Latest Institutional Transactions on Principal Spectrum Pfd Secs Ac (PREF)
This table provides information on the latest institutional transactions involving Principal Spectrum Pfd Secs Ac (PREF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 14, 2025
Q3 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-183- 20.0% |
$3.45K - $3.51K
|
732
$14K
|
|
|
Oct 09, 2025
Q3 2025
|
Advisor Net Financial, Inc
|
BUY
|
- |
2+ 0.7% |
$37.7 - $38.3
|
287
$5.48K
|
|
|
Oct 09, 2025
Q3 2025
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-5.54K- 15.32% |
$104K - $106K
|
30.6K
$584K
|
|
|
Oct 08, 2025
Q3 2025
|
Fiduciary Alliance LLC
Greenville, SC |
BUY
|
- |
15.2K+ 14.74% |
$287K - $291K
|
118K
$2.26M
|
|
|
Oct 03, 2025
Q3 2025
|
First Citizens Financial Corp
|
BUY
|
- |
8.49K+ 16.69% |
$160K - $163K
|
59.3K
$1.13M
|
|
| Q2 2025 | |||||||
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-21.9K- 0.71% |
$399K - $416K
|
3.07M
$58.6M
|
|
|
Aug 19, 2025
Q2 2025
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
SELL
|
- |
-82- 15.33% |
$1.49K - $1.56K
|
453
$8.64K
|
|
|
Aug 14, 2025
Q2 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
822+ 2.66% |
$15K - $15.6K
|
31.7K
$605K
|
|
|
Aug 14, 2025
Q2 2025
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-852- 4.88% |
$15.5K - $16.2K
|
16.6K
$317K
|
|
|
Aug 12, 2025
Q2 2025
|
Boreal Capital Management LLC
Miami, FL |
BUY
|
- |
66.9KNew |
$1.22M - $1.27M
|
66.9K
$1.28M
|
|
|
Aug 12, 2025
Q2 2025
|
South Plains Financial, Inc.
Lubbock, TX |
SELL
|
- |
-325- 2.68% |
$5.92K - $6.17K
|
11.8K
$225K
|
|
|
Aug 12, 2025
Q2 2025
|
Laurel Wealth Advisors LLC
Charlotte, NC |
BUY
|
- |
3.33K+ 1797.3% |
$60.5K - $63.1K
|
3.51K
$67K
|
|
|
Aug 12, 2025
Q2 2025
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
20KNew |
$364K - $379K
|
20K
$381K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 12, 2025
Q2 2025
|
Global Retirement Partners, LLC
|
SELL
|
- |
-25.2K- 99.98% |
$459K - $478K
|
5
$95.4
|
|
|
Aug 11, 2025
Q2 2025
|
Platform Technology Partners
|
BUY
|
- |
8K+ 72.73% |
$146K - $152K
|
19K
$363K
|
|
|
Aug 08, 2025
Q2 2025
|
Investment Partners, Ltd.
|
SELL
|
- |
-27.4K- 21.56% |
$498K - $519K
|
99.5K
$1.9M
|
|
|
Aug 08, 2025
Q2 2025
|
Everett Harris & CO
|
BUY
|
- |
23.5KNew |
$428K - $446K
|
23.5K
$448K
|
|
|
Aug 07, 2025
Q2 2025
|
Cascade Financial Partners, LLC
San Diego, CA |
BUY
|
- |
17.4KNew |
$317K - $330K
|
17.4K
$332K
|
|
|
Aug 06, 2025
Q2 2025
|
South State Corp
|
BUY
|
- |
740New |
$13.5K - $14K
|
740
$14.1K
|
|
|
Aug 04, 2025
Q2 2025
|
Assetmark, Inc
|
BUY
|
- |
2.39KNew |
$43.5K - $45.3K
|
2.39K
$45.6K
|
|
|
Aug 04, 2025
Q2 2025
|
Hantz Financial Services, Inc.
|
BUY
|
- |
800New |
$14.6K - $15.2K
|
800
$15.3K
|
|
|
Jul 21, 2025
Q2 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
200New |
$3.64K - $3.79K
|
200
$3.82K
|
|
|
Jul 16, 2025
Q2 2025
|
Kwb Wealth
Redlands, CA |
BUY
|
- |
209KNew |
$3.81M - $3.97M
|
209K
$4M
|
|
|
Jul 16, 2025
Q2 2025
|
Essex Financial Services, Inc.
|
BUY
|
- |
47.4KNew |
$863K - $899K
|
47.4K
$904K
|
|
|
Jul 11, 2025
Q2 2025
|
Grant Private Wealth Management Inc
Pleasanton, CA |
BUY
|
- |
11.2KNew |
$203K - $212K
|
11.2K
$213K
|
|
|
Jul 11, 2025
Q2 2025
|
Pinnacle Bancorp, Inc.
|
BUY
|
- |
2.02K+ 48.91% |
$36.7K - $38.2K
|
6.14K
$117K
|
|
| Q1 2025 | |||||||
|
Sep 23, 2025
Q1 2025
|
Caldwell Trust CO
Venice, FL |
BUY
|
- |
162New |
$3.01K - $3.05K
|
162
$3.09K
|
|
|
Jun 10, 2025
Q1 2025
|
Compass Financial Services Inc
West Des Moines, IA |
SELL
|
- |
-373- 5.88% |
$6.92K - $7.02K
|
5.98K
$114K
|
|
|
May 15, 2025
Q1 2025
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-50.8K- 74.42% |
$943K - $956K
|
17.5K
$333K
|
|
|
May 14, 2025
Q1 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
65.8K+ 136.38% |
$1.22M - $1.24M
|
114K
$2.18M
|
|
|
May 14, 2025
Q1 2025
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-1.17K- 43.74% |
$21.6K - $21.9K
|
1.5K
$28.6K
|
|
|
May 13, 2025
Q1 2025
|
Vest Gen Advisors, LLC
Inverness, IL |
BUY
|
- |
14.7KNew |
$273K - $276K
|
14.7K
$280K
|
|
|
May 12, 2025
Q1 2025
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
BUY
|
- |
62.7KNew |
$1.16M - $1.18M
|
62.7K
$1.2M
|
|
|
May 01, 2025
Q1 2025
|
Asset Dedication, LLC
|
BUY
|
- |
1.78KNew |
$33K - $33.5K
|
1.78K
$34K
|
|
|
May 01, 2025
Q1 2025
|
Grant
|
BUY
|
- |
34.2KNew |
$635K - $644K
|
34.2K
$653K
|
|
|
Apr 23, 2025
Q1 2025
|
Wealth Management Resources, Inc.
|
BUY
|
- |
11.5KNew |
$213K - $216K
|
11.5K
$219K
|
|
|
Apr 21, 2025
Q1 2025
|
Advisor Resource Council
|
BUY
|
- |
38.7KNew |
$718K - $728K
|
38.7K
$738K
|
|
| Q4 2024 | |||||||
|
Feb 14, 2025
Q4 2024
|
Delta Investment Management, LLC
|
BUY
|
- |
2.56K+ 3.35% |
$47.6K - $48.1K
|
78.9K
$1.5M
|
|
|
Feb 13, 2025
Q4 2024
|
Belpointe Asset Management LLC
|
BUY
|
- |
191+ 1.77% |
$3.55K - $3.59K
|
11K
$209K
|
|
|
Feb 07, 2025
Q4 2024
|
Independent Advisor Alliance
|
BUY
|
- |
23.3KNew |
$434K - $439K
|
23.3K
$445K
|
|
|
Feb 06, 2025
Q4 2024
|
Fidelis Capital Partners, LLC
Tampa, FL |
BUY
|
- |
111+ 1.11% |
$2.06K - $2.09K
|
10.1K
$193K
|
|
|
Feb 04, 2025
Q4 2024
|
W.G. Shaheen & Associates Dba Whitney & CO
|
BUY
|
- |
2.5K+ 17.86% |
$46.5K - $47K
|
16.5K
$315K
|
|
|
Jan 31, 2025
Q4 2024
|
Laidlaw Wealth Management LLC
New York City, NY |
BUY
|
- |
1.06K+ 2.7% |
$19.6K - $19.8K
|
40.2K
$766K
|
|
|
Jan 31, 2025
Q4 2024
|
Sanctuary Advisors, LLC
Indianapolis, IN |
SELL
|
- |
-1.9K- 3.02% |
$35.3K - $35.7K
|
61.1K
$1.17M
|
|
|
Jan 29, 2025
Q4 2024
|
Stonebridge Financial Group, LLC
Wormleysburg, PA |
BUY
|
- |
8.28KNew |
$154K - $156K
|
8.28K
$158K
|
|
|
Jan 13, 2025
Q4 2024
|
Pallas Capital Advisors LLC
Braintree, MA |
SELL
|
- |
-281K- 82.0% |
$5.23M - $5.29M
|
61.7K
$1.18M
|
|
| Q3 2024 | |||||||
|
Nov 14, 2024
Q3 2024
|
Geneos Wealth Management Inc.
|
BUY
|
- |
794New |
$14.4K - $14.9K
|
794
$15.1K
|
|
|
Nov 13, 2024
Q3 2024
|
Financial Counselors Inc
|
BUY
|
- |
11.9KNew |
$216K - $223K
|
11.9K
$226K
|
|
|
Nov 08, 2024
Q3 2024
|
Schnieders Capital Management LLC
|
BUY
|
- |
36.7KNew |
$667K - $689K
|
36.7K
$699K
|
|