533K
|
420K
$19.8M
|
|
|
Nov 09, 2022
Q3 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
9.44KNew |
$283K - $332K
|
9.44K
$443K
|
|
|
Nov 14, 2022
Q3 2022
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
8.61KNew |
$258K - $303K
|
8.61K
$404K
|
|
|
Oct 24, 2022
Q3 2022
|
Clay Northam Wealth Management, LLC
|
BUY
|
- |
1.93K+ 8.98% |
$57.7K - $67.8K
|
23.4K
$1.1M
|
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1.55KNew |
$46.4K - $54.5K
|
1.55K
$72.7K
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.41K+ 7.37% |
$42.3K - $49.7K
|
20.5K
$965K
|
|
|
Nov 09, 2022
Q3 2022
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
BUY
|
- |
1.35K+ 9.93% |
$40.4K - $47.5K
|
14.9K
$701K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
862+ 9.09% |
$25.9K - $30.4K
|
10.3K
$486K
|
|
|
Nov 10, 2022
Q3 2022
|
Parallel Advisors, LLC
|
BUY
|
- |
773New |
$23.2K - $27.2K
|
773
$36.3K
|
|
|
Nov 01, 2022
Q3 2022
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
449+ 0.43% |
$13.5K - $15.8K
|
104K
$4.91M
|
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
189+ 0.32% |
$5.67K - $6.66K
|
59.3K
$2.78M
|
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
4+ 0.42% |
$120 - $141
|
964
$45.3K
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
2+ 0.36% |
$60 - $70.5
|
556
$26.1K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 10, 2022
Q3 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 01, 2022
Q3 2022
|
Sheets Smith Wealth Management
|
SELL
|
- |
-10- 0.03% |
$300 - $352
|
28.6K
$1.34M
|
|
|
Oct 05, 2022
Q3 2022
|
Savior LLC
|
SELL
|
- |
-87- 15.24% |
$2.61K - $3.07K
|
484
$22.7K
|
|
|
Nov 08, 2022
Q3 2022
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-211- 17.42% |
$6.33K - $7.44K
|
1K
$47K
|
|
|
Oct 24, 2022
Q3 2022
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-240- 1.37% |
$7.2K - $8.46K
|
17.2K
$809K
|
|
|
Nov 09, 2022
Q3 2022
|
Capital Advisors, Ltd. LLC
|
SELL
|
- |
-597- 5.46% |
$17.9K - $21K
|
10.3K
$485K
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Advisors Inc.
|
SELL
|
- |
-628- 6.62% |
$18.8K - $22.1K
|
8.86K
$416K
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.52K- 1.16% |
$45.5K - $53.4K
|
130K
$6.09M
|
|
|
Oct 19, 2022
Q3 2022
|
Empirical Asset Management, LLC
|
SELL
|
- |
-1.8K- 5.57% |
$53.9K - $63.4K
|
30.5K
$1.43M
|
|
|
Jan 27, 2023
Q3 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-2.13K- 20.08% |
$63.9K - $75.1K
|
8.48K
$399K
|
|
|
Oct 20, 2022
Q3 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-2.13K- 20.08% |
$63.9K - $75.1K
|
8.48K
$399K
|
|
|
Oct 05, 2022
Q3 2022
|
Stonehearth Capital Management, LLC
|
SELL
|
- |
-2.76K- 0.81% |
$82.7K - $97.1K
|
339K
$15.9M
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-3.9K- 1.7% |
$117K - $137K
|
225K
$10.6M
|
|
|
Nov 10, 2022
Q3 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-5.14K- 15.19% |
$154K - $181K
|
28.7K
$1.35M
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-13.9K- 3.61% |
$417K - $490K
|
371K
$17.4M
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-18.2K- 8.11% |
$545K - $640K
|
206K
$9.67M
|