Latest Institutional Transactions on Alps Sector Dividend Dogs ETF (SDOG)
This table provides information on the latest institutional transactions involving Alps Sector Dividend Dogs ETF (SDOG) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 13, 2020
Q1 2020
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-34.8KClosed |
$918K - $1.65M
|
0
$0
|
|
May 11, 2020
Q1 2020
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-5.02KClosed |
$132K - $238K
|
0
$0
|
|
May 07, 2020
Q1 2020
|
Pro Vise Management Group, LLC
Clearwater, FL |
SELL
|
- |
-288KClosed |
$7.59M - $13.7M
|
0
$0
|
|
May 06, 2020
Q1 2020
|
Canton Hathaway, LLC
|
SELL
|
- |
-3KClosed |
$79.2K - $142K
|
0
$0
|
|
May 05, 2020
Q1 2020
|
Strateg Iq Financial Group, LLC
|
SELL
|
- |
-5.76KClosed |
$152K - $274K
|
0
$0
|
|
May 05, 2020
Q1 2020
|
Cutter & CO Brokerage, Inc.
|
SELL
|
- |
-6.2KClosed |
$163K - $294K
|
0
$0
|
|
May 05, 2020
Q1 2020
|
9258 Wealth Management, LLC
|
SELL
|
- |
-4.9KClosed |
$129K - $233K
|
0
$0
|
|
May 04, 2020
Q1 2020
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-67Closed |
$1.77K - $3.18K
|
0
$0
|
|
Apr 30, 2020
Q1 2020
|
Laurel Wealth Advisors LLC
Charlotte, NC |
SELL
|
- |
-98- 5.09% |
$2.59K - $4.65K
|
1.83K
$107K
|
|
Apr 29, 2020
Q1 2020
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-1.25KClosed |
$33K - $59.4K
|
0
$0
|
|
Apr 28, 2020
Q1 2020
|
Weaver Consulting Group
|
SELL
|
- |
-190Closed |
$5.01K - $9.02K
|
0
$0
|
|
Apr 21, 2020
Q1 2020
|
Harvest Investment Services, LLC
|
SELL
|
- |
-4.42KClosed |
$117K - $210K
|
0
$0
|
|
Apr 16, 2020
Q1 2020
|
Garrett Wealth Advisory Group, LLC
|
SELL
|
- |
-55.8KClosed |
$1.47M - $2.65M
|
0
$0
|
|
Q4 2019 | |||||||
Feb 14, 2020
Q4 2019
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
898New |
$37.6K - $42.1K
|
898
$52.4K
|
|
Feb 14, 2020
Q4 2019
|
Advisory Alpha, LLC
|
SELL
|
- |
-237Closed |
$9.93K - $11.1K
|
0
$0
|
|
Feb 13, 2020
Q4 2019
|
Personal Cfo Solutions, LLC
|
SELL
|
- |
-8.77KClosed |
$368K - $411K
|
0
$0
|
|
Feb 12, 2020
Q4 2019
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
SELL
|
- |
-33Closed |
$1.38K - $1.55K
|
0
$0
|
|
Feb 12, 2020
Q4 2019
|
Glenmede Trust CO Na
Philadelphia, PA |
SELL
|
- |
-15Closed |
$629 - $703
|
0
$0
|
|
Feb 11, 2020
Q4 2019
|
Alerus Financial Na
Grand Forks, ND |
SELL
|
- |
-8.83KClosed |
$370K - $414K
|
0
$0
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-1.94KClosed |
$81.1K - $90.7K
|
0
$0
|
|
Q3 2019 | |||||||
Nov 08, 2019
Q3 2019
|
Trek Financial, LLC
Scottsdale, AZ |
SELL
|
- |
-5.1KClosed |
$207K - $230K
|
0
$0
|
|
Nov 08, 2019
Q3 2019
|
Dorsey & Whitney Trust CO LLC
Sioux Falls, SD |
SELL
|
- |
-36.2KClosed |
$1.47M - $1.63M
|
0
$0
|
|
Oct 16, 2019
Q3 2019
|
Simon Quick Advisors, LLC
|
SELL
|
- |
-1.51KClosed |
$61.5K - $68.2K
|
0
$0
|
|
Oct 10, 2019
Q3 2019
|
Gradient Investments LLC
|
SELL
|
- |
-20Closed |
$812 - $901
|
0
$0
|
|
Oct 08, 2019
Q3 2019
|
Reitz Capital Advisors LLC
|
SELL
|
- |
-198KClosed |
$8.05M - $8.93M
|
0
$0
|
|
Oct 02, 2019
Q3 2019
|
Advocacy Wealth Management Services, LLC
|
SELL
|
- |
-150Closed |
$6.09K - $6.76K
|
0
$0
|
|
Q2 2019 | |||||||
Aug 13, 2019
Q2 2019
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-3.08KClosed |
$124K - $137K
|
0
$0
|
|
Aug 13, 2019
Q2 2019
|
Sws Partners
|
SELL
|
- |
-45.9KClosed |
$1.85M - $2.04M
|
0
$0
|
|
Aug 12, 2019
Q2 2019
|
M&T Bank Corp
|
SELL
|
- |
-5.55KClosed |
$224K - $246K
|
0
$0
|
|
Aug 09, 2019
Q2 2019
|
Johnson Financial Group, Inc.
Racine, WI |
SELL
|
- |
-113Closed |
$4.56K - $5.02K
|
0
$0
|
|
Aug 07, 2019
Q2 2019
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-201Closed |
$8.12K - $8.93K
|
0
$0
|
|
Jul 30, 2019
Q2 2019
|
Lee Financial CO
Dallas, TX |
BUY
|
- |
1.66KNew |
$67.1K - $73.8K
|
1.66K
$96.9K
|
|
Jul 23, 2019
Q2 2019
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-215Closed |
$8.68K - $9.55K
|
0
$0
|
|
Jul 11, 2019
Q2 2019
|
Country Trust Bank
|
SELL
|
- |
-311Closed |
$12.6K - $13.8K
|
0
$0
|
|
Jul 08, 2019
Q2 2019
|
Rvw Wealth, LLC
|
SELL
|
- |
-4.81KClosed |
$194K - $214K
|
0
$0
|
|
Q1 2019 | |||||||
May 15, 2019
Q1 2019
|
Claybrook Capital, LLC
|
SELL
|
- |
-19.6KClosed |
$760K - $858K
|
0
$0
|
|
May 13, 2019
Q1 2019
|
Stringer Asset Management, LLC
Memphis, TN |
SELL
|
- |
-109KClosed |
$4.22M - $4.77M
|
0
$0
|
|
May 13, 2019
Q1 2019
|
Sfmg, LLC
|
SELL
|
- |
-63.2KClosed |
$2.45M - $2.76M
|
0
$0
|
|
May 10, 2019
Q1 2019
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
SELL
|
- |
-4Closed |
$155 - $175
|
0
$0
|
|
May 10, 2019
Q1 2019
|
Zions Bancorporation, N.A.
|
SELL
|
- |
-800Closed |
$31K - $35K
|
0
$0
|
|
May 09, 2019
Q1 2019
|
Hallmark Capital Management Inc
|
SELL
|
- |
-6.29KClosed |
$243K - $275K
|
0
$0
|
|
May 08, 2019
Q1 2019
|
Ifg Advisory, LLC
|
SELL
|
- |
-7.18KClosed |
$278K - $314K
|
0
$0
|
|
May 07, 2019
Q1 2019
|
Gryphon Financial Partners LLC
|
SELL
|
- |
-14.4KClosed |
$556K - $629K
|
0
$0
|
|
May 07, 2019
Q1 2019
|
River Wealth Advisors LLC
Camp Hill, PA |
SELL
|
- |
-700Closed |
$27.1K - $30.6K
|
0
$0
|
|
May 07, 2019
Q1 2019
|
Meridian Wealth Advisors, LLC
|
SELL
|
- |
-2.22KClosed |
$85.7K - $96.9K
|
0
$0
|
|
May 06, 2019
Q1 2019
|
Essex Savings Bank
|
SELL
|
- |
-600Closed |
$23.2K - $26.2K
|
0
$0
|
|
May 02, 2019
Q1 2019
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-160KClosed |
$6.18M - $6.99M
|
0
$0
|
|
Apr 30, 2019
Q1 2019
|
Cullen/Frost Bankers, Inc.
|
BUY
|
- |
700New |
$27.1K - $30.6K
|
700
$40.8K
|
|
Apr 16, 2019
Q1 2019
|
Allred Capital Management, LLC
Dallas, TX |
SELL
|
- |
-6.23KClosed |
$241K - $273K
|
0
$0
|
|
Q4 2018 | |||||||
Feb 19, 2019
Q4 2018
|
Executive Wealth Management, LLC
|
BUY
|
- |
24New |
$894 - $1.11K
|
24
$1.4K
|