Purchases and Sales Made in Q1 2022 in Alps Sector Dividend Dogs ETF (SDOG)
This table provides information about the institutional ownership of Alps Sector Dividend Dogs ETF (SDOG) during Q1 2022. The information is specifically focused on institutions that hold shares of ALPS SECTOR DIVIDEND DOGS ETF .
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 16, 2022
Q1 2022
|
Tocqueville Asset Management L.P.
New York, NY |
BUY
|
- |
120+ 1.6% |
$6.35K - $6.75K
|
7.61K
$464K
|
|
May 13, 2022
Q1 2022
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
BUY
|
- |
100+ 0.27% |
$5.29K - $5.63K
|
36.8K
$2.25M
|
|
May 13, 2022
Q1 2022
|
Bartlett & Co. LLC
|
BUY
|
- |
100New |
$5.29K - $5.63K
|
100
$6.11K
|
|
May 13, 2022
Q1 2022
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
77+ 0.39% |
$4.08K - $4.33K
|
20K
$1.22M
|
|
May 09, 2022
Q1 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
55+ 1.01% |
$2.91K - $3.09K
|
5.52K
$337K
|
|
May 05, 2022
Q1 2022
|
Pacific Sun Financial Corp
|
BUY
|
- |
50+ 1.19% |
$2.65K - $2.81K
|
4.25K
$260K
|
|
Apr 26, 2022
Q1 2022
|
Good Life Advisors, LLC
|
BUY
|
- |
46+ 0.9% |
$2.43K - $2.59K
|
5.17K
$316K
|
|
May 12, 2022
Q1 2022
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
20+ 0.31% |
$1.06K - $1.13K
|
6.42K
$392K
|
|
May 12, 2022
Q1 2022
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
20New |
$1.06K - $1.13K
|
20
$1.22K
|
|
May 12, 2022
Q1 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
18+ 0.4% |
$953 - $1.01K
|
4.49K
$274K
|
|
May 09, 2022
Q1 2022
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
16+ 1.67% |
$847 - $900
|
975
$59.5K
|
|
Apr 20, 2022
Q1 2022
|
Well Done, LLC
|
BUY
|
- |
4+ 0.09% |
$212 - $225
|
4.65K
$284K
|
|
Apr 20, 2022
Q1 2022
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
3+ 0.04% |
$159 - $169
|
8.4K
$513K
|
|
Apr 19, 2022
Q1 2022
|
Baystate Wealth Management LLC
|
BUY
|
- |
2+ 0.74% |
$106 - $113
|
272
$16.6K
|
|
May 17, 2022
Q1 2022
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-5- 0.07% |
$265 - $281
|
7.58K
$463K
|
|
Apr 27, 2022
Q1 2022
|
Hengehold Capital Management LLC
|
SELL
|
- |
-9- 0.17% |
$476 - $506
|
5.31K
$324K
|
|
Apr 22, 2022
Q1 2022
|
Allworth Financial LP
|
SELL
|
- |
-29- 0.1% |
$1.53K - $1.63K
|
28.1K
$1.72M
|
|
Sep 13, 2022
Q1 2022
|
Sunflower Bank, N.A.
Denver, CO |
SELL
|
- |
-62- 1.1% |
$3.28K - $3.49K
|
5.59K
$342K
|
|
May 12, 2022
Q1 2022
|
King Wealth
Saratoga Springs, NY |
SELL
|
- |
-78- 1.84% |
$4.13K - $4.39K
|
4.16K
$254K
|
|
May 16, 2022
Q1 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-107- 1.45% |
$5.66K - $6.02K
|
7.29K
$445K
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-141- 11.71% |
$7.46K - $7.93K
|
1.06K
$64.9K
|
|
Apr 14, 2022
Q1 2022
|
Advisor Net Financial, Inc
|
SELL
|
- |
-200Closed |
$10.6K - $11.3K
|
0
$0
|
|
May 09, 2022
Q1 2022
|
Wealthsource Partners, LLC
|
SELL
|
- |
-228- 4.39% |
$12.1K - $12.8K
|
4.96K
$303K
|
|
May 16, 2022
Q1 2022
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-297- 4.68% |
$15.7K - $16.7K
|
6.05K
$369K
|
|
Aug 05, 2022
Q1 2022
|
Tevis Investment Management
|
SELL
|
- |
-300- 66.67% |
$15.9K - $16.9K
|
150
$9.16K
|
|
May 16, 2022
Q1 2022
|
Iron Bridge Private Wealth, LLC
|
SELL
|
- |
-467Closed |
$24.7K - $26.3K
|
0
$0
|
|
May 17, 2022
Q1 2022
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-510- 10.71% |
$27K - $28.7K
|
4.25K
$260K
|
|
May 16, 2022
Q1 2022
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-538Closed |
$28.5K - $30.3K
|
0
$0
|
|
May 12, 2022
Q1 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-592- 2.99% |
$31.3K - $33.3K
|
19.2K
$1.17M
|
|
May 04, 2022
Q1 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-617- 7.61% |
$32.7K - $34.7K
|
7.49K
$458K
|
|
Apr 13, 2022
Q1 2022
|
Investors Research Corp
|
SELL
|
- |
-654- 2.22% |
$34.6K - $36.8K
|
28.8K
$1.76M
|
|
Apr 21, 2022
Q1 2022
|
Gateway Advisory, LLC
Westfield, NJ |
SELL
|
- |
-692- 2.89% |
$36.6K - $38.9K
|
23.2K
$1.42M
|
|
May 11, 2022
Q1 2022
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-708- 6.54% |
$37.5K - $39.8K
|
10.1K
$618K
|
|
May 12, 2022
Q1 2022
|
Cassady Schiller Wealth Management, LLC
Cincinnati, OH |
SELL
|
- |
-716Closed |
$37.9K - $40.3K
|
0
$0
|
|
May 13, 2022
Q1 2022
|
Keystone Financial Group
|
SELL
|
- |
-744- 7.55% |
$39.4K - $41.9K
|
9.11K
$556K
|
|
May 12, 2022
Q1 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-765- 5.92% |
$40.5K - $43K
|
12.1K
$742K
|
|
May 02, 2022
Q1 2022
|
Hudock, Inc.
|
SELL
|
- |
-780- 12.04% |
$41.3K - $43.9K
|
5.7K
$348K
|
|
May 02, 2022
Q1 2022
|
Truvestments Capital LLC
Sarasota, FL |
SELL
|
- |
-816Closed |
$43.2K - $45.9K
|
0
$0
|
|
Apr 13, 2022
Q1 2022
|
Ford Financial Group, LLC
|
SELL
|
- |
-1.03KClosed |
$54.4K - $57.8K
|
0
$0
|
|
May 12, 2022
Q1 2022
|
Cahill Financial Advisors Inc
Edina, MN |
SELL
|
- |
-1.45K- 4.14% |
$76.5K - $81.3K
|
33.5K
$2.05M
|
|
Apr 29, 2022
Q1 2022
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-2.23KClosed |
$118K - $125K
|
0
$0
|
|
May 12, 2022
Q1 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-2.4KClosed |
$127K - $135K
|
0
$0
|
|
May 12, 2022
Q1 2022
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-3.63K- 25.09% |
$192K - $204K
|
10.8K
$661K
|
|
May 10, 2022
Q1 2022
|
Evoke Wealth, LLC
|
SELL
|
- |
-3.63KClosed |
$192K - $204K
|
0
$0
|
|
May 13, 2022
Q1 2022
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-4.2K- 48.65% |
$222K - $236K
|
4.43K
$271K
|
|
May 04, 2022
Q1 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-6.95K- 4.25% |
$368K - $391K
|
157K
$9.56M
|
|
May 16, 2022
Q1 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-8.22KClosed |
$435K - $462K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-12.8K- 13.44% |
$678K - $721K
|
82.5K
$5.04M
|
|
May 13, 2022
Q1 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-13.4K- 27.86% |
$711K - $756K
|
34.8K
$2.12M
|
|
May 16, 2022
Q1 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-15.3K- 72.72% |
$810K - $861K
|
5.74K
$350K
|