Purchases and Sales Made in Q1 2022 in Principal Spectrum Pfd Secs Ac (PREF)
This table provides information about the institutional ownership of Principal Spectrum Pfd Secs Ac (PREF) during Q1 2022. The information is specifically focused on institutions that hold shares of PRINCIPAL SPECTRUM PFD SECS AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 02, 2022
Q1 2022
|
Xml Financial, LLC
|
SELL
|
- |
-927- 3.46% |
$17.3K - $18.8K
|
25.9K
$484K
|
|
|
May 09, 2022
Q1 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.02KClosed |
$18.9K - $20.6K
|
0
$0
|
|
|
Sep 06, 2022
Q1 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-1.37K- 98.92% |
$25.6K - $27.9K
|
15
$280
|
|
|
May 16, 2022
Q1 2022
|
Ibex Wealth Advisors
Lebanon, NJ |
SELL
|
- |
-1.4K- 0.89% |
$26K - $28.3K
|
156K
$2.91M
|
|
|
Apr 28, 2022
Q1 2022
|
Belpointe Asset Management LLC
|
SELL
|
- |
-1.45K- 11.97% |
$27K - $29.4K
|
10.7K
$199K
|
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.96K- 6.52% |
$55.2K - $60.1K
|
42.5K
$793K
|
|
|
May 13, 2022
Q1 2022
|
United Services Automobile Association
San Antonio, TX |
SELL
|
- |
-4.82K- 4.93% |
$89.9K - $97.8K
|
92.9K
$1.74M
|
|
|
May 02, 2022
Q1 2022
|
Main Street Investment Advisors LLC
|
SELL
|
- |
-5.09K- 5.2% |
$94.8K - $103K
|
92.7K
$1.73M
|
|
|
May 16, 2022
Q1 2022
|
Core Wealth Advisors, Inc.
Lakeland, FL |
SELL
|
- |
-8.93KClosed |
$166K - $181K
|
0
$0
|
|
|
May 04, 2022
Q1 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-8.95K- 9.82% |
$167K - $182K
|
82.2K
$1.54M
|
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-9.21K- 2.77% |
$172K - $187K
|
323K
$6.04M
|
|
|
May 13, 2022
Q1 2022
|
Old Mission Capital LLC
|
SELL
|
- |
-10.9K- 20.45% |
$203K - $221K
|
42.4K
$792K
|
|
|
Apr 29, 2022
Q1 2022
|
West Bancorporation Inc
|
SELL
|
- |
-13.6KClosed |
$253K - $276K
|
0
$0
|
|
|
Apr 20, 2022
Q1 2022
|
Advisor Resource Council
|
SELL
|
- |
-14.1KClosed |
$263K - $287K
|
0
$0
|
|
|
Apr 13, 2022
Q1 2022
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-22.6K- 20.07% |
$421K - $458K
|
90K
$1.68M
|
|
|
May 16, 2022
Q1 2022
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-47.4K- 43.06% |
$885K - $963K
|
62.7K
$1.17M
|
|
|
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-73K- 23.42% |
$1.36M - $1.48M
|
239K
$4.46M
|
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-95.2K- 35.65% |
$1.77M - $1.93M
|
172K
$3.21M
|
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-154K- 6.67% |
$2.88M - $3.13M
|
2.16M
$40.3M
|
|
|
Apr 26, 2022
Q1 2022
|
Activest Wealth Management
|
SELL
|
- |
-224K- 89.39% |
$4.17M - $4.54M
|
26.6K
$496K
|
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-331K- 13.02% |
$6.17M - $6.71M
|
2.21M
$41.3M
|
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
SELL
|
- |
-362K- 38.02% |
$6.74M - $7.34M
|
589K
$11M
|
|
|
May 17, 2022
Q1 2022
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-382K- 87.37% |
$7.13M - $7.75M
|
55.2K
$1.03M
|
|
|
Jun 10, 2022
Q1 2022
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-779K- 94.73% |
$14.5M - $15.8M
|
43.3K
$809K
|
|
|
Apr 25, 2022
Q1 2022
|
Cornerstone Wealth Group, LLC
|
SELL
|
- |
-1.02MClosed |
$19.1M - $20.7M
|
0
$0
|