Latest Institutional Transactions on Alps Sector Dividend Dogs ETF (SDOG)
This table provides information on the latest institutional transactions involving Alps Sector Dividend Dogs ETF (SDOG) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 28, 2020
Q2 2020
|
Atlas Capital Advisors LLC
San Francisco, CA |
SELL
|
- |
-7.37KClosed |
$217K - $308K
|
0
$0
|
|
|
Jul 17, 2020
Q2 2020
|
Corbenic Partners LLC
|
SELL
|
- |
-241Closed |
$7.11K - $10.1K
|
0
$0
|
|
|
Jul 14, 2020
Q2 2020
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-971Closed |
$28.6K - $40.7K
|
0
$0
|
|
|
Jul 09, 2020
Q2 2020
|
Traverso Chambers Private Wealth Management, LLC
|
SELL
|
- |
-6.42KClosed |
$190K - $269K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 18, 2020
Q1 2020
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
SELL
|
- |
-3.52KClosed |
$92.9K - $167K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Silicon Hills Wealth Management, LLC
Austin, TX |
SELL
|
- |
-264Closed |
$6.97K - $12.5K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Institutional & Family Asset Management, LLC
|
SELL
|
- |
-1.39KClosed |
$36.6K - $65.9K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
M Holdings Securities, Inc.
Portland, OR |
SELL
|
- |
-15.4KClosed |
$406K - $731K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-34.8KClosed |
$918K - $1.65M
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-4.43KClosed |
$117K - $211K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Keybank National Association
|
SELL
|
- |
-6.12KClosed |
$162K - $291K
|
0
$0
|
|
|
May 11, 2020
Q1 2020
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-5.02KClosed |
$132K - $238K
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Pro Vise Management Group, LLC
Clearwater, FL |
SELL
|
- |
-288KClosed |
$7.59M - $13.7M
|
0
$0
|
|
|
May 06, 2020
Q1 2020
|
Canton Hathaway, LLC
|
SELL
|
- |
-3KClosed |
$79.2K - $142K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Strateg Iq Financial Group, LLC
|
SELL
|
- |
-5.76KClosed |
$152K - $274K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Cutter & CO Brokerage, Inc.
|
SELL
|
- |
-6.2KClosed |
$163K - $294K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
9258 Wealth Management, LLC
|
SELL
|
- |
-4.9KClosed |
$129K - $233K
|
0
$0
|
|
|
May 04, 2020
Q1 2020
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-67Closed |
$1.77K - $3.18K
|
0
$0
|
|
|
Apr 30, 2020
Q1 2020
|
Laurel Wealth Advisors LLC
Charlotte, NC |
SELL
|
- |
-98- 5.09% |
$2.59K - $4.65K
|
1.83K
$112K
|
|
|
Apr 29, 2020
Q1 2020
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-1.25KClosed |
$33K - $59.4K
|
0
$0
|
|
|
Apr 28, 2020
Q1 2020
|
Weaver Consulting Group
|
SELL
|
- |
-190Closed |
$5.01K - $9.02K
|
0
$0
|
|
|
Apr 21, 2020
Q1 2020
|
Harvest Investment Services, LLC
|
SELL
|
- |
-4.42KClosed |
$117K - $210K
|
0
$0
|
|
|
Apr 16, 2020
Q1 2020
|
Garrett Wealth Advisory Group, LLC
|
SELL
|
- |
-55.8KClosed |
$1.47M - $2.65M
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
898New |
$37.6K - $42.1K
|
898
$55K
|
|
|
Feb 14, 2020
Q4 2019
|
Advisory Alpha, LLC
|
SELL
|
- |
-237Closed |
$9.93K - $11.1K
|
0
$0
|
|
|
Feb 13, 2020
Q4 2019
|
Personal Cfo Solutions, LLC
|
SELL
|
- |
-8.77KClosed |
$368K - $411K
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
SELL
|
- |
-33Closed |
$1.38K - $1.55K
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Glenmede Trust CO Na
Philadelphia, PA |
SELL
|
- |
-15Closed |
$629 - $703
|
0
$0
|
|
|
Feb 11, 2020
Q4 2019
|
Alerus Financial Na
Grand Forks, ND |
SELL
|
- |
-8.83KClosed |
$370K - $414K
|
0
$0
|
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-1.94KClosed |
$81.1K - $90.7K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 08, 2019
Q3 2019
|
Dorsey & Whitney Trust CO LLC
Sioux Falls, SD |
SELL
|
- |
-36.2KClosed |
$1.47M - $1.63M
|
0
$0
|
|
|
Nov 08, 2019
Q3 2019
|
Trek Financial, LLC
Scottsdale, AZ |
SELL
|
- |
-5.1KClosed |
$207K - $230K
|
0
$0
|
|
|
Oct 16, 2019
Q3 2019
|
Simon Quick Advisors, LLC
|
SELL
|
- |
-1.51KClosed |
$61.5K - $68.2K
|
0
$0
|
|
|
Oct 10, 2019
Q3 2019
|
Gradient Investments LLC
|
SELL
|
- |
-20Closed |
$812 - $901
|
0
$0
|
|
|
Oct 08, 2019
Q3 2019
|
Reitz Capital Advisors LLC
|
SELL
|
- |
-198KClosed |
$8.05M - $8.93M
|
0
$0
|
|
|
Oct 02, 2019
Q3 2019
|
Advocacy Wealth Management Services, LLC
|
SELL
|
- |
-150Closed |
$6.09K - $6.76K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 13, 2019
Q2 2019
|
Sws Partners
|
SELL
|
- |
-45.9KClosed |
$1.85M - $2.04M
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-3.08KClosed |
$124K - $137K
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
M&T Bank Corp
|
SELL
|
- |
-5.55KClosed |
$224K - $246K
|
0
$0
|
|
|
Aug 09, 2019
Q2 2019
|
Johnson Financial Group, Inc.
Racine, WI |
SELL
|
- |
-113Closed |
$4.56K - $5.02K
|
0
$0
|
|
|
Aug 07, 2019
Q2 2019
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-201Closed |
$8.12K - $8.93K
|
0
$0
|
|
|
Jul 30, 2019
Q2 2019
|
Lee Financial CO
Dallas, TX |
BUY
|
- |
1.66KNew |
$67.1K - $73.8K
|
1.66K
$102K
|
|
|
Jul 23, 2019
Q2 2019
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-215Closed |
$8.68K - $9.55K
|
0
$0
|
|
|
Jul 11, 2019
Q2 2019
|
Country Trust Bank
|
SELL
|
- |
-311Closed |
$12.6K - $13.8K
|
0
$0
|
|
|
Jul 08, 2019
Q2 2019
|
Rvw Wealth, LLC
|
SELL
|
- |
-4.81KClosed |
$194K - $214K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Claybrook Capital, LLC
|
SELL
|
- |
-19.6KClosed |
$760K - $858K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Stringer Asset Management, LLC
Memphis, TN |
SELL
|
- |
-109KClosed |
$4.22M - $4.77M
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Sfmg, LLC
|
SELL
|
- |
-63.2KClosed |
$2.45M - $2.76M
|
0
$0
|
|
|
May 10, 2019
Q1 2019
|
Zions Bancorporation, N.A.
|
SELL
|
- |
-800Closed |
$31K - $35K
|
0
$0
|
|
|
May 10, 2019
Q1 2019
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
SELL
|
- |
-4Closed |
$155 - $175
|
0
$0
|
|