Purchases and Sales Made in Q4 2023 in Global X Fds U S Pfd ETF (De) (PFFD)
This table provides information about the institutional ownership of Global X Fds U S Pfd ETF (De) (PFFD) during Q4 2023. The information is specifically focused on institutions that hold shares of GLOBAL X FDS U S PFD ETF (DE) .
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
3.07M+ 201.99% |
$53.7M - $60.5M
|
4.59M
$94.3M
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
3.05M+ 118.64% |
$53.3M - $60.1M
|
5.62M
$116M
|
|
|
Jul 01, 2024
Q4 2023
|
Global X Japan Co., Ltd.
Chiyoda Ku, Tokyo, M0 |
BUY
|
- |
2.1MNew |
$36.7M - $41.4M
|
2.1M
$43.1M
|
|
|
Feb 14, 2024
Q4 2023
|
Old Mission Capital LLC
|
BUY
|
- |
401KNew |
$7.02M - $7.91M
|
401K
$8.25M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
357K+ 10.18% |
$6.25M - $7.04M
|
3.87M
$79.5M
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
290K+ 1103.71% |
$5.07M - $5.71M
|
316K
$6.5M
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
216KNew |
$3.78M - $4.26M
|
216K
$4.45M
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
186K+ 80.55% |
$3.26M - $3.67M
|
417K
$8.58M
|
|
|
Jan 12, 2024
Q4 2023
|
Leicht Financial Planning & Wealth Management, Inc.
|
BUY
|
- |
184KNew |
$3.21M - $3.62M
|
184K
$3.77M
|
|
|
Feb 13, 2024
Q4 2023
|
Texas Yale Capital Corp.
St. Petersburg, FL |
BUY
|
- |
174K+ 337.52% |
$3.04M - $3.43M
|
225K
$4.63M
|
|
|
Feb 13, 2024
Q4 2023
|
Full Sail Capital, LLC
Oklahoma City, OK |
BUY
|
- |
149K+ 19.45% |
$2.61M - $2.94M
|
917K
$18.8M
|
|
|
Feb 13, 2024
Q4 2023
|
Ratio Wealth Group
Denver, CO |
BUY
|
- |
131K+ 12.58% |
$2.29M - $2.58M
|
1.17M
$24.1M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
131K+ 25.68% |
$2.29M - $2.58M
|
641K
$13.2M
|
|
|
Feb 14, 2024
Q4 2023
|
Rational Advisors LLC
Huntington, NY |
BUY
|
- |
130K+ 6.15% |
$2.27M - $2.56M
|
2.24M
$46.1M
|
|
|
Feb 13, 2024
Q4 2023
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
BUY
|
- |
128K+ 18.24% |
$2.23M - $2.51M
|
827K
$17M
|
|
|
Feb 06, 2024
Q4 2023
|
Merit Financial Group, LLC
|
BUY
|
- |
124KNew |
$2.17M - $2.44M
|
124K
$2.55M
|
|
|
Feb 13, 2024
Q4 2023
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
95.9KNew |
$1.68M - $1.89M
|
95.9K
$1.97M
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
94.8KNew |
$1.66M - $1.87M
|
94.8K
$1.95M
|
|
|
Jan 19, 2024
Q4 2023
|
Activest Wealth Management
|
BUY
|
- |
82K+ 1776.47% |
$1.43M - $1.62M
|
86.6K
$1.78M
|
|
|
Jan 10, 2024
Q4 2023
|
Park Avenue Securities LLC
|
BUY
|
- |
80.1K+ 103.08% |
$1.4M - $1.58M
|
158K
$3.24M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
78.1K+ 15.34% |
$1.37M - $1.54M
|
587K
$12.1M
|
|
|
Feb 13, 2024
Q4 2023
|
Sws Partners
|
BUY
|
- |
70.8K+ 58.62% |
$1.24M - $1.4M
|
192K
$3.94M
|
|
|
Jan 26, 2024
Q4 2023
|
Albion Financial Group
|
BUY
|
- |
65.6KNew |
$1.15M - $1.29M
|
65.6K
$1.35M
|
|
|
Jan 10, 2024
Q4 2023
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
58.8KNew |
$1.03M - $1.16M
|
58.8K
$1.21M
|
|
|
Feb 14, 2024
Q4 2023
|
Ff Advisors,Llc
Manhattan Beach, CA |
BUY
|
- |
53.9KNew |
$942K - $1.06M
|
53.9K
$1.11M
|
|
|
Feb 14, 2024
Q4 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
52K+ 6.47% |
$909K - $1.02M
|
855K
$17.6M
|
|
|
Jan 16, 2024
Q4 2023
|
Prairiewood Capital, LLC
|
BUY
|
- |
42.9K+ 19.93% |
$750K - $845K
|
258K
$5.31M
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
34.4K+ 14.01% |
$601K - $677K
|
280K
$5.75M
|
|
|
Jan 18, 2024
Q4 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
29.3K+ 4536.17% |
$513K - $578K
|
30K
$617K
|
|
|
Feb 09, 2024
Q4 2023
|
Gyl Financial Synergies, LLC
|
BUY
|
- |
28.1K+ 19.64% |
$491K - $554K
|
171K
$3.52M
|
|
|
Jan 17, 2024
Q4 2023
|
Ahl Investment Management, Inc.
|
BUY
|
- |
26.6K+ 8.13% |
$465K - $524K
|
354K
$7.27M
|
|
|
Feb 06, 2024
Q4 2023
|
Charles Schwab Investment Advisory, Inc.
San Francisco, CA |
BUY
|
- |
24.6K+ 1.0% |
$430K - $485K
|
2.49M
$51.2M
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
24.4K+ 73.99% |
$427K - $482K
|
57.5K
$1.18M
|
|
|
Jan 11, 2024
Q4 2023
|
Whittier Trust CO
|
BUY
|
- |
23.5KNew |
$412K - $464K
|
23.5K
$484K
|
|
|
Feb 14, 2024
Q4 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
22.9K+ 4.0% |
$401K - $451K
|
595K
$12.2M
|
|
|
Feb 07, 2024
Q4 2023
|
Collaborative Wealth Managment Inc.
Lake Mary, FL |
BUY
|
- |
22.8K+ 7.59% |
$399K - $450K
|
324K
$6.65M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
18.7K+ 2.42% |
$327K - $369K
|
791K
$16.3M
|
|
|
Jan 30, 2024
Q4 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
18.4K+ 178.42% |
$322K - $363K
|
28.7K
$590K
|
|
|
Feb 14, 2024
Q4 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
18.4K+ 26.07% |
$321K - $362K
|
88.8K
$1.83M
|
|
|
Jan 23, 2024
Q4 2023
|
Strateg Iq Financial Group, LLC
|
BUY
|
- |
17.8K+ 43.64% |
$312K - $352K
|
58.7K
$1.21M
|
|
|
Jan 17, 2024
Q4 2023
|
Ifg Advisory, LLC
|
BUY
|
- |
16.7KNew |
$292K - $329K
|
16.7K
$343K
|
|
|
Jan 30, 2024
Q4 2023
|
Prosperity Wealth Management, Inc.
San Ramon, CA |
BUY
|
- |
16.5K+ 57.23% |
$289K - $325K
|
45.4K
$933K
|
|
|
Feb 16, 2024
Q4 2023
|
Bluefin Capital Management, LLC
New York, NY |
BUY
|
- |
16.4KNew |
$287K - $324K
|
16.4K
$338K
|
|
|
Feb 12, 2024
Q4 2023
|
Focus Financial Network Inc /Adv
Minneapolis, MN |
BUY
|
- |
15.8KNew |
$277K - $312K
|
15.8K
$325K
|
|
|
Jan 29, 2024
Q4 2023
|
Perigon Wealth Management, LLC
San Francisco, CA |
BUY
|
- |
15.8KNew |
$276K - $311K
|
15.8K
$324K
|
|
|
Feb 14, 2024
Q4 2023
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
BUY
|
- |
15.7K+ 5.43% |
$275K - $310K
|
305K
$6.28M
|
|
|
Jan 22, 2024
Q4 2023
|
Iron Horse Wealth Management, LLC
|
BUY
|
- |
15.4K+ 4.43% |
$270K - $304K
|
364K
$7.49M
|
|
|
Feb 09, 2024
Q4 2023
|
Wealthfront Advisers LLC
|
BUY
|
- |
13.9KNew |
$243K - $274K
|
13.9K
$286K
|
|
|
Feb 14, 2024
Q4 2023
|
Sei Investments CO
Oaks, PA |
BUY
|
- |
13.1K+ 5.43% |
$230K - $259K
|
255K
$5.25M
|
|
|
Jan 10, 2024
Q4 2023
|
Sound Income Strategies, LLC
|
BUY
|
- |
12.1K+ 6.21% |
$212K - $239K
|
208K
$4.27M
|