Latest Institutional Transactions on Principal Spectrum Pfd Secs Ac (PREF)
This table provides information on the latest institutional transactions involving Principal Spectrum Pfd Secs Ac (PREF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 22, 2025
Q2 2025
|
Berger Financial Group, Inc
Plymouth, MN |
BUY
|
- |
22.6K+ 5.61% |
$411K - $429K
|
425K
$8.04M
|
|
|
Jul 22, 2025
Q2 2025
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
1.1K+ 2.53% |
$20K - $20.9K
|
44.5K
$842K
|
|
|
Jul 22, 2025
Q2 2025
|
Davenport & CO LLC
|
SELL
|
- |
-500- 4.08% |
$9.11K - $9.49K
|
11.8K
$222K
|
|
|
Jul 21, 2025
Q2 2025
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
38K+ 58.66% |
$692K - $721K
|
103K
$1.94M
|
|
|
Jul 21, 2025
Q2 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
200New |
$3.64K - $3.79K
|
200
$3.78K
|
|
|
Jul 21, 2025
Q2 2025
|
Mechanics Financial Corp
|
BUY
|
- |
6.98K+ 23.47% |
$127K - $132K
|
36.7K
$694K
|
|
|
Jul 18, 2025
Q2 2025
|
Cliftonlarsonallen Wealth Advisors, LLC
|
BUY
|
- |
43.9KNew |
$799K - $832K
|
43.9K
$830K
|
|
|
Jul 18, 2025
Q2 2025
|
Rogco, LP
Claremore, OK |
BUY
|
- |
5.37K+ 1.43% |
$97.8K - $102K
|
381K
$7.2M
|
|
|
Jul 18, 2025
Q2 2025
|
Truist Financial Corp
|
BUY
|
- |
1.92K+ 3.54% |
$35K - $36.5K
|
56.2K
$1.06M
|
|
|
Jul 17, 2025
Q2 2025
|
Xml Financial, LLC
|
BUY
|
- |
202+ 1.09% |
$3.68K - $3.83K
|
18.7K
$354K
|
|
|
Jul 17, 2025
Q2 2025
|
Lex Aurum Advisors, LLC
|
BUY
|
- |
6.27K+ 22.22% |
$114K - $119K
|
34.5K
$652K
|
|
|
Jul 16, 2025
Q2 2025
|
Kwb Wealth
Redlands, CA |
BUY
|
- |
209KNew |
$3.81M - $3.97M
|
209K
$3.96M
|
|
|
Jul 16, 2025
Q2 2025
|
Essex Financial Services, Inc.
|
BUY
|
- |
47.4KNew |
$863K - $899K
|
47.4K
$896K
|
|
|
Jul 14, 2025
Q2 2025
|
Gsb Wealth Management, LLC
|
BUY
|
- |
31.1K+ 16.1% |
$566K - $590K
|
224K
$4.24M
|
|
|
Jul 14, 2025
Q2 2025
|
Signature Securities Group Corporation
|
BUY
|
- |
914+ 1.18% |
$16.6K - $17.3K
|
78.6K
$1.49M
|
|
|
Jul 14, 2025
Q2 2025
|
Advisor Net Financial, Inc
|
BUY
|
- |
285New |
$5.19K - $5.41K
|
285
$5.39K
|
|
|
Jul 14, 2025
Q2 2025
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-4K- 9.97% |
$72.9K - $75.9K
|
36.2K
$684K
|
|
|
Jul 11, 2025
Q2 2025
|
Pinnacle Bancorp, Inc.
|
BUY
|
- |
2.02K+ 48.91% |
$36.7K - $38.2K
|
6.14K
$116K
|
|
|
Jul 11, 2025
Q2 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-13.4K- 93.6% |
$244K - $254K
|
915
$17.3K
|
|
|
Jul 11, 2025
Q2 2025
|
Grant Private Wealth Management Inc
Pleasanton, CA |
BUY
|
- |
11.2KNew |
$203K - $212K
|
11.2K
$211K
|
|
|
Jul 10, 2025
Q2 2025
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-19.5K- 1.58% |
$355K - $370K
|
1.21M
$23M
|
|
|
Jul 09, 2025
Q2 2025
|
Fiduciary Alliance LLC
Greenville, SC |
BUY
|
- |
16.1K+ 18.55% |
$294K - $306K
|
103K
$1.95M
|
|
|
Jul 08, 2025
Q2 2025
|
Massmutual Trust CO Fsb
|
SELL
|
- |
-3.89K- 2.92% |
$70.8K - $73.7K
|
129K
$2.44M
|
|
|
Jul 08, 2025
Q2 2025
|
Ehrlich Financial Group
Laguna Niguel, CA |
BUY
|
- |
1.88K+ 12.76% |
$34.2K - $35.6K
|
16.6K
$314K
|
|
|
Jul 07, 2025
Q2 2025
|
First Citizens Financial Corp
|
SELL
|
- |
-1.98K- 3.74% |
$36K - $37.5K
|
50.8K
$962K
|
|
| Q1 2025 | |||||||
|
Jun 10, 2025
Q1 2025
|
Compass Financial Services Inc
West Des Moines, IA |
SELL
|
- |
-373- 5.88% |
$6.92K - $7.02K
|
5.98K
$113K
|
|
|
May 27, 2025
Q1 2025
|
Jacobi Capital Management LLC
|
SELL
|
- |
-468- 2.67% |
$8.68K - $8.8K
|
17K
$322K
|
|
|
May 16, 2025
Q1 2025
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
SELL
|
- |
-88- 14.13% |
$1.63K - $1.66K
|
535
$10.1K
|
|
|
May 15, 2025
Q1 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-7.19K- 2.39% |
$133K - $135K
|
294K
$5.56M
|
|
|
May 15, 2025
Q1 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
12.7K+ 9.1% |
$235K - $238K
|
152K
$2.87M
|
|
|
May 15, 2025
Q1 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
3.57K+ 3.83% |
$66.2K - $67.1K
|
96.7K
$1.83M
|
|
|
May 15, 2025
Q1 2025
|
Activest Wealth Management
|
SELL
|
- |
-16K- 28.81% |
$297K - $301K
|
39.6K
$748K
|
|
|
May 15, 2025
Q1 2025
|
Willis Johnson & Associates, Inc.
|
SELL
|
- |
-4.61K- 3.98% |
$85.6K - $86.8K
|
111K
$2.11M
|
|
|
May 15, 2025
Q1 2025
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-50.8K- 74.42% |
$943K - $956K
|
17.5K
$330K
|
|
|
May 15, 2025
Q1 2025
|
Warren Averett Asset Management, LLC
Birmingham, AL |
BUY
|
- |
35.6KNew |
$660K - $669K
|
35.6K
$673K
|
|
|
May 15, 2025
Q1 2025
|
Btg Pactual Asset Management Us LLC
New York, NY |
BUY
|
- |
9.01K+ 53.75% |
$167K - $169K
|
25.8K
$487K
|
|
|
May 15, 2025
Q1 2025
|
Permanens Capital L.P.
New York, NY |
BUY
|
- |
1.38MNew |
$25.6M - $26M
|
1.38M
$26.1M
|
|
|
May 15, 2025
Q1 2025
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
27.6K+ 7.75% |
$511K - $518K
|
383K
$7.24M
|
|
|
May 15, 2025
Q1 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
161K+ 5.48% |
$2.98M - $3.02M
|
3.09M
$58.5M
|
|
|
May 15, 2025
Q1 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
23.8K+ 0.39% |
$441K - $447K
|
6.11M
$116M
|
|
|
May 15, 2025
Q1 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
329K+ 3.7% |
$6.1M - $6.19M
|
9.23M
$175M
|
|
|
May 14, 2025
Q1 2025
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
341+ 14.21% |
$6.33K - $6.41K
|
2.74K
$51.8K
|
|
|
May 14, 2025
Q1 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
107K+ 195.96% |
$1.99M - $2.02M
|
162K
$3.06M
|
|
|
May 14, 2025
Q1 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
15.5K+ 16.26% |
$288K - $292K
|
111K
$2.1M
|
|
|
May 14, 2025
Q1 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
30.9KNew |
$573K - $581K
|
30.9K
$584K
|
|
|
May 14, 2025
Q1 2025
|
Smartleaf Asset Management LLC
Boston, MA |
BUY
|
- |
15.6K+ 28.35% |
$290K - $294K
|
70.7K
$1.34M
|
|
|
May 14, 2025
Q1 2025
|
Comerica Bank
|
BUY
|
- |
9.5K+ 12.61% |
$176K - $179K
|
84.9K
$1.6M
|
|
|
May 14, 2025
Q1 2025
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-1.17K- 43.74% |
$21.6K - $21.9K
|
1.5K
$28.4K
|
|
|
May 14, 2025
Q1 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
65.8K+ 136.38% |
$1.22M - $1.24M
|
114K
$2.16M
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|