Purchases and Sales Made in Q2 2022 in Principal Spectrum Pfd Secs Ac (PREF)
This table provides information about the institutional ownership of Principal Spectrum Pfd Secs Ac (PREF) during Q2 2022. The information is specifically focused on institutions that hold shares of PRINCIPAL SPECTRUM PFD SECS AC.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 16, 2022
Q2 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
1.58M+ 2852.86% |
$27.1M - $29.9M
|
1.63M
$30.5M
|
|
Aug 15, 2022
Q2 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
150KNew |
$2.58M - $2.85M
|
150K
$2.8M
|
|
Aug 10, 2022
Q2 2022
|
Ubs Group Ag
|
BUY
|
- |
121K+ 20.57% |
$2.08M - $2.3M
|
711K
$13.3M
|
|
Aug 15, 2022
Q2 2022
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
69.2K+ 14.74% |
$1.19M - $1.31M
|
539K
$10.1M
|
|
Aug 15, 2022
Q2 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
61K+ 73.68% |
$1.05M - $1.16M
|
144K
$2.68M
|
|
Jul 18, 2022
Q2 2022
|
Willis Johnson & Associates, Inc.
|
BUY
|
- |
48.9K+ 43.89% |
$839K - $927K
|
160K
$2.99M
|
|
Jul 08, 2022
Q2 2022
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
37.3K+ 190.8% |
$641K - $708K
|
56.9K
$1.06M
|
|
Mar 20, 2023
Q2 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
21.3K+ 51.87% |
$366K - $405K
|
62.5K
$1.17M
|
|
Jul 18, 2022
Q2 2022
|
Brinker Capital Investments, LLC
|
BUY
|
- |
20.2K+ 12.53% |
$347K - $383K
|
181K
$3.39M
|
|
Jul 20, 2022
Q2 2022
|
Dearborn Partners LLC
|
BUY
|
- |
19.9K+ 20.61% |
$342K - $378K
|
117K
$2.18M
|
|
Jul 08, 2022
Q2 2022
|
Covington Capital Management
|
BUY
|
- |
17.5K+ 3.03% |
$301K - $332K
|
595K
$11.1M
|
|
Aug 12, 2022
Q2 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
16.9K+ 5.29% |
$290K - $321K
|
336K
$6.28M
|
|
Jul 13, 2022
Q2 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
16.7K+ 26.77% |
$286K - $316K
|
79K
$1.48M
|
|
Jul 27, 2022
Q2 2022
|
Advisor Resource Council
|
BUY
|
- |
13.5KNew |
$232K - $256K
|
13.5K
$252K
|
|
Aug 08, 2022
Q2 2022
|
Greenwich Wealth Management LLC
Greenwich, CT |
BUY
|
- |
11.2KNew |
$192K - $212K
|
11.2K
$209K
|
|
Aug 10, 2022
Q2 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
9.69K+ 3.03% |
$166K - $184K
|
330K
$6.16M
|
|
Aug 12, 2022
Q2 2022
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
8.78K+ 10.21% |
$151K - $167K
|
94.7K
$1.77M
|
|
Jul 15, 2022
Q2 2022
|
Activest Wealth Management
|
BUY
|
- |
7.36K+ 27.72% |
$126K - $140K
|
33.9K
$634K
|
|
Jul 21, 2022
Q2 2022
|
Advisory Resource Group
|
BUY
|
- |
4.01K+ 5.22% |
$68.8K - $76K
|
80.8K
$1.51M
|
|
Sep 16, 2022
Q2 2022
|
Private Trust CO Na
|
BUY
|
- |
3.3KNew |
$56.6K - $62.6K
|
3.3K
$61.6K
|
|
Aug 02, 2022
Q2 2022
|
Mechanics Financial Corp
|
BUY
|
- |
1.19K+ 6.85% |
$20.4K - $22.6K
|
18.5K
$346K
|
|
Aug 09, 2022
Q2 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
1.04KNew |
$17.8K - $19.6K
|
1.04K
$19.3K
|
|
Jul 07, 2022
Q2 2022
|
Massmutual Trust CO Fsb
|
BUY
|
- |
740New |
$12.7K - $14K
|
740
$13.8K
|
|
Aug 12, 2022
Q2 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
728+ 29.26% |
$12.5K - $13.8K
|
3.22K
$60.1K
|
|
Aug 11, 2022
Q2 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
715New |
$12.3K - $13.6K
|
715
$13.4K
|
|
Aug 11, 2022
Q2 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
525New |
$9.02K - $9.96K
|
525
$9.81K
|
|
Jul 14, 2022
Q2 2022
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
452+ 3.18% |
$7.77K - $8.58K
|
14.7K
$274K
|
|
Jul 20, 2022
Q2 2022
|
Umb Bank, N.A.
|
BUY
|
- |
254+ 0.56% |
$4.36K - $4.82K
|
45.9K
$857K
|
|
Aug 02, 2022
Q2 2022
|
First Horizon Advisors, Inc.
|
BUY
|
- |
63New |
$1.08K - $1.2K
|
63
$1.18K
|
|
Aug 12, 2022
Q2 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
20+ 0.33% |
$344 - $380
|
6.1K
$114K
|
|
Sep 06, 2022
Q2 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
15New |
$258 - $285
|
15
$280
|
|
Jul 15, 2022
Q2 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
3+ 0.34% |
$51.5 - $56.9
|
879
$16.4K
|
|
Aug 09, 2022
Q2 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Aug 05, 2022
Q2 2022
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-4- 10.53% |
$68.7 - $75.9
|
34
$635
|
|
Jul 18, 2022
Q2 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-13Closed |
$223 - $247
|
0
$0
|
|
Aug 12, 2022
Q2 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-15Closed |
$258 - $285
|
0
$0
|
|
Jul 22, 2022
Q2 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-276Closed |
$4.74K - $5.24K
|
0
$0
|
|
Jul 18, 2022
Q2 2022
|
Psi Advisors, LLC
|
SELL
|
- |
-378- 0.27% |
$6.49K - $7.17K
|
138K
$2.57M
|
|
Jul 18, 2022
Q2 2022
|
Davenport & CO LLC
|
SELL
|
- |
-516- 2.34% |
$8.86K - $9.79K
|
21.5K
$402K
|
|
Aug 12, 2022
Q2 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-585- 3.31% |
$10.1K - $11.1K
|
17.1K
$319K
|
|
Aug 10, 2022
Q2 2022
|
Nottingham Advisors, Inc.
Amherst, NY |
SELL
|
- |
-657- 0.27% |
$11.3K - $12.5K
|
247K
$4.61M
|
|
Aug 15, 2022
Q2 2022
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-845- 3.78% |
$14.5K - $16K
|
21.5K
$402K
|
|
Aug 01, 2022
Q2 2022
|
Us Bancorp \De\
|
SELL
|
- |
-915Closed |
$15.7K - $17.4K
|
0
$0
|
|
Aug 01, 2022
Q2 2022
|
Xml Financial, LLC
|
SELL
|
- |
-974- 3.76% |
$16.7K - $18.5K
|
24.9K
$465K
|
|
Aug 08, 2022
Q2 2022
|
Prospera Financial Services Inc
|
SELL
|
- |
-1.45KClosed |
$24.9K - $27.5K
|
0
$0
|
|
Aug 12, 2022
Q2 2022
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-1.92K- 1.35% |
$32.9K - $36.3K
|
140K
$2.61M
|
|
Aug 16, 2022
Q2 2022
|
Ibex Wealth Advisors
Lebanon, NJ |
SELL
|
- |
-1.95K- 1.25% |
$33.4K - $36.9K
|
154K
$2.88M
|
|
Aug 12, 2022
Q2 2022
|
Clearstead Advisors, LLC
Cleveland, OH |
SELL
|
- |
-2.43KClosed |
$41.7K - $46.1K
|
0
$0
|
|
Aug 04, 2022
Q2 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-2.46KClosed |
$42.2K - $46.7K
|
0
$0
|
|
Aug 05, 2022
Q2 2022
|
W.G. Shaheen & Associates Dba Whitney & CO
|
SELL
|
- |
-2.84K- 19.67% |
$48.8K - $53.9K
|
11.6K
$217K
|