Latest Institutional Transactions on Principal Spectrum Pfd Secs Ac (PREF)
This table provides information on the latest institutional transactions involving Principal Spectrum Pfd Secs Ac (PREF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 25, 2024
Q3 2024
|
Sanctuary Advisors, LLC
Indianapolis, IN |
BUY
|
- |
63KNew |
$1.15M - $1.19M
|
63K
$1.18M
|
|
|
Nov 15, 2024
Q3 2024
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-7.72K- 11.17% |
$140K - $145K
|
61.4K
$1.15M
|
|
|
Nov 14, 2024
Q3 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-3.61K- 3.8% |
$65.6K - $67.9K
|
91.4K
$1.71M
|
|
|
Nov 14, 2024
Q3 2024
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
36.2K+ 338.06% |
$658K - $680K
|
46.9K
$876K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
BUY
|
- |
205K+ 3.25% |
$3.73M - $3.86M
|
6.52M
$122M
|
|
|
Nov 14, 2024
Q3 2024
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
3.15K+ 3.46% |
$57.2K - $59.2K
|
94K
$1.76M
|
|
|
Nov 14, 2024
Q3 2024
|
Geneos Wealth Management Inc.
|
BUY
|
- |
794New |
$14.4K - $14.9K
|
794
$14.8K
|
|
|
Nov 14, 2024
Q3 2024
|
Jacobi Capital Management LLC
|
SELL
|
- |
-407- 1.97% |
$7.4K - $7.66K
|
20.3K
$378K
|
|
|
Nov 14, 2024
Q3 2024
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-33K- 23.87% |
$601K - $621K
|
105K
$1.97M
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
691K+ 9.46% |
$12.6M - $13M
|
8M
$149M
|
|
|
Nov 14, 2024
Q3 2024
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-60.9K- 50.57% |
$1.11M - $1.15M
|
59.5K
$1.11M
|
|
|
Nov 14, 2024
Q3 2024
|
Delta Investment Management, LLC
|
BUY
|
- |
15.5K+ 25.42% |
$281K - $291K
|
76.3K
$1.43M
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-50.5K- 2.82% |
$919K - $951K
|
1.74M
$32.5M
|
|
|
Nov 14, 2024
Q3 2024
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
660K+ 787.54% |
$12M - $12.4M
|
744K
$13.9M
|
|
|
Nov 14, 2024
Q3 2024
|
Comerica Bank
|
SELL
|
- |
-16.1K- 22.52% |
$293K - $303K
|
55.5K
$1.04M
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
672K+ 14.58% |
$12.2M - $12.6M
|
5.29M
$98.7M
|
|
|
Nov 13, 2024
Q3 2024
|
Truist Financial Corp
|
SELL
|
- |
-63.4K- 35.89% |
$1.15M - $1.19M
|
113K
$2.12M
|
|
|
Nov 13, 2024
Q3 2024
|
Four Thought Financial Partners, LLC
Venice, FL |
BUY
|
- |
5.79K+ 13.64% |
$105K - $109K
|
48.2K
$900K
|
|
|
Nov 13, 2024
Q3 2024
|
Kestra Advisory Services, LLC
|
BUY
|
- |
5.06K+ 16.1% |
$92.1K - $95.2K
|
36.5K
$682K
|
|
|
Nov 13, 2024
Q3 2024
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
1.17K+ 77.73% |
$21.2K - $21.9K
|
2.67K
$49.8K
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-34.4K- 0.69% |
$626K - $647K
|
4.98M
$92.9M
|
|
|
Nov 13, 2024
Q3 2024
|
Argent Trust CO
Nashville, TN |
SELL
|
- |
-667- 1.28% |
$12.1K - $12.5K
|
51.4K
$961K
|
|
|
Nov 13, 2024
Q3 2024
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
108K+ 47.82% |
$1.97M - $2.04M
|
335K
$6.26M
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
28.2K+ 90.96% |
$512K - $530K
|
59.1K
$1.1M
|
|
|
Nov 13, 2024
Q3 2024
|
Smartleaf Asset Management LLC
Boston, MA |
BUY
|
- |
9.68K+ 27.28% |
$176K - $182K
|
45.2K
$844K
|
|
|
Nov 13, 2024
Q3 2024
|
Financial Counselors Inc
|
BUY
|
- |
11.9KNew |
$216K - $223K
|
11.9K
$221K
|
|
|
Nov 13, 2024
Q3 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-14.6K- 4.61% |
$266K - $275K
|
303K
$5.65M
|
|
|
Nov 13, 2024
Q3 2024
|
Btg Pactual Asset Management Us LLC
New York, NY |
BUY
|
- |
16.8KNew |
$305K - $315K
|
16.8K
$313K
|
|
|
Nov 12, 2024
Q3 2024
|
Signature Securities Group Corporation
|
BUY
|
- |
16.2K+ 30.84% |
$294K - $304K
|
68.6K
$1.28M
|
|
|
Nov 12, 2024
Q3 2024
|
Main Street Investment Advisors LLC
|
BUY
|
- |
3.53K+ 3.35% |
$64.2K - $66.3K
|
109K
$2.03M
|
|
|
Nov 12, 2024
Q3 2024
|
Berger Financial Group, Inc
Plymouth, MN |
BUY
|
- |
15.7K+ 5.08% |
$286K - $296K
|
325K
$6.08M
|
|
|
Nov 12, 2024
Q3 2024
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-2.77K- 2.59% |
$50.5K - $52.2K
|
104K
$1.95M
|
|
|
Nov 12, 2024
Q3 2024
|
Laidlaw Wealth Management LLC
New York City, NY |
BUY
|
- |
1.85K+ 4.97% |
$33.7K - $34.9K
|
39.1K
$730K
|
|
|
Nov 12, 2024
Q3 2024
|
Belpointe Asset Management LLC
|
SELL
|
- |
-293- 2.65% |
$5.33K - $5.51K
|
10.8K
$201K
|
|
|
Nov 12, 2024
Q3 2024
|
Activest Wealth Management
|
BUY
|
- |
114+ 0.21% |
$2.07K - $2.14K
|
55.2K
$1.03M
|
|
|
Nov 08, 2024
Q3 2024
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
38.2K+ 1394.99% |
$694K - $718K
|
40.9K
$764K
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
236K+ 16.57% |
$4.29M - $4.43M
|
1.66M
$31M
|
|
|
Nov 08, 2024
Q3 2024
|
Schnieders Capital Management LLC
|
BUY
|
- |
36.7KNew |
$667K - $689K
|
36.7K
$685K
|
|
|
Nov 07, 2024
Q3 2024
|
Legacy Bridge, LLC
|
BUY
|
- |
132KNew |
$2.41M - $2.49M
|
132K
$2.47M
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
SELL
|
- |
-257K- 50.09% |
$4.68M - $4.84M
|
256K
$4.79M
|
|
|
Nov 06, 2024
Q3 2024
|
Dearborn Partners LLC
|
BUY
|
- |
1.91K+ 1.8% |
$34.7K - $35.9K
|
108K
$2.02M
|
|
|
Nov 05, 2024
Q3 2024
|
Pinnacle Financial Partners Inc
|
BUY
|
- |
1.47K+ 4.21% |
$26.8K - $27.7K
|
36.4K
$680K
|
|
|
Nov 04, 2024
Q3 2024
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
20.4K+ 143.92% |
$371K - $384K
|
34.6K
$646K
|
|
|
Nov 04, 2024
Q3 2024
|
Flynn Zito Capital Management, LLC
|
BUY
|
- |
8.9K+ 3.04% |
$162K - $167K
|
302K
$5.64M
|
|
|
Nov 04, 2024
Q3 2024
|
Investment Partners, Ltd.
|
SELL
|
- |
-1.85K- 1.33% |
$33.6K - $34.7K
|
137K
$2.56M
|
|
|
Nov 04, 2024
Q3 2024
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
16+ 0.16% |
$291 - $301
|
10.3K
$192K
|
|
|
Nov 01, 2024
Q3 2024
|
Xml Financial, LLC
|
BUY
|
- |
237+ 1.18% |
$4.31K - $4.46K
|
20.3K
$380K
|
|
|
Nov 01, 2024
Q3 2024
|
Sage Rhino Capital LLC
|
SELL
|
- |
-570- 1.22% |
$10.4K - $10.7K
|
46.1K
$861K
|
|
|
Oct 31, 2024
Q3 2024
|
Principal Financial Group Inc
Des Moines, IA |
BUY
|
- |
13.3K+ 13.58% |
$243K - $251K
|
112K
$2.08M
|
|
|
Oct 31, 2024
Q3 2024
|
Willis Johnson & Associates, Inc.
|
SELL
|
- |
-6.5K- 4.98% |
$118K - $122K
|
124K
$2.32M
|