Latest Institutional Transactions on Alps Sector Dividend Dogs ETF (SDOG)
This table provides information on the latest institutional transactions involving Alps Sector Dividend Dogs ETF (SDOG) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 29, 2018
Q3 2018
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-15Closed |
$665 - $700
|
0
$0
|
|
|
Oct 22, 2018
Q3 2018
|
Regions Financial Corp
|
SELL
|
- |
-130Closed |
$5.76K - $6.07K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Mar 04, 2019
Q2 2018
|
Whalerock Point Partners, LLC
Providence, RI |
SELL
|
- |
-7.8KClosed |
$334K - $359K
|
0
$0
|
|
|
Aug 16, 2018
Q2 2018
|
Clearwater Capital Advisors, LLC
|
SELL
|
- |
-2.7KClosed |
$116K - $124K
|
0
$0
|
|
|
Aug 15, 2018
Q2 2018
|
D. Scott Neal, Inc.
|
SELL
|
- |
-10Closed |
$428 - $460
|
0
$0
|
|
|
Aug 10, 2018
Q2 2018
|
Hartford Financial Management Inc.
|
BUY
|
- |
1.38KNew |
$58.9K - $63.4K
|
1.38K
$81.4K
|
|
|
Aug 09, 2018
Q2 2018
|
Glassman Wealth Services
|
SELL
|
- |
-1.04KClosed |
$44.6K - $48K
|
0
$0
|
|
|
Aug 09, 2018
Q2 2018
|
Private Capital Group, LLC
|
SELL
|
- |
-364Closed |
$15.6K - $16.8K
|
0
$0
|
|
|
Aug 08, 2018
Q2 2018
|
F Dx Advisors, Inc.
|
SELL
|
- |
-6.6KClosed |
$282K - $304K
|
0
$0
|
|
|
Aug 07, 2018
Q2 2018
|
Private Advisory Group LLC
Redmond, WA |
SELL
|
- |
-11.2KClosed |
$481K - $517K
|
0
$0
|
|
|
Aug 07, 2018
Q2 2018
|
Highland Private Wealth Management
|
SELL
|
- |
-11.2KClosed |
$481K - $517K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 14, 2018
Q1 2018
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
14KNew |
$592K - $688K
|
14K
$826K
|
|
|
May 11, 2018
Q1 2018
|
Winch Advisory Services, LLC
Appleton, WI |
SELL
|
- |
-145Closed |
$6.15K - $7.14K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Sep 13, 2021
Q4 2017
|
Sargent Bickham Lagudis LLC
|
SELL
|
- |
-1.92KClosed |
$84.2K - $89.1K
|
0
$0
|
|
|
Feb 12, 2018
Q4 2017
|
Alpha Star Capital Management, LLC
|
SELL
|
- |
-19.7KClosed |
$863K - $913K
|
0
$0
|
|
|
Feb 06, 2018
Q4 2017
|
Dubuque Bank & Trust CO
|
SELL
|
- |
-517Closed |
$22.7K - $24K
|
0
$0
|
|
|
Jan 05, 2018
Q4 2017
|
West Oak Capital, LLC
|
SELL
|
- |
-150Closed |
$6.58K - $6.96K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 15, 2017
Q3 2017
|
Tuttle Capital Management, LLC
|
SELL
|
- |
-13.2KClosed |
$582K - $583K
|
0
$0
|
|
|
Nov 14, 2017
Q3 2017
|
Wealthcare Capital Management LLC
Richmond, VA |
SELL
|
- |
-1Closed |
$44 - $44.1
|
0
$0
|
|
|
Nov 14, 2017
Q3 2017
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
BUY
|
- |
1New |
$44 - $44.1
|
1
$59.1
|
|
| Q1 2017 | |||||||
|
May 07, 2020
Q1 2017
|
Royal Fund Management, LLC
|
SELL
|
- |
-261Closed |
N/A
|
0
$0
|
|