Purchases and Sales Made in Q3 2024 in Principal Spectrum Pfd Secs Ac (PREF)
This table provides information about the institutional ownership of Principal Spectrum Pfd Secs Ac (PREF) during Q3 2024. The information is specifically focused on institutions that hold shares of PRINCIPAL SPECTRUM PFD SECS AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
691K+ 9.46% |
$12.6M - $13M
|
8M
$149M
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
672K+ 14.58% |
$12.2M - $12.6M
|
5.29M
$98.8M
|
|
|
Nov 14, 2024
Q3 2024
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
660K+ 787.54% |
$12M - $12.4M
|
744K
$13.9M
|
|
|
Nov 14, 2024
Q3 2024
|
Cornerstone Advisors Asset Management, Inc
Bethlehem, PA |
BUY
|
- |
420KNew |
$7.64M - $7.9M
|
420K
$7.84M
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
236K+ 16.57% |
$4.29M - $4.43M
|
1.66M
$31M
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
BUY
|
- |
205K+ 3.25% |
$3.73M - $3.86M
|
6.52M
$122M
|
|
|
Nov 07, 2024
Q3 2024
|
Legacy Bridge, LLC
|
BUY
|
- |
132KNew |
$2.41M - $2.49M
|
132K
$2.48M
|
|
|
Nov 13, 2024
Q3 2024
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
108K+ 47.82% |
$1.97M - $2.04M
|
335K
$6.26M
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
98.8K+ 10.08% |
$1.8M - $1.86M
|
1.08M
$20.2M
|
|
|
Oct 11, 2024
Q3 2024
|
Fiduciary Alliance LLC
Greenville, SC |
BUY
|
- |
75.3KNew |
$1.37M - $1.42M
|
75.3K
$1.41M
|
|
|
Oct 22, 2024
Q3 2024
|
Rogco, LP
Claremore, OK |
BUY
|
- |
58.9K+ 20.15% |
$1.07M - $1.11M
|
351K
$6.57M
|
|
|
Nov 08, 2024
Q3 2024
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
38.2K+ 1394.99% |
$694K - $718K
|
40.9K
$764K
|
|
|
Nov 08, 2024
Q3 2024
|
Schnieders Capital Management LLC
|
BUY
|
- |
36.7KNew |
$667K - $689K
|
36.7K
$685K
|
|
|
Nov 14, 2024
Q3 2024
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
36.2K+ 338.06% |
$658K - $680K
|
46.9K
$876K
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
28.2K+ 90.96% |
$512K - $530K
|
59.1K
$1.11M
|
|
|
Oct 22, 2024
Q3 2024
|
Private Advisor Group, LLC
|
BUY
|
- |
27.9K+ 37.57% |
$508K - $525K
|
102K
$1.91M
|
|
|
Nov 04, 2024
Q3 2024
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
20.4K+ 143.92% |
$371K - $384K
|
34.6K
$646K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
16.8K+ 4.26% |
$306K - $316K
|
412K
$7.7M
|
|
|
Nov 13, 2024
Q3 2024
|
Btg Pactual Asset Management Us LLC
New York, NY |
BUY
|
- |
16.8KNew |
$305K - $315K
|
16.8K
$313K
|
|
|
Nov 12, 2024
Q3 2024
|
Signature Securities Group Corporation
|
BUY
|
- |
16.2K+ 30.84% |
$294K - $304K
|
68.6K
$1.28M
|
|
|
Oct 25, 2024
Q3 2024
|
Tyche Wealth Partners LLC
Plano, TX |
BUY
|
- |
16K+ 2.73% |
$292K - $302K
|
604K
$11.3M
|
|
|
Nov 12, 2024
Q3 2024
|
Berger Financial Group, Inc
Plymouth, MN |
BUY
|
- |
15.7K+ 5.08% |
$286K - $296K
|
325K
$6.08M
|
|
|
Nov 14, 2024
Q3 2024
|
Delta Investment Management, LLC
|
BUY
|
- |
15.5K+ 25.42% |
$281K - $291K
|
76.3K
$1.43M
|
|
|
Oct 30, 2024
Q3 2024
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
14.9K+ 55.78% |
$271K - $280K
|
41.6K
$778K
|
|
|
Oct 07, 2024
Q3 2024
|
Ehrlich Financial Group
Laguna Niguel, CA |
BUY
|
- |
13.6KNew |
$248K - $257K
|
13.6K
$255K
|
|
|
Oct 24, 2024
Q3 2024
|
Alpha Financial Partners, LLC
Lexington, KY |
BUY
|
- |
13.6KNew |
$248K - $257K
|
13.6K
$255K
|
|
|
Oct 31, 2024
Q3 2024
|
Principal Financial Group Inc
Des Moines, IA |
BUY
|
- |
13.3K+ 13.58% |
$243K - $251K
|
112K
$2.09M
|
|
|
Nov 13, 2024
Q3 2024
|
Financial Counselors Inc
|
BUY
|
- |
11.9KNew |
$216K - $223K
|
11.9K
$221K
|
|
|
Oct 02, 2024
Q3 2024
|
Massmutual Trust CO Fsb
|
BUY
|
- |
10K+ 9.68% |
$182K - $188K
|
113K
$2.12M
|
|
|
Nov 13, 2024
Q3 2024
|
Smartleaf Asset Management LLC
Boston, MA |
BUY
|
- |
9.68K+ 27.28% |
$176K - $182K
|
45.2K
$844K
|
|
|
Oct 24, 2024
Q3 2024
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
9.63K+ 8.58% |
$175K - $181K
|
122K
$2.28M
|
|
|
Oct 22, 2024
Q3 2024
|
Psi Advisors, LLC
|
BUY
|
- |
9.14K+ 4.44% |
$166K - $172K
|
215K
$4.01M
|
|
|
Oct 28, 2024
Q3 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
9.01K+ 47.63% |
$164K - $169K
|
27.9K
$522K
|
|
|
Nov 04, 2024
Q3 2024
|
Flynn Zito Capital Management, LLC
|
BUY
|
- |
8.9K+ 3.04% |
$162K - $167K
|
302K
$5.64M
|
|
|
Nov 13, 2024
Q3 2024
|
Four Thought Financial Partners, LLC
Venice, FL |
BUY
|
- |
5.79K+ 13.64% |
$105K - $109K
|
48.2K
$901K
|
|
|
Oct 16, 2024
Q3 2024
|
Lex Aurum Advisors, LLC
|
BUY
|
- |
5.06K+ 42.09% |
$92.1K - $95.2K
|
17.1K
$319K
|
|
|
Nov 13, 2024
Q3 2024
|
Kestra Advisory Services, LLC
|
BUY
|
- |
5.06K+ 16.1% |
$92.1K - $95.2K
|
36.5K
$682K
|
|
|
Nov 12, 2024
Q3 2024
|
Main Street Investment Advisors LLC
|
BUY
|
- |
3.53K+ 3.35% |
$64.2K - $66.3K
|
109K
$2.04M
|
|
|
Nov 14, 2024
Q3 2024
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
3.15K+ 3.46% |
$57.2K - $59.2K
|
94K
$1.76M
|
|
|
Nov 06, 2024
Q3 2024
|
Dearborn Partners LLC
|
BUY
|
- |
1.91K+ 1.8% |
$34.7K - $35.9K
|
108K
$2.02M
|
|
|
Nov 12, 2024
Q3 2024
|
Laidlaw Wealth Management LLC
New York City, NY |
BUY
|
- |
1.85K+ 4.97% |
$33.7K - $34.9K
|
39.1K
$731K
|
|
|
Oct 28, 2024
Q3 2024
|
Us Bancorp \De\
|
BUY
|
- |
1.6KNew |
$29.1K - $30.1K
|
1.6K
$29.9K
|
|
|
Oct 17, 2024
Q3 2024
|
Gilliland Jeter Wealth Management LLC
Little Rock, AR |
BUY
|
- |
1.54K+ 1.9% |
$27.9K - $28.9K
|
82.4K
$1.54M
|
|
|
Nov 05, 2024
Q3 2024
|
Pinnacle Financial Partners Inc
|
BUY
|
- |
1.47K+ 4.21% |
$26.8K - $27.7K
|
36.4K
$680K
|
|
|
Oct 09, 2024
Q3 2024
|
Pinnacle Bancorp, Inc.
|
BUY
|
- |
1.31K+ 46.36% |
$23.7K - $24.5K
|
4.12K
$77K
|
|
|
Oct 16, 2024
Q3 2024
|
Global Retirement Partners, LLC
|
BUY
|
- |
1.25K+ 2.97% |
$22.7K - $23.4K
|
43.1K
$806K
|
|
|
Nov 13, 2024
Q3 2024
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
1.17K+ 77.73% |
$21.2K - $21.9K
|
2.67K
$49.8K
|
|
|
Nov 14, 2024
Q3 2024
|
Geneos Wealth Management Inc.
|
BUY
|
- |
794New |
$14.4K - $14.9K
|
794
$14.8K
|
|
|
Oct 28, 2024
Q3 2024
|
Rosenberg Matthew Hamilton
|
BUY
|
- |
495New |
$9K - $9.31K
|
495
$9.25K
|
|
|
Oct 08, 2024
Q3 2024
|
Cwm, LLC
|
BUY
|
- |
397+ 4.06% |
$7.22K - $7.47K
|
10.2K
$190K
|