Latest Institutional Transactions on Alps Sector Dividend Dogs ETF (SDOG)
This table provides information on the latest institutional transactions involving Alps Sector Dividend Dogs ETF (SDOG) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2020
Q4 2019
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
898New |
$37.6K - $42.1K
|
898
$53.1K
|
|
|
Feb 14, 2020
Q4 2019
|
Advisory Alpha, LLC
|
SELL
|
- |
-237Closed |
$9.93K - $11.1K
|
0
$0
|
|
|
Feb 13, 2020
Q4 2019
|
Personal Cfo Solutions, LLC
|
SELL
|
- |
-8.77KClosed |
$368K - $411K
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
SELL
|
- |
-33Closed |
$1.38K - $1.55K
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Glenmede Trust CO Na
Philadelphia, PA |
SELL
|
- |
-15Closed |
$629 - $703
|
0
$0
|
|
|
Feb 11, 2020
Q4 2019
|
Alerus Financial Na
Grand Forks, ND |
SELL
|
- |
-8.83KClosed |
$370K - $414K
|
0
$0
|
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-1.94KClosed |
$81.1K - $90.7K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 08, 2019
Q3 2019
|
Dorsey & Whitney Trust CO LLC
Sioux Falls, SD |
SELL
|
- |
-36.2KClosed |
$1.47M - $1.63M
|
0
$0
|
|
|
Nov 08, 2019
Q3 2019
|
Trek Financial, LLC
Scottsdale, AZ |
SELL
|
- |
-5.1KClosed |
$207K - $230K
|
0
$0
|
|
|
Oct 16, 2019
Q3 2019
|
Simon Quick Advisors, LLC
|
SELL
|
- |
-1.51KClosed |
$61.5K - $68.2K
|
0
$0
|
|
|
Oct 10, 2019
Q3 2019
|
Gradient Investments LLC
|
SELL
|
- |
-20Closed |
$812 - $901
|
0
$0
|
|
|
Oct 08, 2019
Q3 2019
|
Reitz Capital Advisors LLC
|
SELL
|
- |
-198KClosed |
$8.05M - $8.93M
|
0
$0
|
|
|
Oct 02, 2019
Q3 2019
|
Advocacy Wealth Management Services, LLC
|
SELL
|
- |
-150Closed |
$6.09K - $6.76K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 13, 2019
Q2 2019
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-3.08KClosed |
$124K - $137K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Sws Partners
|
SELL
|
- |
-45.9KClosed |
$1.85M - $2.04M
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
M&T Bank Corp
|
SELL
|
- |
-5.55KClosed |
$224K - $246K
|
0
$0
|
|
|
Aug 09, 2019
Q2 2019
|
Johnson Financial Group, Inc.
Racine, WI |
SELL
|
- |
-113Closed |
$4.56K - $5.02K
|
0
$0
|
|
|
Aug 07, 2019
Q2 2019
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-201Closed |
$8.12K - $8.93K
|
0
$0
|
|
|
Jul 30, 2019
Q2 2019
|
Lee Financial CO
Dallas, TX |
BUY
|
- |
1.66KNew |
$67.1K - $73.8K
|
1.66K
$98.2K
|
|
|
Jul 23, 2019
Q2 2019
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-215Closed |
$8.68K - $9.55K
|
0
$0
|
|
|
Jul 11, 2019
Q2 2019
|
Country Trust Bank
|
SELL
|
- |
-311Closed |
$12.6K - $13.8K
|
0
$0
|
|
|
Jul 08, 2019
Q2 2019
|
Rvw Wealth, LLC
|
SELL
|
- |
-4.81KClosed |
$194K - $214K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Claybrook Capital, LLC
|
SELL
|
- |
-19.6KClosed |
$760K - $858K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Stringer Asset Management, LLC
Memphis, TN |
SELL
|
- |
-109KClosed |
$4.22M - $4.77M
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Sfmg, LLC
|
SELL
|
- |
-63.2KClosed |
$2.45M - $2.76M
|
0
$0
|
|
|
May 10, 2019
Q1 2019
|
Zions Bancorporation, N.A.
|
SELL
|
- |
-800Closed |
$31K - $35K
|
0
$0
|
|
|
May 10, 2019
Q1 2019
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
SELL
|
- |
-4Closed |
$155 - $175
|
0
$0
|
|
|
May 09, 2019
Q1 2019
|
Hallmark Capital Management Inc
|
SELL
|
- |
-6.29KClosed |
$243K - $275K
|
0
$0
|
|
|
May 08, 2019
Q1 2019
|
Ifg Advisory, LLC
|
SELL
|
- |
-7.18KClosed |
$278K - $314K
|
0
$0
|
|
|
May 07, 2019
Q1 2019
|
River Wealth Advisors LLC
Camp Hill, PA |
SELL
|
- |
-700Closed |
$27.1K - $30.6K
|
0
$0
|
|
|
May 07, 2019
Q1 2019
|
Gryphon Financial Partners LLC
|
SELL
|
- |
-14.4KClosed |
$556K - $629K
|
0
$0
|
|
|
May 07, 2019
Q1 2019
|
Meridian Wealth Advisors, LLC
|
SELL
|
- |
-2.22KClosed |
$85.7K - $96.9K
|
0
$0
|
|
|
May 06, 2019
Q1 2019
|
Essex Savings Bank
|
SELL
|
- |
-600Closed |
$23.2K - $26.2K
|
0
$0
|
|
|
May 02, 2019
Q1 2019
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-160KClosed |
$6.18M - $6.99M
|
0
$0
|
|
|
Apr 30, 2019
Q1 2019
|
Cullen/Frost Bankers, Inc.
|
BUY
|
- |
700New |
$27.1K - $30.6K
|
700
$41.4K
|
|
|
Apr 16, 2019
Q1 2019
|
Allred Capital Management, LLC
Dallas, TX |
SELL
|
- |
-6.23KClosed |
$241K - $273K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 19, 2019
Q4 2018
|
Executive Wealth Management, LLC
|
BUY
|
- |
24New |
$894 - $1.11K
|
24
$1.42K
|
|
|
Feb 15, 2019
Q4 2018
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-8.59KClosed |
$320K - $397K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Signet Financial Management, LLC
Parsippany, NJ |
SELL
|
- |
-330Closed |
$12.3K - $15.3K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-7.28KClosed |
$271K - $337K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-5.22KClosed |
$195K - $242K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Sage Capital Advisors,Llc
|
BUY
|
- |
129+ 195.45% |
$4.81K - $5.97K
|
195
$11.5K
|
|
|
Jan 15, 2019
Q4 2018
|
Trilogy Capital Inc.
|
SELL
|
- |
-32Closed |
$1.19K - $1.48K
|
0
$0
|
|
|
Jan 08, 2019
Q4 2018
|
Clarus Wealth Advisors
|
BUY
|
- |
225New |
$8.38K - $10.4K
|
225
$13.3K
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
1.02MNew |
$45.2M - $47.6M
|
1.02M
$60.4M
|
|
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-445Closed |
$19.7K - $20.8K
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-148Closed |
$6.56K - $6.91K
|
0
$0
|
|
|
Nov 02, 2018
Q3 2018
|
Wespac Advisors, LLC
|
SELL
|
- |
-4.5KClosed |
$199K - $210K
|
0
$0
|
|
|
Nov 02, 2018
Q3 2018
|
Smart Money Group LLC
|
SELL
|
- |
-7.43KClosed |
$329K - $347K
|
0
$0
|
|
|
Oct 31, 2018
Q3 2018
|
Camarda Financial Advisors, LLC
Fleming Island, FL |
SELL
|
- |
-600Closed |
$26.6K - $28K
|
0
$0
|
|