Latest Institutional Transactions on Alps Sector Dividend Dogs ETF (SDOG)
This table provides information on the latest institutional transactions involving Alps Sector Dividend Dogs ETF (SDOG) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 25, 2024
Q3 2024
|
Sanctuary Advisors, LLC
Indianapolis, IN |
BUY
|
- |
11.8KNew |
$614K - $693K
|
11.8K
$718K
|
|
|
Nov 15, 2024
Q3 2024
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-46- 0.21% |
$2.4K - $2.71K
|
22.4K
$1.37M
|
|
|
Nov 14, 2024
Q3 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-6.87K- 12.53% |
$359K - $405K
|
47.9K
$2.93M
|
|
|
Nov 14, 2024
Q3 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
1.75K+ 100.52% |
$91.6K - $103K
|
3.5K
$214K
|
|
|
Nov 14, 2024
Q3 2024
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-409- 8.78% |
$21.4K - $24.1K
|
4.25K
$260K
|
|
|
Nov 14, 2024
Q3 2024
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
3.43KNew |
$179K - $202K
|
3.43K
$209K
|
|
|
Nov 14, 2024
Q3 2024
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
23+ 0.46% |
$1.2K - $1.36K
|
4.98K
$304K
|
|
|
Nov 14, 2024
Q3 2024
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
87+ 0.48% |
$4.55K - $5.13K
|
18.1K
$1.1M
|
|
|
Nov 14, 2024
Q3 2024
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
15+ 0.03% |
$784 - $885
|
45.6K
$2.78M
|
|
|
Nov 14, 2024
Q3 2024
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
2.47K+ 7.88% |
$129K - $146K
|
33.8K
$2.06M
|
|
|
Nov 14, 2024
Q3 2024
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-2.07K- 30.89% |
$108K - $122K
|
4.62K
$282K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-37.2K- 10.12% |
$1.95M - $2.2M
|
331K
$20.2M
|
|
|
Nov 14, 2024
Q3 2024
|
Warren Averett Asset Management, LLC
Birmingham, AL |
BUY
|
- |
239+ 6.16% |
$12.5K - $14.1K
|
4.12K
$251K
|
|
|
Nov 14, 2024
Q3 2024
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-580- 1.01% |
$30.3K - $34.2K
|
56.7K
$3.47M
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-156K- 10.73% |
$8.17M - $9.22M
|
1.3M
$79.4M
|
|
|
Nov 14, 2024
Q3 2024
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-856- 6.37% |
$44.7K - $50.5K
|
12.6K
$769K
|
|
|
Nov 14, 2024
Q3 2024
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
11+ 0.12% |
$575 - $649
|
9.51K
$581K
|
|
|
Nov 14, 2024
Q3 2024
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
422+ 0.98% |
$22K - $24.9K
|
43.6K
$2.66M
|
|
|
Nov 14, 2024
Q3 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-10.8K- 68.62% |
$563K - $635K
|
4.93K
$301K
|
|
|
Nov 14, 2024
Q3 2024
|
Gateway Advisory, LLC
Westfield, NJ |
SELL
|
- |
-442- 1.91% |
$23.1K - $26.1K
|
22.7K
$1.39M
|
|
|
Nov 14, 2024
Q3 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
6K+ 33.95% |
$314K - $354K
|
23.7K
$1.45M
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.97K+ 1.27% |
$103K - $116K
|
157K
$9.57M
|
|
|
Nov 14, 2024
Q3 2024
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
5+ 0.09% |
$261 - $295
|
5.89K
$359K
|
|
|
Nov 14, 2024
Q3 2024
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-500- 10.24% |
$26.1K - $29.5K
|
4.38K
$268K
|
|
|
Nov 14, 2024
Q3 2024
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-162- 2.02% |
$8.46K - $9.55K
|
7.84K
$479K
|
|
|
Nov 14, 2024
Q3 2024
|
Comerica Bank
|
SELL
|
- |
-57- 1.08% |
$2.98K - $3.36K
|
5.2K
$317K
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
13.3K+ 1.19% |
$694K - $784K
|
1.13M
$69M
|
|
|
Nov 13, 2024
Q3 2024
|
Dana Investment Advisors, Inc.
Brookfield, WI |
SELL
|
- |
-8- 0.17% |
$418 - $472
|
4.71K
$288K
|
|
|
Nov 13, 2024
Q3 2024
|
Tiaa Trust, National Association
Charlotte, NC |
BUY
|
- |
642+ 15.04% |
$33.5K - $37.9K
|
4.91K
$300K
|
|
|
Nov 13, 2024
Q3 2024
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
250+ 100.0% |
$13.1K - $14.7K
|
500
$30.5K
|
|
|
Nov 13, 2024
Q3 2024
|
D.A. Davidson & Co.
|
SELL
|
- |
-200- 0.87% |
$10.5K - $11.8K
|
22.7K
$1.39M
|
|
|
Nov 13, 2024
Q3 2024
|
Summit Financial Wealth Advisors, LLC
|
BUY
|
- |
1.48K+ 19.43% |
$77.5K - $87.5K
|
9.12K
$557K
|
|
|
Nov 13, 2024
Q3 2024
|
Truist Financial Corp
|
SELL
|
- |
-525- 3.22% |
$27.4K - $31K
|
15.8K
$964K
|
|
|
Nov 13, 2024
Q3 2024
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-977- 3.11% |
$51K - $57.6K
|
30.5K
$1.86M
|
|
|
Nov 13, 2024
Q3 2024
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-1.24K- 28.78% |
$65K - $73.4K
|
3.08K
$188K
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
13.2K+ 1.73% |
$691K - $780K
|
778K
$47.5M
|
|
|
Nov 13, 2024
Q3 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-2.38K- 11.85% |
$124K - $140K
|
17.7K
$1.08M
|
|
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
348+ 0.76% |
$18.2K - $20.5K
|
46.2K
$2.82M
|
|
|
Nov 13, 2024
Q3 2024
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
390+ 1.43% |
$20.4K - $23K
|
27.6K
$1.69M
|
|
|
Nov 13, 2024
Q3 2024
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-91- 0.73% |
$4.75K - $5.37K
|
12.3K
$753K
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-4.39K- 11.47% |
$229K - $259K
|
33.8K
$2.07M
|
|
|
Nov 13, 2024
Q3 2024
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
17+ 0.35% |
$888 - $1K
|
4.92K
$300K
|
|
|
Nov 13, 2024
Q3 2024
|
Parallel Advisors, LLC
|
SELL
|
- |
-1K- 50.0% |
$52.3K - $59K
|
1K
$61.1K
|
|
|
Nov 12, 2024
Q3 2024
|
Investors Research Corp
|
SELL
|
- |
-99- 0.49% |
$5.17K - $5.84K
|
20K
$1.22M
|
|
|
Nov 12, 2024
Q3 2024
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-5.5K- 47.62% |
$288K - $325K
|
6.05K
$370K
|
|
|
Nov 12, 2024
Q3 2024
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-1.72K- 3.71% |
$89.6K - $101K
|
44.5K
$2.72M
|
|
|
Nov 12, 2024
Q3 2024
|
Meridian Wealth Management, LLC
|
BUY
|
- |
2.89K+ 6.49% |
$151K - $171K
|
47.4K
$2.9M
|
|
|
Nov 12, 2024
Q3 2024
|
Colonial Trust CO / Sc
Spartanburg, SC |
BUY
|
- |
9.15KNew |
$478K - $540K
|
9.15K
$559K
|
|
|
Nov 12, 2024
Q3 2024
|
Jones Financial Companies Lllp
|
BUY
|
- |
521New |
$27.2K - $30.7K
|
521
$31.8K
|
|
|
Nov 12, 2024
Q3 2024
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
PUT |
221KNew |
$11.6M - $13M
|
221K
$13.5M
|