Purchases and Sales Made in Q4 2022 in Alps ETF Tr Oshares U S Small (OUSM)
This table provides information about the institutional ownership of Alps ETF Tr Oshares U S Small (OUSM) during Q4 2022. The information is specifically focused on institutions that hold shares of ALPS ETF TR OSHARES U S SMALL .
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
83.3K+ 37.02% |
$2.53M - $2.95M
|
308K
$13.6M
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
65.6K+ 31.88% |
$2M - $2.32M
|
271K
$12M
|
|
|
Jan 27, 2023
Q4 2022
|
Barnes Pettey Financial Advisors, LLC
|
BUY
|
- |
55.4KNew |
$1.69M - $1.96M
|
55.4K
$2.45M
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
45.1K+ 10.73% |
$1.37M - $1.6M
|
465K
$20.5M
|
|
|
Jan 31, 2023
Q4 2022
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
42.5KNew |
$1.29M - $1.51M
|
42.5K
$1.88M
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
24.3K+ 9.86% |
$740K - $862K
|
271K
$12M
|
|
|
Feb 14, 2023
Q4 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
18.1KNew |
$552K - $642K
|
18.1K
$801K
|
|
|
Jan 17, 2023
Q4 2022
|
Hunter Perkins Capital Management, LLC
|
BUY
|
- |
8.31KNew |
$253K - $294K
|
8.31K
$367K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
7K+ 67.64% |
$213K - $248K
|
17.3K
$766K
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
6.77K+ 18.69% |
$206K - $240K
|
43K
$1.9M
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
6.63KNew |
$201K - $235K
|
6.63K
$293K
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
6.25KNew |
$190K - $221K
|
6.25K
$276K
|
|
|
Feb 14, 2023
Q4 2022
|
Clay Northam Wealth Management, LLC
|
BUY
|
- |
4.31K+ 18.43% |
$131K - $153K
|
27.7K
$1.22M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
3.29K+ 47.77% |
$100K - $117K
|
10.2K
$450K
|
|
|
Sep 11, 2023
Q4 2022
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
3KNew |
$91.3K - $106K
|
3K
$132K
|
|
|
Jan 23, 2023
Q4 2022
|
Cambridge Advisors Inc.
|
BUY
|
- |
2.74K+ 30.95% |
$83.4K - $97.1K
|
11.6K
$512K
|
|
|
Feb 10, 2023
Q4 2022
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
BUY
|
- |
2.2K+ 14.76% |
$67K - $78K
|
17.1K
$756K
|
|
|
Feb 13, 2023
Q4 2022
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
1.76K+ 1.69% |
$53.6K - $62.4K
|
106K
$4.69M
|
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
955+ 10.12% |
$29K - $33.8K
|
10.4K
$459K
|
|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
865+ 155.58% |
$26.3K - $30.6K
|
1.42K
$62.7K
|
|
|
Feb 10, 2023
Q4 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
800New |
$24.3K - $28.3K
|
800
$35.3K
|
|
|
Jan 19, 2023
Q4 2022
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
300+ 1.74% |
$9.12K - $10.6K
|
17.5K
$774K
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
85+ 0.41% |
$2.58K - $3.01K
|
20.6K
$910K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
30New |
$912 - $1.06K
|
30
$1.32K
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
5+ 0.52% |
$152 - $177
|
969
$42.8K
|
|
|
Feb 07, 2023
Q4 2022
|
Capital Advisors, Ltd. LLC
|
BUY
|
- |
4+ 0.04% |
$122 - $142
|
10.3K
$456K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 15, 2023
Q4 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-106- 0.43% |
$3.22K - $3.75K
|
24.8K
$1.1M
|
|
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-215- 0.36% |
$6.54K - $7.61K
|
59K
$2.61M
|
|
|
Jan 20, 2023
Q4 2022
|
Diligent Investors, LLC
|
SELL
|
- |
-440- 5.49% |
$13.4K - $15.6K
|
7.58K
$335K
|
|
|
Feb 01, 2023
Q4 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-1.17K- 13.83% |
$35.7K - $41.5K
|
7.31K
$323K
|
|
|
Jan 31, 2023
Q4 2022
|
Empirical Asset Management, LLC
|
SELL
|
- |
-1.37K- 4.49% |
$41.7K - $48.5K
|
29.1K
$1.29M
|
|
|
Jan 03, 2023
Q4 2022
|
Stonehearth Capital Management, LLC
|
SELL
|
- |
-2.85K- 0.84% |
$86.6K - $101K
|
336K
$14.9M
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-4.48K- 3.46% |
$136K - $159K
|
125K
$5.53M
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-33K- 74.77% |
$1M - $1.17M
|
11.1K
$492K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
SELL
|
- |
-85.1K- 22.94% |
$2.59M - $3.01M
|
286K
$12.6M
|