Purchases and Sales Made in Q2 2023 in Principal Spectrum Pfd Secs Ac (PREF)
This table provides information about the institutional ownership of Principal Spectrum Pfd Secs Ac (PREF) during Q2 2023. The information is specifically focused on institutions that hold shares of PRINCIPAL SPECTRUM PFD SECS AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
2.01M+ 154.79% |
$32.8M - $34.3M
|
3.31M
$62M
|
|
|
Aug 14, 2023
Q2 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
739K+ 30.94% |
$12.1M - $12.6M
|
3.13M
$58.6M
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
BUY
|
- |
429K+ 8.17% |
$7M - $7.31M
|
5.68M
$106M
|
|
|
Aug 14, 2023
Q2 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
398K+ 9.12% |
$6.49M - $6.78M
|
4.76M
$89.1M
|
|
|
Aug 17, 2023
Q2 2023
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
210K+ 116.24% |
$3.43M - $3.58M
|
391K
$7.32M
|
|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
161K+ 22.99% |
$2.63M - $2.75M
|
863K
$16.1M
|
|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
157K+ 27.5% |
$2.57M - $2.68M
|
730K
$13.7M
|
|
|
Aug 14, 2023
Q2 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
92.1KNew |
$1.5M - $1.57M
|
92.1K
$1.72M
|
|
|
Aug 11, 2023
Q2 2023
|
Argent Trust CO
Nashville, TN |
BUY
|
- |
70.6KNew |
$1.15M - $1.2M
|
70.6K
$1.32M
|
|
|
Aug 15, 2023
Q2 2023
|
Prevail Innovative Wealth Advisors, LLC
Leawood, KS |
BUY
|
- |
59.4KNew |
$968K - $1.01M
|
59.4K
$1.11M
|
|
|
Aug 11, 2023
Q2 2023
|
Four Thought Financial Partners, LLC
Venice, FL |
BUY
|
- |
40.2KNew |
$656K - $685K
|
40.2K
$753K
|
|
|
Jul 07, 2023
Q2 2023
|
First Citizens Financial Corp
|
BUY
|
- |
22.5K+ 191.19% |
$368K - $384K
|
34.3K
$643K
|
|
|
Aug 10, 2023
Q2 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
19.6K+ 6.64% |
$320K - $334K
|
315K
$5.9M
|
|
|
Aug 09, 2023
Q2 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
14.9K+ 19.13% |
$242K - $253K
|
92.6K
$1.73M
|
|
|
Aug 11, 2023
Q2 2023
|
Greytown Advisors Inc.
Miami, FL |
BUY
|
- |
14.2KNew |
$232K - $242K
|
14.2K
$266K
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
10.5K+ 2.06% |
$171K - $179K
|
520K
$9.74M
|
|
|
Jul 25, 2023
Q2 2023
|
Umb Bank, N.A.
|
BUY
|
- |
9.95K+ 14.54% |
$162K - $169K
|
78.3K
$1.47M
|
|
|
Sep 12, 2023
Q2 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
3.45KNew |
$56.3K - $58.8K
|
3.45K
$64.6K
|
|
|
May 13, 2024
Q2 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
3.07K+ 812.96% |
$50.1K - $52.4K
|
3.45K
$64.6K
|
|
|
Aug 14, 2023
Q2 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.71K+ 1.86% |
$28K - $29.2K
|
93.8K
$1.76M
|
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
1.34KNew |
$21.9K - $22.9K
|
1.34K
$25.1K
|
|
|
Aug 11, 2023
Q2 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
1.3K+ 8.17% |
$21.2K - $22.2K
|
17.2K
$322K
|
|
|
Aug 04, 2023
Q2 2023
|
Motco
|
BUY
|
- |
1.28K+ 113.25% |
$20.9K - $21.8K
|
2.41K
$45.2K
|
|
|
Jul 27, 2023
Q2 2023
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
811+ 1.73% |
$13.2K - $13.8K
|
47.7K
$893K
|
|
|
Jul 10, 2023
Q2 2023
|
Versant Capital Management, Inc
|
BUY
|
- |
750New |
$12.2K - $12.8K
|
750
$14K
|
|
|
Aug 01, 2023
Q2 2023
|
Massmutual Trust CO Fsb
|
BUY
|
- |
645+ 4.1% |
$10.5K - $11K
|
16.4K
$306K
|
|
|
Jul 20, 2023
Q2 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
308+ 1.63% |
$5.02K - $5.25K
|
19.2K
$359K
|
|
|
Aug 07, 2023
Q2 2023
|
Principal Financial Group Inc
Des Moines, IA |
BUY
|
- |
241+ 0.53% |
$3.93K - $4.11K
|
45.3K
$848K
|
|
|
Aug 07, 2023
Q2 2023
|
Investment Partners, Ltd.
|
BUY
|
- |
228+ 0.18% |
$3.72K - $3.89K
|
127K
$2.39M
|
|
|
Aug 07, 2023
Q2 2023
|
Xml Financial, LLC
|
BUY
|
- |
219+ 1.16% |
$3.57K - $3.73K
|
19.2K
$359K
|
|
|
Aug 21, 2023
Q2 2023
|
Vision Point Advisory Group, LLC
Dallas, TX |
BUY
|
- |
35New |
$571 - $596
|
35
$655
|
|
|
Aug 08, 2023
Q2 2023
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
17New |
$277 - $290
|
17
$318
|
|
|
Jul 28, 2023
Q2 2023
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-63- 0.31% |
$1.03K - $1.07K
|
20K
$374K
|
|
|
Aug 07, 2023
Q2 2023
|
Pinnacle Financial Partners Inc
|
SELL
|
- |
-84- 0.22% |
$1.37K - $1.43K
|
37.8K
$708K
|
|
|
Aug 14, 2023
Q2 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-275- 61.11% |
$4.49K - $4.69K
|
175
$3.28K
|
|
|
Aug 11, 2023
Q2 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-661- 0.09% |
$10.8K - $11.3K
|
747K
$14M
|
|
|
Jul 21, 2023
Q2 2023
|
Psi Advisors, LLC
|
SELL
|
- |
-1.41K- 1.04% |
$23K - $24K
|
134K
$2.51M
|
|
|
Aug 14, 2023
Q2 2023
|
W.G. Shaheen & Associates Dba Whitney & CO
|
SELL
|
- |
-1.5K- 10.27% |
$24.5K - $25.6K
|
13.1K
$245K
|
|
|
Jul 11, 2023
Q2 2023
|
Advisory Resource Group
|
SELL
|
- |
-1.58K- 1.94% |
$25.7K - $26.8K
|
79.7K
$1.49M
|
|
|
Aug 01, 2023
Q2 2023
|
Community Bank, N.A.
|
SELL
|
- |
-1.62K- 1.35% |
$26.3K - $27.5K
|
118K
$2.21M
|
|
|
Aug 14, 2023
Q2 2023
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-1.76K- 0.96% |
$28.7K - $29.9K
|
181K
$3.38M
|
|
|
Aug 07, 2023
Q2 2023
|
Nottingham Advisors, Inc.
Amherst, NY |
SELL
|
- |
-2.62K- 1.96% |
$42.7K - $44.6K
|
131K
$2.45M
|
|
|
Aug 11, 2023
Q2 2023
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-3.18K- 1.91% |
$51.8K - $54.1K
|
163K
$3.06M
|
|
|
Aug 15, 2023
Q2 2023
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-4.02K- 4.16% |
$65.6K - $68.5K
|
92.7K
$1.74M
|
|
|
Aug 08, 2023
Q2 2023
|
Jacobi Capital Management LLC
|
SELL
|
- |
-4.96K- 16.81% |
$81K - $84.6K
|
24.6K
$460K
|
|
|
Jul 13, 2023
Q2 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-7.94K- 27.1% |
$129K - $135K
|
21.3K
$400K
|
|
|
Aug 03, 2023
Q2 2023
|
Dearborn Partners LLC
|
SELL
|
- |
-13.8K- 11.61% |
$224K - $234K
|
105K
$1.96M
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-14K- 11.97% |
$228K - $238K
|
103K
$1.92M
|
|
|
Aug 10, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-14.3K- 11.37% |
$233K - $244K
|
112K
$2.09M
|
|
|
Aug 01, 2023
Q2 2023
|
Truist Financial Corp
|
SELL
|
- |
-14.5K- 9.51% |
$237K - $248K
|
138K
$2.59M
|