Latest Institutional Transactions on Principal Spectrum Pfd Secs Ac (PREF)
This table provides information on the latest institutional transactions involving Principal Spectrum Pfd Secs Ac (PREF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Dec 02, 2025
Q3 2025
|
Ifp Advisors, Inc
|
SELL
|
- |
-17K- 86.93% |
$320K - $325K
|
2.55K
$48.7K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
15.7KNew |
$296K - $301K
|
15.7K
$300K
|
|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
1.08MNew |
$20.4M - $20.7M
|
1.08M
$20.6M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
525K+ 5.13% |
$9.9M - $10.1M
|
10.7M
$205M
|
|
|
Nov 14, 2025
Q3 2025
|
Warren Averett Asset Management, LLC
Birmingham, AL |
SELL
|
- |
-1.3K- 3.8% |
$24.5K - $24.9K
|
32.9K
$629K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1.66K+ 1.41% |
$31.2K - $31.7K
|
119K
$2.27M
|
|
|
Nov 14, 2025
Q3 2025
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
12.8K+ 33.34% |
$242K - $245K
|
51.2K
$978K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
6.67K+ 8.49% |
$126K - $128K
|
85.2K
$1.63M
|
|
|
Nov 14, 2025
Q3 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
9.84K+ 10.39% |
$186K - $189K
|
105K
$2M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
437K+ 7.1% |
$8.25M - $8.38M
|
6.59M
$126M
|
|
|
Nov 14, 2025
Q3 2025
|
Main Street Financial Solutions, LLC
|
BUY
|
- |
140+ 1.23% |
$2.64K - $2.68K
|
11.5K
$220K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
12.8KNew |
$242K - $246K
|
12.8K
$245K
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
141K+ 88.54% |
$2.65M - $2.69M
|
299K
$5.71M
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
151K+ 9.88% |
$2.86M - $2.9M
|
1.68M
$32.1M
|
|
|
Nov 14, 2025
Q3 2025
|
Creative Planning
Overland Park, KS |
BUY
|
- |
2.19K+ 1.58% |
$41.3K - $42K
|
141K
$2.68M
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
26.4KNew |
$498K - $506K
|
26.4K
$503K
|
|
|
Nov 14, 2025
Q3 2025
|
Permanens Capital L.P.
New York, NY |
SELL
|
- |
-52.2K- 3.43% |
$985K - $1M
|
1.47M
$28M
|
|
|
Nov 14, 2025
Q3 2025
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
10.2K+ 2.03% |
$193K - $196K
|
515K
$9.83M
|
|
|
Nov 13, 2025
Q3 2025
|
Four Thought Financial Partners, LLC
Venice, FL |
BUY
|
- |
7.61K+ 13.53% |
$144K - $146K
|
63.9K
$1.22M
|
|
|
Nov 13, 2025
Q3 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-46.6K- 15.92% |
$878K - $892K
|
246K
$4.69M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
343K+ 10.54% |
$6.46M - $6.56M
|
3.59M
$68.5M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
162K+ 2.34% |
$3.06M - $3.1M
|
7.08M
$135M
|
|
|
Nov 13, 2025
Q3 2025
|
Resurgent Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
11.6K+ 113.01% |
$219K - $222K
|
21.9K
$417K
|
|
|
Nov 13, 2025
Q3 2025
|
Btg Pactual Asset Management Us LLC
New York, NY |
BUY
|
- |
2.11K+ 7.53% |
$39.8K - $40.4K
|
30.1K
$575K
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
18.7K+ 7.92% |
$352K - $358K
|
255K
$4.86M
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
BUY
|
- |
6.06K+ 6.79% |
$114K - $116K
|
95.3K
$1.82M
|
|
|
Nov 13, 2025
Q3 2025
|
L2 Asset Management, LLC
Wayland, MA |
BUY
|
- |
261KNew |
$4.93M - $5.01M
|
261K
$4.99M
|
|
|
Nov 12, 2025
Q3 2025
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-2.4K- 87.56% |
$45.3K - $46K
|
341
$6.51K
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.24K- 48.0% |
$23.3K - $23.7K
|
1.34K
$25.6K
|
|
|
Nov 12, 2025
Q3 2025
|
Legacy Bridge, LLC
|
SELL
|
- |
-1.02K- 0.78% |
$19.1K - $19.4K
|
129K
$2.47M
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
919+ 4.23% |
$17.3K - $17.6K
|
22.7K
$432K
|
|
|
Nov 12, 2025
Q3 2025
|
Lifeworks Advisors, LLC
Grand Rapids, MI |
SELL
|
- |
-1.59K- 2.16% |
$29.9K - $30.4K
|
71.8K
$1.37M
|
|
|
Nov 12, 2025
Q3 2025
|
Ibex Wealth Advisors
Lebanon, NJ |
SELL
|
- |
-1.36K- 1.42% |
$25.6K - $26K
|
94.3K
$1.8M
|
|
|
Nov 12, 2025
Q3 2025
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
243K+ 56.7% |
$4.59M - $4.66M
|
673K
$12.8M
|
|
|
Nov 12, 2025
Q3 2025
|
Provenance Wealth Advisors, LLC
Fort Lauderdale, FL |
SELL
|
- |
-1.59K- 16.25% |
$30K - $30.5K
|
8.21K
$157K
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
5.59K+ 3.08% |
$105K - $107K
|
187K
$3.58M
|
|
|
Nov 12, 2025
Q3 2025
|
Argent Trust CO
Nashville, TN |
SELL
|
- |
-1.42K- 4.43% |
$26.8K - $27.3K
|
30.7K
$585K
|
|
|
Nov 12, 2025
Q3 2025
|
Insigneo Advisory Services, LLC
Miami, FL |
BUY
|
- |
67.4K+ 190.35% |
$1.27M - $1.29M
|
103K
$1.96M
|
|
|
Nov 12, 2025
Q3 2025
|
Griffith & Werner, Inc.
Canton, GA |
BUY
|
- |
363+ 3.29% |
$6.85K - $6.96K
|
11.4K
$217K
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
571+ 0.67% |
$10.8K - $10.9K
|
86.4K
$1.65M
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-69.6K- 2.49% |
$1.31M - $1.33M
|
2.72M
$51.9M
|
|
|
Nov 12, 2025
Q3 2025
|
Psi Advisors, LLC
|
BUY
|
- |
286KNew |
$5.39M - $5.48M
|
286K
$5.46M
|
|
|
Nov 10, 2025
Q3 2025
|
Dearborn Partners LLC
|
BUY
|
- |
5.75K+ 6.82% |
$108K - $110K
|
90K
$1.72M
|
|
|
Nov 10, 2025
Q3 2025
|
Signature Securities Group Corporation
|
SELL
|
- |
-12.5K- 15.86% |
$235K - $239K
|
66.1K
$1.26M
|
|
|
Nov 10, 2025
Q3 2025
|
Adapt Wealth Advisors, LLC
Atlanta, GA |
BUY
|
- |
14.9KNew |
$281K - $285K
|
14.9K
$284K
|
|
|
Nov 10, 2025
Q3 2025
|
Main Street Investment Advisors LLC
|
BUY
|
- |
5.45K+ 4.16% |
$103K - $104K
|
136K
$2.6M
|
|
|
Nov 07, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-2.37K- 96.03% |
$44.7K - $45.4K
|
98
$1.87K
|
|
|
Nov 07, 2025
Q3 2025
|
Fifth Third Bancorp
|
BUY
|
- |
502New |
$9.47K - $9.62K
|
502
$9.58K
|
|
|
Nov 07, 2025
Q3 2025
|
Jacobi Capital Management LLC
|
SELL
|
- |
-869- 5.18% |
$16.4K - $16.7K
|
15.9K
$304K
|
|
|
Nov 07, 2025
Q3 2025
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
8+ 0.06% |
$151 - $153
|
13.6K
$260K
|
|