Latest Institutional Transactions on Alps Sector Dividend Dogs ETF (SDOG)
This table provides information on the latest institutional transactions involving Alps Sector Dividend Dogs ETF (SDOG) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 10, 2022
Q1 2022
|
Evoke Wealth, LLC
|
SELL
|
- |
-3.63KClosed |
$192K - $204K
|
0
$0
|
|
Apr 29, 2022
Q1 2022
|
Jnba Financial Advisors
|
BUY
|
- |
169+ 301.79% |
$8.95K - $9.51K
|
225
$13.4K
|
|
Apr 13, 2022
Q1 2022
|
Ford Financial Group, LLC
|
SELL
|
- |
-1.03KClosed |
$54.4K - $57.8K
|
0
$0
|
|
Q4 2021 | |||||||
Nov 13, 2023
Q4 2021
|
Td Waterhouse Canada Inc.
Toronto, A6 |
BUY
|
- |
505New |
$25.3K - $27.1K
|
505
$30.1K
|
|
Apr 21, 2022
Q4 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-565Closed |
$28.3K - $30.4K
|
0
$0
|
|
Feb 22, 2022
Q4 2021
|
Ibex Wealth Advisors
Lebanon, NJ |
SELL
|
- |
-1.1KClosed |
$54.8K - $58.8K
|
0
$0
|
|
Feb 08, 2022
Q4 2021
|
Ranch Capital Advisors Inc.
Sarasota, FL |
SELL
|
- |
-1.79KClosed |
$89.3K - $96K
|
0
$0
|
|
Jan 28, 2022
Q4 2021
|
Guidance Point Advisors, LLC
|
SELL
|
- |
-240Closed |
$12K - $12.9K
|
0
$0
|
|
Jan 21, 2022
Q4 2021
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
PUT |
-10KClosed |
$500K - $537K
|
0
$0
|
|
Jan 18, 2022
Q4 2021
|
Selective Wealth Management, Inc.
|
SELL
|
- |
-300- 25.68% |
$15K - $16.1K
|
868
$51.7K
|
|
Jan 10, 2022
Q4 2021
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-283Closed |
$14.2K - $15.2K
|
0
$0
|
|
Q3 2021 | |||||||
Sep 10, 2024
Q3 2021
|
Summit Wealth Partners, LLC
Orlando, FL |
SELL
|
- |
-5.76KClosed |
$291K - $307K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Financial Insights, Inc.
|
SELL
|
- |
-750Closed |
$37.9K - $40K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Bergan Kdv Wealth Management, LLC
|
SELL
|
- |
-2.18K- 89.07% |
$110K - $116K
|
267
$15.9K
|
|
Nov 12, 2021
Q3 2021
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
SELL
|
- |
-3.96KClosed |
$200K - $211K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Bellwether Advisors, LLC
|
SELL
|
- |
-128Closed |
$6.47K - $6.82K
|
0
$0
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-396Closed |
$20K - $21.1K
|
0
$0
|
|
Nov 09, 2021
Q3 2021
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-196- 39.52% |
$9.91K - $10.4K
|
300
$17.9K
|
|
Nov 08, 2021
Q3 2021
|
Princeton Global Asset Management LLC
|
BUY
|
- |
596+ 1862.5% |
$30.1K - $31.8K
|
628
$37.4K
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
8.95KNew |
$453K - $477K
|
8.95K
$533K
|
|
Oct 25, 2021
Q3 2021
|
Rockland Trust CO
|
SELL
|
- |
-31.3KClosed |
$1.58M - $1.67M
|
0
$0
|
|
Q2 2021 | |||||||
Aug 13, 2021
Q2 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-208Closed |
$10.8K - $11.6K
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
Advisor Resource Council
|
BUY
|
- |
3New |
$155 - $167
|
3
$179
|
|
Aug 13, 2021
Q2 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-460Closed |
$23.8K - $25.6K
|
0
$0
|
|
Aug 05, 2021
Q2 2021
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
255New |
$13.2K - $14.2K
|
255
$15.2K
|
|
Aug 03, 2021
Q2 2021
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-5.05KClosed |
$261K - $281K
|
0
$0
|
|
Jul 28, 2021
Q2 2021
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-15Closed |
$775 - $835
|
0
$0
|
|
Jul 22, 2021
Q2 2021
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-1.27KClosed |
$65.4K - $70.4K
|
0
$0
|
|
Jul 14, 2021
Q2 2021
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-215Closed |
$11.1K - $12K
|
0
$0
|
|
Jul 13, 2021
Q2 2021
|
Ellevest, Inc.
|
BUY
|
- |
87+ 26.28% |
$4.5K - $4.84K
|
418
$24.9K
|
|
Q1 2021 | |||||||
Dec 01, 2022
Q1 2021
|
Mufg Americas Holdings Corp
|
BUY
|
- |
77New |
$3.39K - $4.02K
|
77
$4.58K
|
|
May 19, 2021
Q1 2021
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-35.4KClosed |
$1.56M - $1.85M
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-900Closed |
$39.6K - $47K
|
0
$0
|
|
May 13, 2021
Q1 2021
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-30Closed |
$1.32K - $1.57K
|
0
$0
|
|
May 12, 2021
Q1 2021
|
Burleson & Company, LLC
|
BUY
|
- |
1.07KNew |
$47.1K - $55.8K
|
1.07K
$63.6K
|
|
May 05, 2021
Q1 2021
|
Endurance Wealth Management, Inc.
|
SELL
|
- |
-1.3K- 21.37% |
$57.3K - $67.8K
|
4.78K
$285K
|
|
Apr 26, 2021
Q1 2021
|
Pinnacle Bancorp, Inc.
|
BUY
|
- |
1.3K+ 24.07% |
$57.3K - $67.8K
|
6.7K
$399K
|
|
Apr 23, 2021
Q1 2021
|
Hhm Wealth Advisors, LLC
Chattanooga, TN |
SELL
|
- |
-29Closed |
$1.28K - $1.51K
|
0
$0
|
|
Apr 20, 2021
Q1 2021
|
Gemmer Asset Management LLC
|
SELL
|
- |
-196Closed |
$8.63K - $10.2K
|
0
$0
|
|
Apr 16, 2021
Q1 2021
|
Trust CO Of Vermont
|
SELL
|
- |
-575Closed |
$25.3K - $30K
|
0
$0
|
|
Q4 2020 | |||||||
Mar 10, 2021
Q4 2020
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
155New |
$5.83K - $7.06K
|
155
$9.23K
|
|
Feb 16, 2021
Q4 2020
|
Covington Capital Management
|
SELL
|
- |
-201Closed |
$7.56K - $9.16K
|
0
$0
|
|
Feb 16, 2021
Q4 2020
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-12.2KClosed |
$458K - $555K
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-6KClosed |
$226K - $273K
|
0
$0
|
|
Feb 09, 2021
Q4 2020
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-930Closed |
$35K - $42.4K
|
0
$0
|
|
Feb 08, 2021
Q4 2020
|
Howe & Rusling Inc
Rochester, NY |
BUY
|
- |
450New |
$16.9K - $20.5K
|
450
$26.8K
|
|
Jan 29, 2021
Q4 2020
|
Key F Inancial Inc
|
BUY
|
- |
1.1KNew |
$41.3K - $50K
|
1.1K
$65.4K
|
|
Q3 2020 | |||||||
Nov 16, 2020
Q3 2020
|
Holt Capital Advisors, L.L.C. Dba Holt Capital Partners, L.P.
Fort Worth, TX |
SELL
|
- |
-32.5KClosed |
$1.14M - $1.29M
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Professional Financial Advisors, LLC
|
BUY
|
- |
35New |
$1.23K - $1.39K
|
35
$2.08K
|
|
Nov 12, 2020
Q3 2020
|
Mfa Wealth Advisors, LLC
Pittsburgh, PA |
SELL
|
- |
-3.39KClosed |
$119K - $135K
|
0
$0
|