Purchases and Sales Made in Q4 2022 in Principal Spectrum Pfd Secs Ac (PREF)
This table provides information about the institutional ownership of Principal Spectrum Pfd Secs Ac (PREF) during Q4 2022. The information is specifically focused on institutions that hold shares of PRINCIPAL SPECTRUM PFD SECS AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
3.28M+ 141.56% |
$54.2M - $56.9M
|
5.59M
$104M
|
|
|
Feb 15, 2023
Q4 2022
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
609KNew |
$10.1M - $10.6M
|
609K
$11.4M
|
|
|
Feb 14, 2023
Q4 2022
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
554KNew |
$9.18M - $9.63M
|
554K
$10.4M
|
|
|
Feb 13, 2023
Q4 2022
|
Pitcairn CO
Jenkintown, PA |
BUY
|
- |
464KNew |
$7.68M - $8.06M
|
464K
$8.67M
|
|
|
Feb 03, 2023
Q4 2022
|
Goldstein Advisors, LLC
Madison, WI |
BUY
|
- |
418KNew |
$6.92M - $7.26M
|
418K
$7.81M
|
|
|
Feb 14, 2023
Q4 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
283KNew |
$4.68M - $4.92M
|
283K
$5.29M
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
242K+ 770.67% |
$4M - $4.2M
|
273K
$5.1M
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
191K+ 10.89% |
$3.16M - $3.31M
|
1.94M
$36.3M
|
|
|
Feb 14, 2023
Q4 2022
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
153KNew |
$2.53M - $2.66M
|
153K
$2.86M
|
|
|
Jan 17, 2023
Q4 2022
|
Investment Partners, Ltd.
|
BUY
|
- |
127KNew |
$2.11M - $2.21M
|
127K
$2.38M
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
106K+ 13.08% |
$1.76M - $1.84M
|
918K
$17.1M
|
|
|
Feb 13, 2023
Q4 2022
|
Fiduciary Trust CO
Boston, MA |
BUY
|
- |
102KNew |
$1.68M - $1.77M
|
102K
$1.9M
|
|
|
Jan 25, 2023
Q4 2022
|
Aj Wealth Strategies, LLC
|
BUY
|
- |
98.1KNew |
$1.62M - $1.7M
|
98.1K
$1.83M
|
|
|
Jan 31, 2023
Q4 2022
|
Sage Rhino Capital LLC
|
BUY
|
- |
90.4KNew |
$1.5M - $1.57M
|
90.4K
$1.69M
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
86.7K+ 29.0% |
$1.43M - $1.51M
|
386K
$7.2M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
61.5K+ 39.21% |
$1.02M - $1.07M
|
218K
$4.08M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
45.6K+ 32.54% |
$755K - $793K
|
186K
$3.47M
|
|
|
Jan 06, 2023
Q4 2022
|
Massmutual Trust CO Fsb
|
BUY
|
- |
35.8K+ 1671.39% |
$592K - $621K
|
37.9K
$708K
|
|
|
Jan 11, 2023
Q4 2022
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
30.5K+ 40.3% |
$505K - $530K
|
106K
$1.99M
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
30K+ 7.01% |
$496K - $521K
|
458K
$8.55M
|
|
|
Jan 10, 2023
Q4 2022
|
Umb Bank, N.A.
|
BUY
|
- |
29.2K+ 63.7% |
$483K - $507K
|
75K
$1.4M
|
|
|
Feb 02, 2023
Q4 2022
|
Main Street Investment Advisors LLC
|
BUY
|
- |
23.9K+ 27.32% |
$396K - $416K
|
112K
$2.08M
|
|
|
Feb 08, 2023
Q4 2022
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
16.8K+ 112.29% |
$278K - $292K
|
31.8K
$593K
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
12.7K+ 8.08% |
$211K - $221K
|
170K
$3.18M
|
|
|
Jan 11, 2023
Q4 2022
|
First Citizens Financial Corp
|
BUY
|
- |
11.8KNew |
$195K - $205K
|
11.8K
$220K
|
|
|
Feb 02, 2023
Q4 2022
|
Raymond James Trust N.A.
|
BUY
|
- |
11.6KNew |
$192K - $201K
|
11.6K
$216K
|
|
|
Jan 18, 2023
Q4 2022
|
Activest Wealth Management
|
BUY
|
- |
11.5K+ 31.66% |
$190K - $199K
|
47.6K
$890K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
5.71K+ 1.47% |
$94.5K - $99.2K
|
394K
$7.36M
|
|
|
Jan 20, 2023
Q4 2022
|
Willis Johnson & Associates, Inc.
|
BUY
|
- |
5.2K+ 2.79% |
$86.1K - $90.3K
|
192K
$3.58M
|
|
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
5.05KNew |
$83.6K - $87.8K
|
5.05K
$94.4K
|
|
|
Feb 06, 2023
Q4 2022
|
Brinker Capital Investments, LLC
|
BUY
|
- |
4.01K+ 2.23% |
$66.3K - $69.6K
|
184K
$3.44M
|
|
|
Feb 14, 2023
Q4 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
2.86K+ 7.32% |
$47.3K - $49.6K
|
41.9K
$782K
|
|
|
Feb 09, 2023
Q4 2022
|
Principal Financial Group Inc
Des Moines, IA |
BUY
|
- |
1.54K+ 12.61% |
$25.4K - $26.7K
|
13.7K
$256K
|
|
|
Feb 07, 2023
Q4 2022
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
946+ 1.01% |
$15.7K - $16.4K
|
94.9K
$1.77M
|
|
|
Jan 20, 2023
Q4 2022
|
Mechanics Financial Corp
|
BUY
|
- |
885+ 4.04% |
$14.6K - $15.4K
|
22.8K
$426K
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
773New |
$12.8K - $13.4K
|
773
$14.4K
|
|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
503+ 8.22% |
$8.32K - $8.74K
|
6.62K
$124K
|
|
|
Feb 02, 2023
Q4 2022
|
Dearborn Partners LLC
|
BUY
|
- |
280+ 0.24% |
$4.63K - $4.86K
|
119K
$2.22M
|
|
|
Jan 27, 2023
Q4 2022
|
Advisory Resource Group
|
BUY
|
- |
62+ 0.08% |
$1.03K - $1.08K
|
79.6K
$1.49M
|
|
|
Feb 01, 2023
Q4 2022
|
Cwm, LLC
|
BUY
|
- |
28+ 0.3% |
$463 - $486
|
9.49K
$177K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 03, 2023
Q4 2022
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-11- 0.05% |
$182 - $191
|
24.1K
$450K
|
|
|
Feb 15, 2023
Q4 2022
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-17- 50.0% |
$281 - $295
|
17
$318
|
|
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-1.21K- 1.56% |
$20K - $21K
|
76.5K
$1.43M
|
|
|
Jan 31, 2023
Q4 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-1.3K- 7.25% |
$21.5K - $22.5K
|
16.6K
$310K
|
|
|
Feb 10, 2023
Q4 2022
|
Motco
|
SELL
|
- |
-1.36K- 54.57% |
$22.5K - $23.6K
|
1.13K
$21.1K
|
|
|
Feb 09, 2023
Q4 2022
|
Xml Financial, LLC
|
SELL
|
- |
-2.15K- 10.3% |
$35.6K - $37.3K
|
18.7K
$350K
|
|
|
Feb 03, 2023
Q4 2022
|
Pinnacle Financial Partners Inc
|
SELL
|
- |
-2.64K- 7.55% |
$43.7K - $45.9K
|
32.3K
$604K
|
|
|
Jan 20, 2023
Q4 2022
|
Davenport & CO LLC
|
SELL
|
- |
-4.26K- 22.42% |
$70.5K - $74K
|
14.7K
$276K
|
|
|
Jan 19, 2023
Q4 2022
|
Psi Advisors, LLC
|
SELL
|
- |
-4.42K- 3.33% |
$73.1K - $76.7K
|
128K
$2.39M
|