Latest Institutional Transactions on Principal Spectrum Pfd Secs Ac (PREF)
This table provides information on the latest institutional transactions involving Principal Spectrum Pfd Secs Ac (PREF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 14, 2025
Q1 2025
|
South Plains Financial, Inc.
Lubbock, TX |
BUY
|
- |
534+ 4.61% |
$9.91K - $10K
|
12.1K
$229K
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
85.6K+ 2.81% |
$1.59M - $1.61M
|
3.14M
$59.3M
|
|
|
May 13, 2025
Q1 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1.34KNew |
$24.9K - $25.2K
|
1.34K
$25.3K
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
104K+ 5.9% |
$1.93M - $1.95M
|
1.86M
$35.2M
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
BUY
|
- |
395K+ 5.95% |
$7.34M - $7.44M
|
7.05M
$133M
|
|
|
May 13, 2025
Q1 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
5.08K+ 5.19% |
$94.2K - $95.5K
|
103K
$1.95M
|
|
|
May 13, 2025
Q1 2025
|
Vest Gen Advisors, LLC
Inverness, IL |
BUY
|
- |
14.7KNew |
$273K - $276K
|
14.7K
$278K
|
|
|
May 12, 2025
Q1 2025
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
BUY
|
- |
62.7KNew |
$1.16M - $1.18M
|
62.7K
$1.19M
|
|
|
May 12, 2025
Q1 2025
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
21.2K+ 2.77% |
$394K - $399K
|
788K
$14.9M
|
|
|
May 12, 2025
Q1 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-12.8K- 83.84% |
$237K - $241K
|
2.47K
$46.7K
|
|
|
May 09, 2025
Q1 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-3.7K- 1.22% |
$68.6K - $69.5K
|
300K
$5.67M
|
|
|
May 09, 2025
Q1 2025
|
Axs Investments LLC
Port Chester, NY |
BUY
|
- |
293KNew |
$5.43M - $5.51M
|
293K
$5.54M
|
|
|
May 09, 2025
Q1 2025
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
11+ 0.11% |
$204 - $207
|
10.3K
$195K
|
|
|
May 08, 2025
Q1 2025
|
Coastal Bridge Advisors, LLC
|
BUY
|
- |
6.45K+ 33.56% |
$120K - $121K
|
25.7K
$485K
|
|
|
May 08, 2025
Q1 2025
|
Legacy Bridge, LLC
|
BUY
|
- |
3.69K+ 2.78% |
$68.4K - $69.3K
|
136K
$2.58M
|
|
|
May 08, 2025
Q1 2025
|
Main Street Financial Solutions, LLC
|
BUY
|
- |
11.3KNew |
$209K - $212K
|
11.3K
$213K
|
|
|
May 08, 2025
Q1 2025
|
Dearborn Partners LLC
|
SELL
|
- |
-4.01K- 3.71% |
$74.3K - $75.4K
|
104K
$1.97M
|
|
|
May 07, 2025
Q1 2025
|
Four Thought Financial Partners, LLC
Venice, FL |
BUY
|
- |
1.64K+ 3.37% |
$30.4K - $30.8K
|
50.3K
$951K
|
|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
312K+ 17.37% |
$5.79M - $5.87M
|
2.11M
$39.9M
|
|
|
May 06, 2025
Q1 2025
|
Lifeworks Advisors, LLC
Grand Rapids, MI |
BUY
|
- |
76.4KNew |
$1.42M - $1.44M
|
76.4K
$1.45M
|
|
|
May 05, 2025
Q1 2025
|
Flynn Zito Capital Management, LLC
|
SELL
|
- |
-176K- 59.89% |
$3.27M - $3.32M
|
118K
$2.23M
|
|
|
May 05, 2025
Q1 2025
|
Ifp Advisors, Inc
|
BUY
|
- |
10.1K+ 106.05% |
$187K - $189K
|
19.5K
$370K
|
|
|
May 05, 2025
Q1 2025
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
8.25K+ 6.48% |
$153K - $155K
|
136K
$2.57M
|
|
|
May 05, 2025
Q1 2025
|
Private Advisor Group, LLC
|
SELL
|
- |
-135K- 38.83% |
$2.51M - $2.54M
|
213K
$4.02M
|
|
|
May 01, 2025
Q1 2025
|
Cwm, LLC
|
BUY
|
- |
84+ 0.81% |
$1.56K - $1.58K
|
10.4K
$197K
|
|
|
May 01, 2025
Q1 2025
|
Ifc Advisors LLC
Los Angeles, CA |
BUY
|
- |
415K+ 17.57% |
$7.7M - $7.81M
|
2.78M
$52.5M
|
|
|
May 01, 2025
Q1 2025
|
Grant
|
BUY
|
- |
34.2KNew |
$635K - $644K
|
34.2K
$647K
|
|
|
May 01, 2025
Q1 2025
|
Platform Technology Partners
|
BUY
|
- |
11KNew |
$204K - $207K
|
11K
$208K
|
|
|
May 01, 2025
Q1 2025
|
Asset Dedication, LLC
|
BUY
|
- |
1.78KNew |
$33K - $33.5K
|
1.78K
$33.7K
|
|
|
Apr 30, 2025
Q1 2025
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
2.5K+ 2.3% |
$46.4K - $47K
|
111K
$2.11M
|
|
|
Apr 30, 2025
Q1 2025
|
Main Street Investment Advisors LLC
|
SELL
|
- |
-10.8K- 7.57% |
$201K - $203K
|
132K
$2.49M
|
|
|
Apr 30, 2025
Q1 2025
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
15.5KNew |
$287K - $291K
|
15.5K
$292K
|
|
|
Apr 30, 2025
Q1 2025
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
1.79K+ 0.82% |
$33.1K - $33.6K
|
221K
$4.18M
|
|
|
Apr 29, 2025
Q1 2025
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
25.8K+ 79.23% |
$478K - $485K
|
58.3K
$1.1M
|
|
|
Apr 29, 2025
Q1 2025
|
Investment Partners, Ltd.
|
SELL
|
- |
-10.2K- 7.45% |
$190K - $192K
|
127K
$2.4M
|
|
|
Apr 29, 2025
Q1 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
33.9K+ 15.48% |
$628K - $637K
|
253K
$4.78M
|
|
|
Apr 29, 2025
Q1 2025
|
Gilliland Jeter Wealth Management LLC
Little Rock, AR |
SELL
|
- |
-439- 0.55% |
$8.14K - $8.26K
|
78.7K
$1.49M
|
|
|
Apr 28, 2025
Q1 2025
|
Principal Financial Group Inc
Des Moines, IA |
BUY
|
- |
34.1K+ 17.42% |
$633K - $642K
|
230K
$4.35M
|
|
|
Apr 28, 2025
Q1 2025
|
Private Trust CO Na
|
SELL
|
- |
-798- 18.95% |
$14.8K - $15K
|
3.41K
$64.6K
|
|
|
Apr 28, 2025
Q1 2025
|
Pinnacle Financial Partners Inc
|
SELL
|
- |
-8.06K- 21.02% |
$149K - $152K
|
30.3K
$572K
|
|
|
Apr 28, 2025
Q1 2025
|
Meadow Creek Wealth Advisors LLC
|
BUY
|
- |
7.76K+ 7.32% |
$144K - $146K
|
114K
$2.15M
|
|
|
Apr 24, 2025
Q1 2025
|
Cornerstone Advisors Asset Management, Inc
Bethlehem, PA |
BUY
|
- |
33.3K+ 7.44% |
$619K - $627K
|
482K
$9.11M
|
|
|
Apr 23, 2025
Q1 2025
|
Wealth Management Resources, Inc.
|
BUY
|
- |
11.5KNew |
$213K - $216K
|
11.5K
$217K
|
|
|
Apr 22, 2025
Q1 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
669+ 3.35% |
$12.4K - $12.6K
|
20.7K
$391K
|
|
|
Apr 21, 2025
Q1 2025
|
Advisor Resource Council
|
BUY
|
- |
38.7KNew |
$718K - $728K
|
38.7K
$732K
|
|
|
Apr 21, 2025
Q1 2025
|
Psi Advisors, LLC
|
BUY
|
- |
36.8K+ 16.92% |
$682K - $692K
|
254K
$4.81M
|
|
|
Apr 16, 2025
Q1 2025
|
Bensler, LLC
Bellevue, WA |
BUY
|
- |
84.9K+ 19.46% |
$1.57M - $1.6M
|
521K
$9.86M
|
|
|
Apr 15, 2025
Q1 2025
|
Ibex Wealth Advisors
Lebanon, NJ |
SELL
|
- |
-6.67K- 6.66% |
$124K - $126K
|
93.5K
$1.77M
|
|
|
Apr 14, 2025
Q1 2025
|
Griffith & Werner, Inc.
Canton, GA |
BUY
|
- |
89+ 0.81% |
$1.65K - $1.67K
|
11K
$209K
|