Purchases and Sales Made in Q1 2024 in Principal Spectrum Pfd Secs Ac (PREF)
This table provides information about the institutional ownership of Principal Spectrum Pfd Secs Ac (PREF) during Q1 2024. The information is specifically focused on institutions that hold shares of PRINCIPAL SPECTRUM PFD SECS AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 08, 2024
Q1 2024
|
W.G. Shaheen & Associates Dba Whitney & CO
|
SELL
|
- |
-300- 2.05% |
$5.23K - $5.45K
|
14.3K
$267K
|
|
|
May 08, 2024
Q1 2024
|
Delta Investment Management, LLC
|
SELL
|
- |
-1.84K- 3.0% |
$32.1K - $33.4K
|
59.6K
$1.11M
|
|
|
Apr 29, 2024
Q1 2024
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-1.9K- 2.19% |
$33.1K - $34.5K
|
84.9K
$1.59M
|
|
|
May 08, 2024
Q1 2024
|
Belpointe Asset Management LLC
|
SELL
|
- |
-3.16K- 10.44% |
$55K - $57.4K
|
27.1K
$506K
|
|
|
May 02, 2024
Q1 2024
|
Gilliland Jeter Wealth Management LLC
Little Rock, AR |
SELL
|
- |
-3.51K- 4.09% |
$61.2K - $63.8K
|
82.4K
$1.54M
|
|
|
Apr 30, 2024
Q1 2024
|
Pinnacle Financial Partners Inc
|
SELL
|
- |
-3.82K- 9.85% |
$66.5K - $69.4K
|
34.9K
$653K
|
|
|
Apr 19, 2024
Q1 2024
|
Willis Johnson & Associates, Inc.
|
SELL
|
- |
-3.9K- 2.59% |
$67.9K - $70.8K
|
147K
$2.74M
|
|
|
Apr 19, 2024
Q1 2024
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-6.08K- 29.2% |
$106K - $110K
|
14.7K
$276K
|
|
|
Apr 23, 2024
Q1 2024
|
Tyche Wealth Partners LLC
Plano, TX |
SELL
|
- |
-6.83K- 1.25% |
$119K - $124K
|
541K
$10.1M
|
|
|
Apr 30, 2024
Q1 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-7.42K- 8.36% |
$129K - $135K
|
81.3K
$1.52M
|
|
|
Apr 26, 2024
Q1 2024
|
Umb Bank, N.A.
|
SELL
|
- |
-8.04K- 11.17% |
$140K - $146K
|
63.9K
$1.2M
|
|
|
May 14, 2024
Q1 2024
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-8.56K- 8.7% |
$149K - $156K
|
89.8K
$1.68M
|
|
|
May 10, 2024
Q1 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-12K- 34.08% |
$208K - $217K
|
23.1K
$432K
|
|
|
Oct 07, 2024
Q1 2024
|
Smartleaf Asset Management LLC
Boston, MA |
SELL
|
- |
-13.5K- 37.95% |
$235K - $245K
|
22K
$412K
|
|
|
May 15, 2024
Q1 2024
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-20.7K- 99.52% |
$360K - $375K
|
100
$1.87K
|
|
|
May 13, 2024
Q1 2024
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-21.1K- 15.1% |
$368K - $383K
|
119K
$2.22M
|
|
|
May 14, 2024
Q1 2024
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-35.8K- 21.68% |
$624K - $651K
|
129K
$2.42M
|
|
|
May 14, 2024
Q1 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-44.3K- 12.18% |
$771K - $804K
|
319K
$5.96M
|
|
|
May 09, 2024
Q1 2024
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-59.7K- 26.02% |
$1.04M - $1.08M
|
170K
$3.17M
|
|
|
Apr 24, 2024
Q1 2024
|
Activest Wealth Management
|
SELL
|
- |
-66.7K- 54.8% |
$1.16M - $1.21M
|
55K
$1.03M
|
|
|
Apr 09, 2024
Q1 2024
|
Massmutual Trust CO Fsb
|
SELL
|
- |
-78.1K- 43.11% |
$1.36M - $1.42M
|
103K
$1.93M
|
|
|
Apr 22, 2024
Q1 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-91.3K- 24.05% |
$1.59M - $1.66M
|
288K
$5.39M
|
|
|
May 15, 2024
Q1 2024
|
Community Bank, N.A.
|
SELL
|
- |
-110K- 93.22% |
$1.92M - $2M
|
8K
$150K
|
|
|
May 14, 2024
Q1 2024
|
Nottingham Advisors, Inc.
Amherst, NY |
SELL
|
- |
-111K- 91.14% |
$1.93M - $2.01M
|
10.8K
$201K
|
|
|
Nov 18, 2024
Q1 2024
|
Cornerstone Advisors Asset Management, Inc
Bethlehem, PA |
SELL
|
- |
-122K- 29.06% |
$2.13M - $2.22M
|
298K
$5.56M
|
|
|
Oct 17, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-351K- 7.62% |
$6.12M - $6.38M
|
4.26M
$79.6M
|
|
|
Nov 05, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-375K- 20.91% |
$6.53M - $6.81M
|
1.42M
$26.5M
|
|
|
May 13, 2024
Q1 2024
|
Ubs Group Ag
|
SELL
|
- |
-531K- 7.74% |
$9.25M - $9.65M
|
6.33M
$118M
|
|
|
Apr 16, 2024
Q1 2024
|
Berger Financial Group, Inc
Plymouth, MN |
SELL
|
- |
-1.11M- 80.31% |
$19.4M - $20.2M
|
273K
$5.11M
|