Purchases and Sales Made in Q3 2025 in Principal Spectrum Pfd Secs Ac (PREF)
This table provides information about the institutional ownership of Principal Spectrum Pfd Secs Ac (PREF) during Q3 2025. The information is specifically focused on institutions that hold shares of PRINCIPAL SPECTRUM PFD SECS AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 20, 2025
Q3 2025
|
Wright Fund Management, LLC
Santa Monica, CA |
BUY
|
- |
246KNew |
$4.64M - $4.72M
|
246K
$4.7M
|
|
|
Oct 16, 2025
Q3 2025
|
Mbl Wealth, LLC
Charlotte, NC |
BUY
|
- |
23KNew |
$434K - $441K
|
23K
$439K
|
|
|
Oct 21, 2025
Q3 2025
|
Gsb Wealth Management, LLC
|
BUY
|
- |
16.4K+ 7.3% |
$309K - $314K
|
241K
$4.6M
|
|
|
Oct 08, 2025
Q3 2025
|
Fiduciary Alliance LLC
Greenville, SC |
BUY
|
- |
15.2K+ 14.74% |
$287K - $291K
|
118K
$2.26M
|
|
|
Oct 14, 2025
Q3 2025
|
Cliftonlarsonallen Wealth Advisors, LLC
|
BUY
|
- |
11.7K+ 26.72% |
$221K - $225K
|
55.6K
$1.06M
|
|
|
Oct 03, 2025
Q3 2025
|
First Citizens Financial Corp
|
BUY
|
- |
8.49K+ 16.69% |
$160K - $163K
|
59.3K
$1.13M
|
|
|
Oct 14, 2025
Q3 2025
|
Berger Financial Group, Inc
Plymouth, MN |
BUY
|
- |
5.06K+ 1.19% |
$95.4K - $96.9K
|
430K
$8.22M
|
|
|
Oct 15, 2025
Q3 2025
|
Private Trust CO Na
|
BUY
|
- |
4.77K+ 78.34% |
$90K - $91.5K
|
10.9K
$208K
|
|
|
Oct 22, 2025
Q3 2025
|
Massmutual Trust CO Fsb
|
BUY
|
- |
3.78K+ 2.93% |
$71.3K - $72.5K
|
133K
$2.54M
|
|
|
Oct 17, 2025
Q3 2025
|
Fsc Wealth Advisors, LLC
|
BUY
|
- |
2.8K+ 15.84% |
$52.8K - $53.6K
|
20.5K
$391K
|
|
|
Oct 15, 2025
Q3 2025
|
Cwm, LLC
|
BUY
|
- |
292+ 2.77% |
$5.51K - $5.59K
|
10.8K
$207K
|
|
|
Oct 20, 2025
Q3 2025
|
Xml Financial, LLC
|
BUY
|
- |
229+ 1.22% |
$4.32K - $4.39K
|
18.9K
$362K
|
|
|
Oct 09, 2025
Q3 2025
|
Advisor Net Financial, Inc
|
BUY
|
- |
2+ 0.7% |
$37.7 - $38.3
|
287
$5.48K
|
|
|
Oct 20, 2025
Q3 2025
|
Quest 10 Wealth Builders, Inc.
Fuquay Varina, VA |
SELL
|
- |
-55- 12.85% |
$1.04K - $1.05K
|
373
$7.12K
|
|
|
Oct 14, 2025
Q3 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-183- 20.0% |
$3.45K - $3.51K
|
732
$14K
|
|
|
Oct 15, 2025
Q3 2025
|
Davenport & CO LLC
|
SELL
|
- |
-1.05K- 8.93% |
$19.8K - $20.1K
|
10.7K
$204K
|
|
|
Oct 17, 2025
Q3 2025
|
Ehrlich Financial Group
Laguna Niguel, CA |
SELL
|
- |
-1.45K- 8.75% |
$27.4K - $27.8K
|
15.1K
$289K
|
|
|
Oct 09, 2025
Q3 2025
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-5.54K- 15.32% |
$104K - $106K
|
30.6K
$585K
|
|
|
Oct 22, 2025
Q3 2025
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-11.1K- 14.17% |
$209K - $213K
|
67.2K
$1.28M
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-17.4K- 5.71% |
$329K - $334K
|
288K
$5.5M
|