Purchases and Sales Made in Q4 2023 in Principal Spectrum Pfd Secs Ac (PREF)
This table provides information about the institutional ownership of Principal Spectrum Pfd Secs Ac (PREF) during Q4 2023. The information is specifically focused on institutions that hold shares of PRINCIPAL SPECTRUM PFD SECS AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 02, 2024
Q4 2023
|
Delta Investment Management, LLC
|
BUY
|
- |
848+ 1.4% |
$13.8K - $14.9K
|
61.4K
$1.15M
|
|
|
Feb 14, 2024
Q4 2023
|
Greytown Advisors Inc.
Miami, FL |
BUY
|
- |
804+ 5.65% |
$13.1K - $14.1K
|
15K
$281K
|
|
|
Feb 06, 2024
Q4 2023
|
Cullen/Frost Bankers, Inc.
|
BUY
|
- |
637+ 670.53% |
$10.4K - $11.2K
|
732
$13.7K
|
|
|
Feb 06, 2024
Q4 2023
|
Four Thought Financial Partners, LLC
Venice, FL |
BUY
|
- |
353+ 0.85% |
$5.76K - $6.19K
|
41.9K
$784K
|
|
|
Feb 01, 2024
Q4 2023
|
Cwm, LLC
|
BUY
|
- |
335+ 3.53% |
$5.47K - $5.88K
|
9.82K
$184K
|
|
|
Feb 14, 2024
Q4 2023
|
Xml Financial, LLC
|
BUY
|
- |
243+ 1.25% |
$3.97K - $4.26K
|
19.6K
$367K
|
|
|
Feb 12, 2024
Q4 2023
|
Laidlaw Wealth Management LLC
New York City, NY |
BUY
|
- |
238+ 0.8% |
$3.89K - $4.17K
|
30K
$561K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
155+ 0.05% |
$2.53K - $2.72K
|
320K
$5.99M
|
|
|
Feb 14, 2024
Q4 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
134+ 0.63% |
$2.19K - $2.35K
|
21.5K
$402K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-79- 17.29% |
$1.29K - $1.39K
|
378
$7.07K
|
|
|
Feb 14, 2024
Q4 2023
|
Jacobi Capital Management LLC
|
SELL
|
- |
-758- 3.91% |
$12.4K - $13.3K
|
18.6K
$348K
|
|
|
Feb 05, 2024
Q4 2023
|
Sage Rhino Capital LLC
|
SELL
|
- |
-944- 2.07% |
$15.4K - $16.6K
|
44.6K
$834K
|
|
|
Jan 26, 2024
Q4 2023
|
Dearborn Partners LLC
|
SELL
|
- |
-1.09K- 1.06% |
$17.8K - $19.1K
|
102K
$1.91M
|
|
|
Feb 06, 2024
Q4 2023
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-1.77K- 2.0% |
$28.9K - $31K
|
86.8K
$1.62M
|
|
|
Feb 01, 2024
Q4 2023
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-2.2K- 10.93% |
$35.8K - $38.5K
|
17.9K
$335K
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-3.81K- 4.12% |
$62.2K - $66.8K
|
88.7K
$1.66M
|
|
|
Feb 09, 2024
Q4 2023
|
Argent Trust CO
Nashville, TN |
SELL
|
- |
-5.21K- 9.83% |
$85.1K - $91.4K
|
47.8K
$894K
|
|
|
Jan 23, 2024
Q4 2023
|
Umb Bank, N.A.
|
SELL
|
- |
-6.34K- 8.09% |
$104K - $111K
|
72K
$1.35M
|
|
|
Jan 12, 2024
Q4 2023
|
Willis Johnson & Associates, Inc.
|
SELL
|
- |
-6.55K- 4.17% |
$107K - $115K
|
151K
$2.82M
|
|
|
Jan 29, 2024
Q4 2023
|
Nottingham Advisors, Inc.
Amherst, NY |
SELL
|
- |
-8.49K- 6.53% |
$139K - $149K
|
122K
$2.27M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-9.64K- 21.57% |
$157K - $169K
|
35.1K
$656K
|
|
|
Jan 19, 2024
Q4 2023
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-13.6K- 39.46% |
$222K - $238K
|
20.8K
$390K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-24.4K- 23.62% |
$399K - $428K
|
79K
$1.48M
|
|
|
Jan 26, 2024
Q4 2023
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-51.6K- 23.81% |
$843K - $905K
|
165K
$3.09M
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-58.1K- 11.36% |
$949K - $1.02M
|
453K
$8.48M
|
|
|
Feb 06, 2024
Q4 2023
|
Rogco, LP
Claremore, OK |
SELL
|
- |
-75.1K- 20.81% |
$1.23M - $1.32M
|
286K
$5.35M
|
|
|
Nov 19, 2024
Q4 2023
|
Cornerstone Advisors Asset Management, Inc
Bethlehem, PA |
SELL
|
- |
-161K- 38.3% |
$2.63M - $2.82M
|
259K
$4.85M
|
|
|
Feb 14, 2024
Q4 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-373K- 50.64% |
$6.09M - $6.54M
|
363K
$6.8M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-1M- 21.74% |
$16.4M - $17.6M
|
3.61M
$67.5M
|