Purchases and Sales Made in Q4 2021 in Northern Lts Fd Tr Iii Hcm Def (QQH)
This table provides information about the institutional ownership of Northern Lts Fd Tr Iii Hcm Def (QQH) during Q4 2021. The information is specifically focused on institutions that hold shares of NORTHERN LTS FD TR III HCM DEF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
270KNew |
$12.9M - $15.7M
|
270K
$17.3M
|
|
|
Feb 11, 2022
Q4 2021
|
Cpr Investments Inc.
Rochester, MI |
BUY
|
- |
191KNew |
$9.12M - $11.1M
|
191K
$12.2M
|
|
|
Jan 20, 2022
Q4 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
128KNew |
$6.12M - $7.46M
|
128K
$8.22M
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
95.6K+ 34.2% |
$4.56M - $5.55M
|
375K
$24M
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
52.2K+ 141.75% |
$2.49M - $3.03M
|
89K
$5.69M
|
|
|
Feb 09, 2022
Q4 2021
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
41.6K+ 87.11% |
$1.98M - $2.41M
|
89.3K
$5.71M
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
39.2K+ 144.15% |
$1.87M - $2.27M
|
66.3K
$4.24M
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
38.9KNew |
$1.85M - $2.26M
|
38.9K
$2.49M
|
|
|
Feb 15, 2022
Q4 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
35.7KNew |
$1.7M - $2.07M
|
35.7K
$2.29M
|
|
|
Feb 09, 2022
Q4 2021
|
Ntb Financial Corp
Centennial, CO |
BUY
|
- |
31.3KNew |
$1.49M - $1.82M
|
31.3K
$2M
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
18.4K+ 29.06% |
$879K - $1.07M
|
81.9K
$5.24M
|
|
|
Jan 11, 2022
Q4 2021
|
Brookstone Capital Management
|
BUY
|
- |
18KNew |
$859K - $1.05M
|
18K
$1.15M
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
13.6K+ 13.71% |
$649K - $791K
|
113K
$7.22M
|
|
|
Feb 14, 2022
Q4 2021
|
Money Concepts Capital Corp
|
BUY
|
- |
10.5K+ 114.55% |
$501K - $610K
|
19.7K
$1.26M
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
10.3KNew |
$492K - $599K
|
10.3K
$660K
|
|
|
Jan 14, 2022
Q4 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
8.25K+ 123.98% |
$393K - $479K
|
14.9K
$952K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
7.63KNew |
$364K - $443K
|
7.63K
$488K
|
|
|
Jan 12, 2022
Q4 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
5.98KNew |
$285K - $347K
|
5.98K
$382K
|
|
|
Jan 18, 2022
Q4 2021
|
Kovack Advisors, Inc.
|
BUY
|
- |
3.91KNew |
$186K - $227K
|
3.91K
$250K
|
|
|
Feb 07, 2022
Q4 2021
|
Claraphi Advisory Network, LLC
|
BUY
|
- |
3.55KNew |
$169K - $206K
|
3.55K
$227K
|
|
|
Feb 07, 2022
Q4 2021
|
Delta Investment Management, LLC
|
BUY
|
- |
3.36K+ 9.37% |
$160K - $195K
|
39.2K
$2.51M
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
2.43K+ 29.86% |
$116K - $141K
|
10.6K
$675K
|
|
|
Jan 31, 2022
Q4 2021
|
Mcdonald Partners LLC
|
BUY
|
- |
1.28KNew |
$61K - $74.3K
|
1.28K
$81.8K
|
|
|
Jan 28, 2022
Q4 2021
|
Absolute Capital Management, LLC
|
BUY
|
- |
1.28KNew |
$61K - $74.3K
|
1.28K
$81.8K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
1.11K+ 1.79% |
$53K - $64.6K
|
63.4K
$4.05M
|
|
|
Feb 11, 2022
Q4 2021
|
Triumph Capital Management
|
BUY
|
- |
330+ 4.06% |
$15.7K - $19.2K
|
8.46K
$541K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
42+ 6.29% |
$2K - $2.44K
|
710
$45.4K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-100Closed |
$4.77K - $5.81K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-5.46KClosed |
$260K - $317K
|
0
$0
|
|
|
Jan 25, 2022
Q4 2021
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-126K- 65.69% |
$6M - $7.3M
|
65.7K
$4.2M
|
|
|
Jan 31, 2022
Q4 2021
|
Howard Capital Management Inc.
|
SELL
|
- |
-139K- 4.44% |
$6.64M - $8.09M
|
3M
$192M
|