Purchases and Sales Made in Q1 2022 in Northern Lts Fd Tr Iii Hcm Def (QQH)
This table provides information about the institutional ownership of Northern Lts Fd Tr Iii Hcm Def (QQH) during Q1 2022. The information is specifically focused on institutions that hold shares of NORTHERN LTS FD TR III HCM DEF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 16, 2022
Q1 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
3.91M+ 5955.39% |
$174M - $224M
|
3.98M
$254M
|
|
|
May 02, 2022
Q1 2022
|
Howard Capital Management Inc.
|
BUY
|
- |
433K+ 14.44% |
$19.3M - $24.8M
|
3.43M
$219M
|
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
123K+ 1427.23% |
$5.5M - $7.07M
|
132K
$8.44M
|
|
|
Apr 18, 2022
Q1 2022
|
Ae Wealth Management LLC
|
BUY
|
- |
81.3K+ 63.3% |
$3.62M - $4.66M
|
210K
$13.4M
|
|
|
May 04, 2022
Q1 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
51.7K+ 63.08% |
$2.3M - $2.96M
|
134K
$8.54M
|
|
|
Aug 08, 2022
Q1 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
49.3K+ 825.11% |
$2.2M - $2.83M
|
55.3K
$3.54M
|
|
|
May 19, 2022
Q1 2022
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
30K+ 33.58% |
$1.34M - $1.72M
|
119K
$7.62M
|
|
|
May 12, 2022
Q1 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
28.3K+ 7.53% |
$1.26M - $1.62M
|
403K
$25.8M
|
|
|
May 13, 2022
Q1 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
27.2K+ 138.06% |
$1.21M - $1.56M
|
46.9K
$3M
|
|
|
Sep 06, 2022
Q1 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
24.1K+ 43.53% |
$1.07M - $1.38M
|
79.4K
$5.08M
|
|
|
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
18.1K+ 237.54% |
$808K - $1.04M
|
25.8K
$1.65M
|
|
|
May 12, 2022
Q1 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
14.5K+ 21.85% |
$645K - $830K
|
80.8K
$5.17M
|
|
|
May 20, 2022
Q1 2022
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
12.3KNew |
$548K - $705K
|
12.3K
$786K
|
|
|
May 12, 2022
Q1 2022
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
11.9K+ 113.11% |
$532K - $685K
|
22.5K
$1.44M
|
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
9.95K+ 15.7% |
$443K - $570K
|
73.3K
$4.69M
|
|
|
Apr 26, 2022
Q1 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
8.39KNew |
$374K - $481K
|
8.39K
$536K
|
|
|
May 16, 2022
Q1 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
8.31KNew |
$370K - $476K
|
8.31K
$531K
|
|
|
May 11, 2022
Q1 2022
|
Delta Investment Management, LLC
|
BUY
|
- |
7.56K+ 19.26% |
$337K - $433K
|
46.8K
$2.99M
|
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
6.98K+ 67.59% |
$311K - $400K
|
17.3K
$1.11M
|
|
|
Aug 11, 2022
Q1 2022
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
6.65KNew |
$296K - $381K
|
6.65K
$425K
|
|
|
Apr 12, 2022
Q1 2022
|
Brookstone Capital Management
|
BUY
|
- |
4.2K+ 23.29% |
$187K - $241K
|
22.2K
$1.42M
|
|
|
May 12, 2022
Q1 2022
|
Bison Wealth, LLC
|
BUY
|
- |
4.19KNew |
$187K - $240K
|
4.19K
$268K
|
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
BUY
|
- |
2.22K+ 312.96% |
$99K - $127K
|
2.93K
$187K
|
|
|
May 13, 2022
Q1 2022
|
Worth Asset Management, LLC
|
BUY
|
- |
1.7KNew |
$75.5K - $97.1K
|
1.7K
$108K
|
|
|
May 04, 2022
Q1 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
1.26KNew |
$55.9K - $72K
|
1.26K
$80.3K
|
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
129New |
$5.75K - $7.39K
|
129
$8.25K
|
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 02, 2022
Q1 2022
|
Ntb Financial Corp
Centennial, CO |
SELL
|
- |
-154- 0.49% |
$6.86K - $8.82K
|
31.1K
$1.99M
|
|
|
Apr 20, 2022
Q1 2022
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-395- 2.65% |
$17.6K - $22.6K
|
14.5K
$927K
|
|
|
May 04, 2022
Q1 2022
|
Absolute Capital Management, LLC
|
SELL
|
- |
-1.28KClosed |
$57K - $73.3K
|
0
$0
|
|
|
Apr 29, 2022
Q1 2022
|
Mcdonald Partners LLC
|
SELL
|
- |
-1.28KClosed |
$57K - $73.3K
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-3.55KClosed |
$158K - $203K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Kovack Advisors, Inc.
|
SELL
|
- |
-3.91KClosed |
$174K - $224K
|
0
$0
|
|
|
May 03, 2022
Q1 2022
|
Triumph Capital Management
|
SELL
|
- |
-8.46KClosed |
$377K - $485K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-14.9K- 13.22% |
$665K - $856K
|
98K
$6.27M
|
|
|
May 16, 2022
Q1 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-26.3K- 67.5% |
$1.17M - $1.5M
|
12.6K
$808K
|
|
|
May 06, 2022
Q1 2022
|
Cpr Investments Inc.
Rochester, MI |
SELL
|
- |
-30.5K- 15.96% |
$1.36M - $1.75M
|
161K
$10.3M
|
|
|
May 17, 2022
Q1 2022
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-35.7KClosed |
$1.59M - $2.05M
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-44.2K- 49.64% |
$1.97M - $2.53M
|
44.8K
$2.86M
|
|
|
Jun 10, 2022
Q1 2022
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-3.9M- 97.91% |
$174M - $223M
|
83.3K
$5.33M
|