Purchases and Sales Made in Q4 2021 in Principal Spectrum Pfd Secs Ac (PREF)
This table provides information about the institutional ownership of Principal Spectrum Pfd Secs Ac (PREF) during Q4 2021. The information is specifically focused on institutions that hold shares of PRINCIPAL SPECTRUM PFD SECS AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
486K+ 26.64% |
$9.79M - $10M
|
2.31M
$43.2M
|
|
|
Feb 15, 2022
Q4 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
437KNew |
$8.8M - $9.03M
|
437K
$8.17M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
316K+ 49.68% |
$6.35M - $6.52M
|
951K
$17.8M
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
281K+ 12.43% |
$5.66M - $5.8M
|
2.54M
$47.5M
|
|
|
Jan 13, 2022
Q4 2021
|
Activest Wealth Management
|
BUY
|
- |
204K+ 443.81% |
$4.11M - $4.22M
|
250K
$4.68M
|
|
|
Feb 16, 2022
Q4 2021
|
Covington Capital Management
|
BUY
|
- |
165K+ 46.95% |
$3.33M - $3.42M
|
518K
$9.68M
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
67.1KNew |
$1.35M - $1.39M
|
67.1K
$1.25M
|
|
|
Feb 10, 2022
Q4 2021
|
Old Mission Capital LLC
|
BUY
|
- |
53.3KNew |
$1.07M - $1.1M
|
53.3K
$996K
|
|
|
Jan 18, 2022
Q4 2021
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
BUY
|
- |
48.9K+ 76.72% |
$983K - $1.01M
|
113K
$2.1M
|
|
|
Feb 09, 2022
Q4 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
47K+ 17.33% |
$947K - $971K
|
319K
$5.95M
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
45.4K+ 106.28% |
$913K - $938K
|
88.1K
$1.65M
|
|
|
Jan 25, 2022
Q4 2021
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
42.3KNew |
$850K - $872K
|
42.3K
$790K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
35.5K+ 15.35% |
$715K - $734K
|
267K
$4.99M
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
29.3K+ 28.37% |
$590K - $605K
|
133K
$2.48M
|
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
24.4K+ 31.47% |
$492K - $505K
|
102K
$1.91M
|
|
|
Feb 16, 2022
Q4 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
BUY
|
- |
20.2K+ 18.0% |
$406K - $417K
|
132K
$2.47M
|
|
|
Feb 11, 2022
Q4 2021
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
17.7K+ 4.64% |
$356K - $365K
|
399K
$7.45M
|
|
|
May 13, 2022
Q4 2021
|
Mechanics Financial Corp
|
BUY
|
- |
17.4KNew |
$349K - $358K
|
17.4K
$324K
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
16.1K+ 5.3% |
$323K - $331K
|
319K
$5.97M
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
15.9K+ 38.75% |
$321K - $329K
|
57.1K
$1.07M
|
|
|
Feb 11, 2022
Q4 2021
|
Advisor Resource Council
|
BUY
|
- |
13.9K+ 7220.21% |
$280K - $288K
|
14.1K
$264K
|
|
|
Feb 08, 2022
Q4 2021
|
West Bancorporation Inc
|
BUY
|
- |
9.59K+ 239.7% |
$193K - $198K
|
13.6K
$254K
|
|
|
Feb 08, 2022
Q4 2021
|
Advisory Resource Group
|
BUY
|
- |
5.74K+ 8.08% |
$115K - $118K
|
76.7K
$1.43M
|
|
|
Feb 14, 2022
Q4 2021
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
4.85KNew |
$97.7K - $100K
|
4.85K
$90.7K
|
|
|
Jan 21, 2022
Q4 2021
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
3.96K+ 40.18% |
$79.7K - $81.8K
|
13.8K
$258K
|
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
BUY
|
- |
3.61K+ 62.1% |
$72.7K - $74.6K
|
9.43K
$176K
|
|
|
Feb 14, 2022
Q4 2021
|
Core Wealth Advisors, Inc.
Lakeland, FL |
BUY
|
- |
3.33K+ 59.45% |
$67K - $68.7K
|
8.93K
$167K
|
|
|
Feb 14, 2022
Q4 2021
|
Clearstead Advisors, LLC
Cleveland, OH |
BUY
|
- |
2.43KNew |
$48.9K - $50.2K
|
2.43K
$45.4K
|
|
|
Jan 21, 2022
Q4 2021
|
Willis Johnson & Associates, Inc.
|
BUY
|
- |
2.19K+ 3.61% |
$44.1K - $45.2K
|
62.9K
$1.17M
|
|
|
Feb 07, 2022
Q4 2021
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
2.12K+ 3.53% |
$42.7K - $43.8K
|
62.2K
$1.16M
|
|
|
Feb 09, 2022
Q4 2021
|
Umb Bank, N.A.
|
BUY
|
- |
1.56KNew |
$31.3K - $32.1K
|
1.56K
$29.1K
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
1.28K+ 7.66% |
$25.8K - $26.5K
|
18K
$337K
|
|
|
Feb 14, 2022
Q4 2021
|
Iag Wealth Partners, LLC
|
BUY
|
- |
1.24KNew |
$24.9K - $25.6K
|
1.24K
$23.2K
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.02KNew |
$20.4K - $21K
|
1.02K
$19K
|
|
|
Feb 01, 2022
Q4 2021
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
684+ 3.05% |
$13.8K - $14.1K
|
23.1K
$432K
|
|
|
Feb 08, 2022
Q4 2021
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
563New |
$11.3K - $11.6K
|
563
$10.5K
|
|
|
Feb 11, 2022
Q4 2021
|
Rgt Wealth Advisors, LLC
|
BUY
|
- |
499New |
$10K - $10.3K
|
499
$9.33K
|
|
|
Feb 10, 2022
Q4 2021
|
Davenport & CO LLC
|
BUY
|
- |
475+ 2.63% |
$9.56K - $9.81K
|
18.6K
$347K
|
|
|
Feb 09, 2022
Q4 2021
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
138+ 0.96% |
$2.78K - $2.85K
|
14.5K
$272K
|
|
|
Feb 07, 2022
Q4 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
75New |
$1.51K - $1.55K
|
75
$1.4K
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
55+ 0.91% |
$1.11K - $1.14K
|
6.1K
$114K
|
|
|
Feb 11, 2022
Q4 2021
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
21+ 0.09% |
$423 - $434
|
22.3K
$418K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
SELL
|
- |
-4Closed |
$80.5 - $82.6
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-55- 16.42% |
$1.11K - $1.14K
|
280
$5.23K
|
|
|
Jan 28, 2022
Q4 2021
|
Dearborn Partners LLC
|
SELL
|
- |
-421- 0.58% |
$8.47K - $8.69K
|
72.4K
$1.35M
|
|
|
Feb 01, 2022
Q4 2021
|
Xml Financial, LLC
|
SELL
|
- |
-507- 1.86% |
$10.2K - $10.5K
|
26.8K
$501K
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-1.2K- 1.93% |
$24.1K - $24.8K
|
61K
$1.14M
|
|
|
Feb 07, 2022
Q4 2021
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-1.36KClosed |
$27.3K - $28K
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-1.53KClosed |
$30.8K - $31.6K
|
0
$0
|