Latest Institutional Transactions on Alps Sector Dividend Dogs ETF (SDOG)
This table provides information on the latest institutional transactions involving Alps Sector Dividend Dogs ETF (SDOG) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Mar 10, 2021
Q4 2020
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
155New |
$5.83K - $7.06K
|
155
$9.17K
|
|
|
Feb 16, 2021
Q4 2020
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-12.2KClosed |
$458K - $555K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Covington Capital Management
|
SELL
|
- |
-201Closed |
$7.56K - $9.16K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-6KClosed |
$226K - $273K
|
0
$0
|
|
|
Feb 09, 2021
Q4 2020
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-930Closed |
$35K - $42.4K
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Howe & Rusling Inc
Rochester, NY |
BUY
|
- |
450New |
$16.9K - $20.5K
|
450
$26.6K
|
|
|
Jan 29, 2021
Q4 2020
|
Key F Inancial Inc
|
BUY
|
- |
1.1KNew |
$41.3K - $50K
|
1.1K
$64.9K
|
|
| Q3 2020 | |||||||
|
Nov 16, 2020
Q3 2020
|
Holt Capital Advisors, L.L.C. Dba Holt Capital Partners, L.P.
Fort Worth, TX |
SELL
|
- |
-32.5KClosed |
$1.14M - $1.29M
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Professional Financial Advisors, LLC
|
BUY
|
- |
35New |
$1.23K - $1.39K
|
35
$2.07K
|
|
|
Nov 12, 2020
Q3 2020
|
Mfa Wealth Advisors, LLC
Pittsburgh, PA |
SELL
|
- |
-3.39KClosed |
$119K - $135K
|
0
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-3.05KClosed |
$107K - $121K
|
0
$0
|
|
|
Nov 06, 2020
Q3 2020
|
Arrow Financial Corp
|
SELL
|
- |
-1.04KClosed |
$36.6K - $41.5K
|
0
$0
|
|
|
Nov 03, 2020
Q3 2020
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-68- 6.37% |
$2.38K - $2.7K
|
1K
$59.1K
|
|
|
Nov 03, 2020
Q3 2020
|
Community Bank, N.A.
|
SELL
|
- |
-250Closed |
$8.77K - $9.94K
|
0
$0
|
|
|
Oct 30, 2020
Q3 2020
|
Avion Wealth
The Woodlands, TX |
BUY
|
- |
334New |
$11.7K - $13.3K
|
334
$19.8K
|
|
|
Oct 28, 2020
Q3 2020
|
Xr Securities LLC
|
SELL
|
- |
-10.2KClosed |
$359K - $407K
|
0
$0
|
|
|
Oct 14, 2020
Q3 2020
|
Raymond James Trust N.A.
|
SELL
|
- |
-13.3KClosed |
$466K - $529K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Feb 13, 2024
Q2 2020
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
BUY
|
- |
100New |
$2.95K - $4.19K
|
100
$5.91K
|
|
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
9+ 0.33% |
$266 - $377
|
2.71K
$160K
|
|
|
Aug 14, 2020
Q2 2020
|
Procyon Advisors, LLC
|
SELL
|
- |
-15Closed |
$443 - $628
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-28.5KClosed |
$841K - $1.19M
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
First Manhattan CO
New York, NY |
SELL
|
- |
-3.61KClosed |
$106K - $151K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-1.34KClosed |
$39.4K - $56K
|
0
$0
|
|
|
Aug 12, 2020
Q2 2020
|
Greenwood Capital Associates LLC
Greenwood, SC |
SELL
|
- |
-6.88KClosed |
$203K - $288K
|
0
$0
|
|
|
Aug 05, 2020
Q2 2020
|
Fifth Third Bancorp
|
SELL
|
- |
-305Closed |
$9K - $12.8K
|
0
$0
|
|
|
Jul 31, 2020
Q2 2020
|
Milestone Advisory Partners
|
SELL
|
- |
-14.5KClosed |
$428K - $607K
|
0
$0
|
|
|
Jul 31, 2020
Q2 2020
|
Texas Yale Capital Corp.
St. Petersburg, FL |
BUY
|
- |
5.75KNew |
$170K - $241K
|
5.75K
$340K
|
|
|
Jul 28, 2020
Q2 2020
|
Atlas Capital Advisors LLC
San Francisco, CA |
SELL
|
- |
-7.37KClosed |
$217K - $308K
|
0
$0
|
|
|
Jul 17, 2020
Q2 2020
|
Corbenic Partners LLC
|
SELL
|
- |
-241Closed |
$7.11K - $10.1K
|
0
$0
|
|
|
Jul 14, 2020
Q2 2020
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-971Closed |
$28.6K - $40.7K
|
0
$0
|
|
|
Jul 09, 2020
Q2 2020
|
Traverso Chambers Private Wealth Management, LLC
|
SELL
|
- |
-6.42KClosed |
$190K - $269K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 18, 2020
Q1 2020
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
SELL
|
- |
-3.52KClosed |
$92.9K - $167K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Silicon Hills Wealth Management, LLC
Austin, TX |
SELL
|
- |
-264Closed |
$6.97K - $12.5K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Institutional & Family Asset Management, LLC
|
SELL
|
- |
-1.39KClosed |
$36.6K - $65.9K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
M Holdings Securities, Inc.
Portland, OR |
SELL
|
- |
-15.4KClosed |
$406K - $731K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-34.8KClosed |
$918K - $1.65M
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Keybank National Association
|
SELL
|
- |
-6.12KClosed |
$162K - $291K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-4.43KClosed |
$117K - $211K
|
0
$0
|
|
|
May 11, 2020
Q1 2020
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-5.02KClosed |
$132K - $238K
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Pro Vise Management Group, LLC
Clearwater, FL |
SELL
|
- |
-288KClosed |
$7.59M - $13.7M
|
0
$0
|
|
|
May 06, 2020
Q1 2020
|
Canton Hathaway, LLC
|
SELL
|
- |
-3KClosed |
$79.2K - $142K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Cutter & CO Brokerage, Inc.
|
SELL
|
- |
-6.2KClosed |
$163K - $294K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
9258 Wealth Management, LLC
|
SELL
|
- |
-4.9KClosed |
$129K - $233K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Strateg Iq Financial Group, LLC
|
SELL
|
- |
-5.76KClosed |
$152K - $274K
|
0
$0
|
|
|
May 04, 2020
Q1 2020
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-67Closed |
$1.77K - $3.18K
|
0
$0
|
|
|
Apr 30, 2020
Q1 2020
|
Laurel Wealth Advisors LLC
Charlotte, NC |
SELL
|
- |
-98- 5.09% |
$2.59K - $4.65K
|
1.83K
$108K
|
|
|
Apr 29, 2020
Q1 2020
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-1.25KClosed |
$33K - $59.4K
|
0
$0
|
|
|
Apr 28, 2020
Q1 2020
|
Weaver Consulting Group
|
SELL
|
- |
-190Closed |
$5.01K - $9.02K
|
0
$0
|
|
|
Apr 21, 2020
Q1 2020
|
Harvest Investment Services, LLC
|
SELL
|
- |
-4.42KClosed |
$117K - $210K
|
0
$0
|
|
|
Apr 16, 2020
Q1 2020
|
Garrett Wealth Advisory Group, LLC
|
SELL
|
- |
-55.8KClosed |
$1.47M - $2.65M
|
0
$0
|
|