Latest Institutional Transactions on Principal Spectrum Pfd Secs Ac (PREF)
This table provides information on the latest institutional transactions involving Principal Spectrum Pfd Secs Ac (PREF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 10, 2025
Q3 2025
|
Main Street Investment Advisors LLC
|
BUY
|
- |
5.45K+ 4.16% |
$103K - $104K
|
136K
$2.6M
|
|
|
Nov 07, 2025
Q3 2025
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
8+ 0.06% |
$151 - $153
|
13.6K
$260K
|
|
|
Nov 07, 2025
Q3 2025
|
Jacobi Capital Management LLC
|
SELL
|
- |
-869- 5.18% |
$16.4K - $16.7K
|
15.9K
$304K
|
|
|
Nov 07, 2025
Q3 2025
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-67- 0.15% |
$1.26K - $1.28K
|
44.5K
$849K
|
|
|
Nov 07, 2025
Q3 2025
|
Fifth Third Bancorp
|
BUY
|
- |
502New |
$9.47K - $9.62K
|
502
$9.58K
|
|
|
Nov 07, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-2.37K- 96.03% |
$44.7K - $45.4K
|
98
$1.87K
|
|
|
Nov 06, 2025
Q3 2025
|
Willis Johnson & Associates, Inc.
|
SELL
|
- |
-1.2K- 1.17% |
$22.7K - $23K
|
101K
$1.94M
|
|
|
Nov 06, 2025
Q3 2025
|
Mechanics Financial Corp
|
BUY
|
- |
200+ 0.55% |
$3.77K - $3.83K
|
36.9K
$704K
|
|
|
Nov 06, 2025
Q3 2025
|
Abich Financial Wealth Management LLC
Ashburn, VA |
BUY
|
- |
204New |
$3.85K - $3.91K
|
204
$3.89K
|
|
|
Nov 06, 2025
Q3 2025
|
Whipplewood Advisors, LLC
Littleton, CO |
BUY
|
- |
235+ 1.2% |
$4.43K - $4.5K
|
19.8K
$378K
|
|
|
Nov 05, 2025
Q3 2025
|
Lex Aurum Advisors, LLC
|
BUY
|
- |
9.99K+ 28.96% |
$188K - $191K
|
44.5K
$849K
|
|
|
Nov 05, 2025
Q3 2025
|
Smartleaf Asset Management LLC
Boston, MA |
SELL
|
- |
-915- 1.52% |
$17.3K - $17.5K
|
59.1K
$1.13M
|
|
|
Nov 05, 2025
Q3 2025
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
2.16K+ 3.88% |
$40.7K - $41.3K
|
57.8K
$1.1M
|
|
|
Nov 04, 2025
Q3 2025
|
Tyche Wealth Partners LLC
Plano, TX |
SELL
|
- |
-6.45K- 1.58% |
$122K - $124K
|
402K
$7.66M
|
|
|
Nov 04, 2025
Q3 2025
|
Umb Bank, N.A.
|
SELL
|
- |
-25.1K- 46.43% |
$473K - $480K
|
28.9K
$552K
|
|
|
Nov 04, 2025
Q3 2025
|
Axs Investments LLC
Port Chester, NY |
SELL
|
- |
-35.2K- 15.46% |
$664K - $675K
|
193K
$3.67M
|
|
|
Nov 04, 2025
Q3 2025
|
Principal Financial Group Inc
Des Moines, IA |
SELL
|
- |
-12.7K- 4.49% |
$240K - $244K
|
271K
$5.18M
|
|
|
Nov 04, 2025
Q3 2025
|
Heritage Wealth Management, Inc.
Cincinnati, OH |
BUY
|
- |
582+ 2.3% |
$11K - $11.2K
|
25.9K
$494K
|
|
|
Nov 04, 2025
Q3 2025
|
Cornerstone Advisors Asset Management, Inc
Bethlehem, PA |
BUY
|
- |
37.2K+ 7.07% |
$702K - $713K
|
563K
$10.7M
|
|
|
Nov 04, 2025
Q3 2025
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-648- 0.47% |
$12.2K - $12.4K
|
136K
$2.6M
|
|
|
Nov 04, 2025
Q3 2025
|
Flynn Zito Capital Management, LLC
|
SELL
|
- |
-63.2K- 53.82% |
$1.19M - $1.21M
|
54.2K
$1.03M
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
237K+ 58.74% |
$4.47M - $4.54M
|
640K
$12.2M
|
|
|
Nov 03, 2025
Q3 2025
|
Bensler, LLC
Bellevue, WA |
BUY
|
- |
60.7K+ 10.43% |
$1.14M - $1.16M
|
643K
$12.3M
|
|
|
Nov 03, 2025
Q3 2025
|
Truist Financial Corp
|
BUY
|
- |
9.91K+ 17.63% |
$187K - $190K
|
66.2K
$1.26M
|
|
|
Nov 03, 2025
Q3 2025
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-59K- 57.38% |
$1.11M - $1.13M
|
43.8K
$836K
|
|
|
Nov 03, 2025
Q3 2025
|
Coastal Bridge Advisors, LLC
|
BUY
|
- |
4.85K+ 18.91% |
$91.5K - $93K
|
30.5K
$582K
|
|
|
Nov 03, 2025
Q3 2025
|
Activest Wealth Management
|
SELL
|
- |
-7.17K- 18.16% |
$135K - $137K
|
32.3K
$616K
|
|
|
Nov 03, 2025
Q3 2025
|
Ae Wealth Management LLC
|
BUY
|
- |
293New |
$5.53K - $5.61K
|
293
$5.59K
|
|
|
Nov 03, 2025
Q3 2025
|
Ifc Advisors LLC
Los Angeles, CA |
SELL
|
- |
-196K- 6.96% |
$3.7M - $3.76M
|
2.62M
$50M
|
|
|
Oct 31, 2025
Q3 2025
|
Bank Of Jackson Hole Trust
Jackson, WY |
SELL
|
- |
-400- 3.96% |
$7.54K - $7.66K
|
9.7K
$185K
|
|
|
Oct 31, 2025
Q3 2025
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
23+ 0.21% |
$434 - $441
|
10.8K
$207K
|
|
|
Oct 30, 2025
Q3 2025
|
Rogco, LP
Claremore, OK |
BUY
|
- |
3.02K+ 0.79% |
$56.9K - $57.8K
|
384K
$7.32M
|
|
|
Oct 29, 2025
Q3 2025
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-4.46K- 0.37% |
$84.1K - $85.4K
|
1.21M
$23.1M
|
|
|
Oct 28, 2025
Q3 2025
|
Pinnacle Financial Partners Inc
|
SELL
|
- |
-2.81K- 9.29% |
$53K - $53.9K
|
27.5K
$524K
|
|
|
Oct 28, 2025
Q3 2025
|
Gilliland Jeter Wealth Management LLC
Little Rock, AR |
BUY
|
- |
233+ 0.3% |
$4.39K - $4.46K
|
78.8K
$1.5M
|
|
|
Oct 27, 2025
Q3 2025
|
Stephens Inc
|
BUY
|
- |
271+ 1.33% |
$5.11K - $5.19K
|
20.7K
$395K
|
|
|
Oct 27, 2025
Q3 2025
|
Meadow Creek Wealth Advisors LLC
|
BUY
|
- |
6.13K+ 4.7% |
$116K - $118K
|
137K
$2.61M
|
|
|
Oct 23, 2025
Q3 2025
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
15.6K+ 2.26% |
$295K - $300K
|
709K
$13.5M
|
|
|
Oct 22, 2025
Q3 2025
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-11.1K- 14.17% |
$209K - $213K
|
67.2K
$1.28M
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-17.4K- 5.71% |
$329K - $334K
|
288K
$5.49M
|
|
|
Oct 21, 2025
Q3 2025
|
Gsb Wealth Management, LLC
|
BUY
|
- |
16.4K+ 7.3% |
$309K - $314K
|
241K
$4.59M
|
|
|
Oct 20, 2025
Q3 2025
|
Quest 10 Wealth Builders, Inc.
Fuquay Varina, VA |
SELL
|
- |
-55- 12.85% |
$1.04K - $1.05K
|
373
$7.12K
|
|
|
Oct 20, 2025
Q3 2025
|
Xml Financial, LLC
|
BUY
|
- |
229+ 1.22% |
$4.32K - $4.39K
|
18.9K
$362K
|
|
|
Oct 20, 2025
Q3 2025
|
Wright Fund Management, LLC
Santa Monica, CA |
BUY
|
- |
246KNew |
$4.64M - $4.72M
|
246K
$4.7M
|
|
|
Oct 17, 2025
Q3 2025
|
Fsc Wealth Advisors, LLC
|
BUY
|
- |
2.8K+ 15.84% |
$52.8K - $53.6K
|
20.5K
$391K
|
|
|
Oct 17, 2025
Q3 2025
|
Ehrlich Financial Group
Laguna Niguel, CA |
SELL
|
- |
-1.45K- 8.75% |
$27.4K - $27.8K
|
15.1K
$289K
|
|
|
Oct 16, 2025
Q3 2025
|
Mbl Wealth, LLC
Charlotte, NC |
BUY
|
- |
23KNew |
$434K - $441K
|
23K
$439K
|
|
|
Oct 15, 2025
Q3 2025
|
Cwm, LLC
|
BUY
|
- |
292+ 2.77% |
$5.51K - $5.59K
|
10.8K
$207K
|
|
|
Oct 15, 2025
Q3 2025
|
Private Trust CO Na
|
BUY
|
- |
4.77K+ 78.34% |
$90K - $91.5K
|
10.9K
$207K
|
|
|
Oct 15, 2025
Q3 2025
|
Davenport & CO LLC
|
SELL
|
- |
-1.05K- 8.93% |
$19.8K - $20.1K
|
10.7K
$204K
|
|