Ubs Group Ag Northern Lts Fd Tr Iii Hcm Def Transaction History

Ubs Group Ag

$397 Billion
Q1 2024

Shares

13 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2023 Aug 11, 2023	SELL	$37.89 - $47.24 $82,865 - $103,313	-2,187 Reduced 69.72%	950 $44,000
Q1 2023 May 12, 2023	SELL	$33.77 - $39.37 $68,147 - $79,448	-2,018 Reduced 39.15%	3,137 $123,000
Q4 2022 Feb 08, 2023	BUY	$33.74 - $36.66 $94,168 - $102,318	2,791 Added 118.06%	5,155 $175,000
Q3 2022 Nov 10, 2022	BUY	N/A	2,341 Added 10178.26%	2,364 $83,000
Q2 2022 Aug 10, 2022	SELL	N/A	-2,909 Reduced 99.22%	23 $1,000

Q1 2022 May 16, 2022	BUY	N/A	2,222 Added 312.96%	2,932 $140,000
Q4 2021 Feb 14, 2022	BUY	N/A	42 Added 6.29%	710 $40,000
Q3 2021 Nov 15, 2021	BUY	N/A	668 New	668 $32,000
Q2 2021 Aug 13, 2021	SELL	N/A	-4,697 Closed	0 $0
Q1 2021 May 12, 2021	BUY	N/A	4,673 Added 19470.83%	4,697 $195,000
Q4 2020 Feb 11, 2021	SELL	N/A	-703 Reduced 96.7%	24 $1,000
Q3 2020 Nov 12, 2020	BUY	N/A	458 Added 170.26%	727 $25,000
Q2 2020 Jul 31, 2020	BUY	N/A	269 New	269 $8,000

Others Institutions Holding QQH

# of Institutions

28

Shares Held

6.05M

Call Options Held

0

Put Options Held

0

Howard Capital Management Inc.

3.84M
Shares

$249 Million
27.88% of portfolio
Cambridge Investment Research Advisors, Inc.

614K
Shares

$39.9 Million
0.13% of portfolio
Envestnet Asset Management Inc

363K
Shares

$23.6 Million
0.01% of portfolio
Orion Portfolio Solutions, LLC

335K
Shares

$21.7 Million
0.21% of portfolio
Cetera Investment Advisers Schaumburg, IL

289K
Shares

$18.8 Million
0.04% of portfolio

About NORTHERN LTS FD TR III HCM DEF

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